1. Introduction
In recent decades, damage caused by tropical cyclones (TCs) has increased due to an uptick in both coastal population and wealth (e.g., Klotzbach et al. 2018). Destruction caused by TCs is closely related to the intensity of the storm (Klotzbach et al. 2018, 2020). For example, in the United States, it has been estimated that over 80% of all tropical cyclone-related damage is associated with TCs of major hurricane intensity (1-min maximum sustained wind ≥ 96 kt; 1 kt ≈ 0.51 m s−1) despite the fact that approximately only 20% of all TCs in the North Atlantic basin obtain major hurricane intensity (Pielke and Landsea 1998; Klotzbach et al. 2020). A significant effort has been made to better understand the factors that affect TC intensity, which has contributed to more accurate forecast guidance (DeMaria et al. 2014), as well as a composite improvement in 12–120-h forecast skill of over 8% over the last decade (2010–19) compared to the previous decade (2000–09; Cangialosi et al. 2020). Although some recent progress has been made, TC intensity forecasts continue to struggle with the prediction of events of rapid intensification (RI), which are typically associated with forecast errors over twice as large as non-RI intensity change episodes (e.g., Fischer et al. 2019; Trabing and Bell 2020). Room for improvement exists before operational TC intensity forecasts reach the predictability barrier (Emanuel and Zhang 2016; Cangialosi et al. 2020).
Kinematically, changes in TC intensity are driven by the advection of angular momentum surfaces across the location of maximum wind (e.g., Shapiro and Willoughby 1982; Krishnamurti et al. 2005; Smith et al. 2009; Montgomery and Smith 2014; Smith and Montgomery 2015). In the TC boundary layer, however, where TC intensity is typically defined, angular momentum is not materially conserved, as momentum is lost due to frictional torque and turbulence. Thus, in order to intensify the TC primary circulation within the boundary layer, the inward advection of angular momentum associated with the TC overturning circulation must exceed the rate that angular momentum is lost (Smith and Montgomery 2015). Consequently, heating associated with convective processes within the TC core is vital for maintaining the radial pressure gradient and, thereby, a sufficiently vigorous overturning circulation, required to sustain a given TC intensity.
Consistent with theory, previous observational studies have demonstrated that TC convective organization is closely related to TC intensity. Specifically, TC intensity has been linked to the storm’s convective structure, diagnosed by infrared brightness temperatures (Dvorak 1975; Velden et al. 2006; Ritchie et al. 2012; Fischer et al. 2018), microwave brightness temperatures (Cecil and Zipser 1999; Fischer et al. 2018; Jiang et al. 2019; Wimmers et al. 2019), and estimates of TC precipitation (Chen et al. 2006; Ruan and Wu 2018; Yang et al. 2021). TC convective characteristics have also been shown to be strongly connected to future TC intensity (i.e., intensity change; Guimond et al. 2011; Rogers et al. 2013a; Zagrodnik and Jiang 2014; Kaplan et al. 2015; Alvey et al. 2015; Rogers et al. 2015; Fischer et al. 2018; Wadler et al. 2018). For instance, Fischer et al. (2018) showed that TC intensification occurs preferentially in storms with anomalously symmetric convective structures relative to TCs of similar intensities. Additionally, it was shown that the anomalous convective structure could be used to skillfully predict episodes of RI, which are notoriously challenging periods to accurately forecast. However, the conclusions of the Fischer et al. (2018) analysis were limited by the spatial resolution of the satellite sensors as well as the intermittent temporal coverage of the TC convective cycle inherent to low-Earth orbiting satellites. Furthermore, other studies have pointed out that asymmetric bursts of convection can play important roles in the TC intensity change process, particularly in the intensification process (e.g., Guimond et al. 2010, 2016; Rogers et al. 2016; Hazelton et al. 2017; Wadler et al. 2018). Thus, a more complete understanding of how TC convective structure is related to TC intensity is critical, as knowledge about structural departures from the base state may indicate upcoming changes in TC intensity.
TC intensity change, however, is a multiscale problem. Ultimately, it is the interaction of turbulent- and convective-scale processes with the TC vortex and environment that dictate the intensity evolution of the storm (Rogers et al. 2015; Rios-Berrios et al. 2018; Alvey et al. 2020; Rios-Berrios 2020; Rogers et al. 2020; Chen et al. 2021; Chen and Bryan 2021). Although the environmental conditions favorable for TC intensification are generally well understood, such as low vertical wind shear, high oceanic heat content, and a sufficiently moist troposphere (e.g., DeMaria et al. 2005; Hendricks et al. 2010; Tang and Emanuel 2012; Kaplan et al. 2015; Rios-Berrios and Torn 2017), predicting TC intensification becomes increasingly challenging when a TC is embedded in a marginally favorable environment (Bhatia and Nolan 2013; Zhang and Tao 2013; Rios-Berrios and Torn 2017). For instance, in environments of moderate vertical wind shear, the rate and timing of TC intensification exhibit increased sensitivity to stochastic convective processes, which are intricately connected to the structural evolution of the TC vortex and other nonlinear feedbacks, such as lower-tropospheric ventilation and cold pool development (Zhang and Tao 2013; Rios-Berrios et al. 2018; Rios-Berrios 2020).
The vortex characteristics associated with TC intensity change have also been shown to vary depending on the intensity of the storm. For instance, numerical modeling and observation-based case studies have suggested that in weak TCs (i.e., those of minimal hurricane intensity and below), TC intensification is closely tied to the degree of vertical misalignment of the TC vortex (Rios-Berrios et al. 2018; Chen et al. 2019; Alvey et al. 2020; Rios-Berrios 2020; Rogers et al. 2020; Schecter and Menelaou 2020). However, in an analysis of hurricane-strength TCs, Rogers et al. (2013a) found no significant difference in the magnitude of vortex tilt between intensifying and steady-state TCs. These conflicting findings suggest that it appears possible the significance of vortex misalignment on TC intensity change may also vary depending on TC intensity; however, to the authors’ knowledge, no systematic observational study of vortex tilt in relation to TC intensity has yet to be performed.
Moreover, there has been a lack of large-sample-size observational analyses on how the three-dimensional, kinematic TC inner-core structure varies with TC intensity. The hazardous conditions inherent to TCs poses a significant challenge to acquiring in situ observations of TC inner-core structure. Nevertheless, some aspects of the relationship between TC structure and TC intensity have been observed. For instance, McBride (1981) and Frank (1982) used rawinsonde observations to examine the composite kinematic characteristics of TCs stratified by TC intensity; however, the TC inner core could not be properly resolved due to insufficient observations. More recently, the radial variation in TC inner-core structure was assessed in relation to TC intensity via a collection of in situ aircraft reconnaissance observations (Mallen et al. 2005; Martinez et al. 2017); however, because these studies were limited to the flight-level of the aircraft, the vertical variation of the TC inner-core structure could not be analyzed.
The need for a better understanding of how TC convective characteristics and the three-dimensional vortex structure are related to TC intensity serves as the motivation for the present study. Here, we utilize a novel airborne Doppler radar dataset, referred to as the Tropical Cyclone Radar Archive of Doppler Analyses with Re-centering (TC-RADAR). Although airborne Doppler radar observations have been used in multiple previous case studies (e.g., Marks et al. 1992; Reasor et al. 2005; Rogers et al. 2015, 2016; Fischer et al. 2020) as well as composite analyses of mature TCs (e.g., Rogers et al. 2012; Reasor et al. 2013; Rogers et al. 2013a; DeHart et al. 2014; Hazelton et al. 2015; Wadler et al. 2018) to examine TC inner-core structure, these studies did not specifically examine how TC structure varies with intensity. In fact, to our knowledge, no previous studies have used airborne radar observations to assess the composite TC inner-core characteristics for storms below hurricane intensity. Consequently, TC-RADAR provides an unprecedented observational framework to examine TC vortex and convective structure due to the following characteristics of the database:
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A larger sample size and a broader spectrum of TC intensities than those used in previous airborne radar composite analyses, such as Rogers et al. (2012), Reasor et al. (2013), and DeHart et al. (2014).
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The implementation of a novel, objective center-finding algorithm, which is capable of identifying TC centers in the presence of limited data coverage.
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The inclusion of metadata pertaining to the vortex intensity, location, and environmental conditions.
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The database is publicly available in a more user-friendly format than previous airborne radar datasets.
Thus, the goals of this study are twofold: 1) to demonstrate the utility of TC-RADAR to the research community and 2) to use TC-RADAR to gain a better understanding of how TC vortex and convective characteristics are related to TC intensity.
2. Data and methods
a. Radar processing
This study utilizes observations from NOAA’s WP-3D (P-3) tail Doppler radar (TDR). The TDR is a 360° vertically scanning X-band (3.22 cm) radar. The TDRs on the two NOAA P-3s have undergone a series of changes in antenna, signal processor, and transmitter since their installation in the 1980s, as summarized in Table 1. While these changes have necessitated frequent adaptations of the radar data quality control process, the resulting reflectivity and Doppler velocity datasets are similar in their basic characteristics. One exception is the most recent upgrade to a dual-transmitting solid state system in 2017, with its greater sensitivity (due to pulse compression) and increased frequency of observation along the flight track. The increased sensitivity—approximately 15 dB—has permitted greater coverage in the 12–16-km layer, documenting the TC outflow layer much better than before.
History of NOAA P-3 TDR system characteristics from 1982 to 2021. Processing using pulse compression and time frequency modulated (TFM) pulses are indicated by the † and * symbols, respectively. The number in parentheses indicates the number of radars of the specified type. RVP is a trademark of SIGMET/Vaisala. CRPE and NSSL are used as abbreviations for the Centre de Recherches en Physique de L’Environnement Terrestre et Planetaire and the National Severe Storms Laboratory, respectively.
For all analyses considered here, the fore-aft scanning technique (FAST; Jorgensen and DuGranrut 1991; Jorgensen et al. 1996) was employed in which the antenna scans fore and aft of the fuselage in an approximately 20° cone relative to a vertical plane. FAST allows for the retrieval of three-dimensional winds, where sufficient scatterers exist, as the aircraft passes through the TC (Gamache et al. 1995; Lorsolo et al. 2010). Doppler velocity and reflectivity measurements collected during an observation period first undergo an automated quality control process (Gamache 2005) and are then interpolated onto a Cartesian grid in a manner similar to Eq. (2) of (Gao et al. 1999), with a horizontal grid spacing of 2 km × 2 km and a vertical grid spacing of 0.5 km. Finally, the three-dimensional wind is retrieved using a variational technique which simultaneously solves the radar projection equations and mass continuity equation subject to boundary conditions and a second-derivative filter (Gamache 1997; Gao et al. 1999; Reasor et al. 2009). Because of the grid spacing of the analysis and the Gaussian filtering being employed, features with wavelengths less than 12 km in the horizontal and 3 km in the vertical may be insufficiently resolved. Some of the sources of error in the TDR analyses, such as those arising from incomplete sampling, boundary conditions, second-derivative filtering, and the discretized solution of the mass-continuity equation were quantified by Lorsolo et al. (2013); however, other sources of error exist. A more comprehensive quantification of TDR analysis errors is the subject of ongoing work.
TDR analyses use observations from both the inbound and outbound flight legs from the TC center, collectively referred to as a center pass, and, in some cases, also include either the upwind or downwind leg tangential to the TC center. A typical radial leg length is 105 n mi (∼195 km), although it can be somewhat shorter depending on the mission. Radial legs rarely exceed this scale. Thus, the maximum total length of a center pass is approximately 400 km. For a given TC center pass, the mapped radar analyses provide a glimpse of the three-dimensional TC kinematic structure within a corridor near the flight track. A representative example of these so-called swath observations is shown in Fig. 1a. In typical operating conditions, the maximum unambiguous radial range is approximately 50 km, which is reflected by the edge of TDR observations seen in Fig. 1a. At some locations, the radial extent of observations is even smaller due to either attenuation, variations in beam geometry as the aircraft maneuvers, a lack of sufficient scatterers, removal of data such as surface clutter from the automated quality control process, or some combination of these factors. The issue of limited coverage associated with individual swath analyses can be remedied if the reconnaissance flight makes multiple passes through the center of the TC at varying azimuthal headings. For such flights, the increase in azimuthal coverage of data is leveraged through “merged” analyses, which are storm-centered composites that average all swath data for a given flight (Fig. 1b). With the assumption that the TC vortex does not significantly evolve during the typical 3–6-h sampling period of a single flight, merged analyses provide a more robust visualization of the TC vortex structure at the expense of smoothing transient features in the TC circulation. Merged TDR analyses have been successfully used by multiple previous studies to examine TC inner-core structure (e.g., Rogers et al. 2012; Reasor et al. 2013; Rogers et al. 2013a; Hazelton et al. 2015).
In the course of examining the flow characteristics of TCs across the entire database, a change in synthesis method was discovered which must be addressed. The majority of analyses for years prior to 2010 in TC-RADAR were created with a version of the processing software having too much second-derivative filtering in the vertical direction in an initial low-azimuthal wavenumber analysis of the data. This initial analysis, which is used as a low-weight background field in the variational method, permitted vertical motions that were both too deep and strong in the final analysis. The low-weight background addresses the unbounded nature of the continuity solution near the aircraft track (Chong and Testud 1996). Exacerbating this issue was the extension of the initial low-wavenumber analysis far beyond the grid points constrained by Doppler data. Occasionally, extreme values of vertical wind can be identified in regions of reflectivity that are relatively isolated and lacking any vertical structure typical of convection, highlighting their nonphysical origin. On rare occasions, these poor background fields might also have affected the de-aliasing and QC (which are aided by the background wind field) of the final Doppler interpolation. All TDR analyses from 2010 to the present were generated with proper second-derivative filtering of the background field and with the initial low-wavenumber analysis limited to regions constrained by Doppler data. In addition to yielding more physically reasonable retrievals of vertical motion, these changes also greatly reduced occurrences of spurious vertical motion. The only other changes made since 2010 were efforts over time to improve quality control and de-aliasing, to adapt to changes in the technology, and differences between flights in the noisiness of the data. Because the impact of the aforementioned issues on the horizontal winds was deemed relatively minor, all cases within TC-RADAR are included in section 3, which focuses on the horizontal component of the flow. The inclusion of all TC TDR analyses in section 3 enhanced the total sample size and increased confidence in the presented results. In section 4, where the focus shifts to the TC secondary circulation and convective structure, only cases since 2010 are included to avoid the introduction of biases associated with the change in solution method into our results.
b. Distribution of cases in TC-RADAR
TC-RADAR is a collection of radar analyses from 273 flights into 63 unique TCs and 3 different pre-TC disturbances in the North Atlantic, eastern North Pacific, and central North Pacific basins between 1997 and 2020 (Fig. 2). TC-RADAR contains storms ranging from pre-genesis disturbances to mature hurricanes, which builds upon the cases used in previous composite studies, such as Rogers et al. (2012), Reasor et al. (2013), Rogers et al. (2013a), and Wadler et al. (2018). To our knowledge, TC-RADAR is the largest radar-based observational dataset of TC structure to be introduced in the literature.
A unique aspect of TC-RADAR is the inclusion of best track and environmental metadata from the Statistical Hurricane Intensity Prediction Scheme (SHIPS; DeMaria and Kaplan 1994; DeMaria et al. 2005) diagnostic files for each TDR analysis. For swath analyses, the synoptic time nearest to the TC center fix is used to obtain the relevant best track and environmental metadata. For merged analyses, the synoptic time nearest to the midpoint of the first and last center fixes of the flight are used to obtain the relevant metadata. Although the nearest synoptic time and the time of the TDR analysis can differ by up to three hours, the best track and environmental metadata are assumed to be representative of the conditions associated with the TC at the time it was observed by the aircraft.
For the purposes of this study, we only used analyses from TCs of at least tropical depression intensity and those that were at least 50 km away from a major landmass1 at the time of nearest best track analysis with the aim of removing TC structural influences associated with land interaction. Imposing these criteria left 249 merged analyses, including TCs spanning a wide range of intensities (Figs. 3a,b). The distribution of TC intensities in TC-RADAR exhibits a bimodal distribution with a first peak between 50 and 60 kt and another peak between 100 and 120 kt (Fig. 3a). The translation speed of the storms in TC-RADAR nearly exclusively ranges from 0 to 10 m s−1. Environmental diagnostics from SHIPS reveal the TCs analyzed in this study exist in environments associated with a wide range of deep-layer (850–200 hPa) shear magnitudes2 (Fig. 3d) and midlevel (700–500 hPa) moisture (Fig. 3e). All of the TCs analyzed here occurred over sea surface temperatures (SSTs) > 26°C, with the majority over SSTs ≥ 29°C.
c. TC center identification
To assess the vortex and convective characteristics of each TC, a TC center must be identified that is consistent with the time of the TDR analysis. Determining the center of a TC is not a trivial task (Nguyen et al. 2014; Ryglicki and Hodyss 2016; Ryglicki et al. 2021), especially using an observational platform that does not contain analyses of the TC mass field and often has large gaps in data coverage, such as the TDR. Although objective methods of identifying TC centers via TDR observations have been used in previous studies (e.g., Reasor and Eastin 2012; Rogers et al. 2012; Reasor et al. 2013), these studies employed methods tailored to the analysis of storms of hurricane intensity. To summarize, the aforementioned studies identified the TC center as the location that yields the maximum azimuthally averaged tangential wind within a set of annuli of varying widths, centered on the TC’s radius of maximum wind. When we attempted to replicate this method in TCs weaker than hurricane intensity, we found that these weak TCs can be associated with ill-defined and asymmetric regions of peak wind as well as larger observational gaps due to a dearth of scatterers, which occasionally resulted in center estimates that substantially differed from subjective TC center estimates based on either vorticity maxima or storm-relative circulation centers.
The novel TC center-finding technique used in this study is described in detail in the appendix. In essence, the TC center is objectively identified as the TDR analysis grid point where the storm-relative flow best matches an idealized vortex of purely cyclonic flow. The novel method was found to routinely identify a TC center that is located within a region of enhanced vorticity and close to the circulation center of the storm-relative flow. By employing the novel center-finding technique, this study was able to examine storm-centered airborne radar composites of TCs below hurricane intensity for what we believe to be the first time.
d. Computing vortex tilt
With confidence in the novel center-finding technique, all swath analyses were re-centered using the motion-relative horizontal wind at a height of 2 km. In TC-RADAR, the re-centered, gridded observations are stored within a storm-centered domain that spans 300 km × 300 km. Merged analyses were then generated using the re-centered swaths available for each flight. Using the merged analyses, objective TC center estimates were computed at all vertical levels below 14 km, provided the maximum azimuthally averaged tangential wind relative to the diagnosed center location at the current height was at least 8 m s−1. This threshold ensured a sufficiently robust vortex was being re-centered. Following the identification of all TC centers, vortex tilt is computed for each TC, relative to a base center at a height of 2 km. This study only uses vortex tilt derived from merged analyses, due to the greater azimuthal data coverage and more confident TC center estimates compared to those derived from TDR swath analyses.
Examples of two tilted storms are shown in Fig. 4 for flights into Tropical Storm Jerry (2019) and Isaias (2020). The horizontal plan-views of the storm-relative horizontal wind field in Tropical Storm Jerry, shown here in 2-km vertical increments, reveal an eastward tilt with height relative to the 2-km vortex center (Figs. 4b,c). A more prominent example of vortex misalignment was observed in Isaias (Figs. 4d–f). Although observational coverage was confined to the northeastern portion of the vortex, the 6-km TC center identified in the analysis was displaced approximately 100 km to the east-northeast of the 2-km TC center (Fig. 4f).
Hodographs of vortex tilt for the same TDR analyses of Jerry and Isaias more clearly illustrate the vertical structure of their vortex misalignment (Fig. 5). In Jerry, the vertical profile of tilt increases rather consistently with height (Fig. 5a); however, in Isaias, a sharp jump in tilt magnitude is observed between 4 and 4.5 km, suggesting a decoupling of the low-level and midlevel vortex (Fig. 5b). Although a wide range of vortex misalignment configurations exist in nature, these results demonstrate the utility of the novel center-finding method to diagnose the degree of misalignment.
3. The relationship between TC intensity and vortex structure
a. TC intensity versus inner-core size
With a center-finding algorithm established, the relationship between TC intensity and TC kinematic structure was explored. Figure 6a shows the distribution of TDR-derived TC radius of maximum wind (RMW), at a height of 2 km, as a function of TC intensity. Due to the limited domain size arising from typical observational coverage, the largest radial range we were able to consistently search for an RMW was 150 km. Consequently, it is possible the few storms analyzed here with an RMW of 150 km had slightly larger RMWs in reality. Nevertheless, Fig. 6a shows TCs below hurricane intensity (i.e., those with maximum sustained 10-m winds < 64 kt) are associated with a wide range of RMWs, while major hurricanes (maximum sustained 10-m winds ≥ 100 kt) are generally associated with RMWs ≤ 80 km. The link between more intense TCs and smaller RMWs is consistent with previous studies (Knaff et al. 2015; Martinez et al. 2017).
The size of the RMW for a given TC intensity has implications for the pressure–wind relationship of the TC (Fig. 6b). Storms with relatively large RMWs for a certain maximum-sustained wind speed tend to have lower central pressures than storms with relatively small RMWs for the same maximum-sustained wind speed. These findings are consistent with previous analyses of influences on the TC pressure–wind relationship (Knaff and Zehr 2007; Kossin 2015).
The relationship between the best track intensity and the maximum Earth-relative, TDR-derived wind speed at a height of 2.0 km is shown in Fig. 6c. There is a strong correlation between the maximum radar-derived wind speed and the best track intensity, indicating the accuracy of the best track intensity estimates. The high bias in TDR-derived wind is primarily related to the differences in height of the wind observations compared to the 10-m maximum wind in the best track, but differences may also arise because the best track estimates peak wind based on a synthesis of available spaceborne, airborne, ground radar, and in situ observing platforms. Nonetheless, the bulk of the TDR-derived maximum winds are approximately 10%–15% larger than the best track maximum 10-m winds, consistent with the wind-reduction factors found by Franklin et al. (2003). There are some instances where the maximum TDR-derived winds are less than the best track intensity estimates; however, in a majority of these cases, the RMW of the TC was less than 50 km. It is possible that for these relatively compact inner cores, the wind maxima were not entirely resolved by the TDR analyses. Additionally, it is likely neither the TDR analyses nor the best track capture the true maximum wind within a TC, as observations and large-eddy simulations have suggested peak winds in the TC boundary layer occur within turbulent eddies, which are unlikely to be reflected in either intensity estimate (e.g., Marks et al. 2008; Guimond et al. 2018; Stern and Bryan 2018).
b. Azimuthally averaged vortex characteristics
Composites of azimuthally averaged, TDR-derived quantities were constructed using a normalized radial coordinate system, similar to previous studies such as Rogers et al. (2012). Here, the radial coordinate R* is scaled by the RMW at a height of 2 km for each TC, such that a value of R* = 1 denotes the location of the TC’s RMW. This normalization process better accounts for variations in TC size and yields more insightful composites. All composites using the normalized radial coordinate system were constructed from TDR merged analyses that had data coverage ≥ 50% in the azimuthal direction at the corresponding location in radius–height space.
To assess how the structure of the TC primary circulation is related to TC intensity, Fig. 7 shows composites of azimuthally averaged relative vorticity (
Best track intensity (Vmax) bounds and the number of TDR swath and merged analyses for the three TC intensity groups where sufficient data coverage was present to examine TC vortex characteristics (using all years in TC-RADAR).
The composites of
The bimodal structure of lower-tropospheric
In addition to the intensity-dependent differences in the radial structure of the TC vortex, TC intensity was also linked to differences in the vertical decay of the TC vortex (Fig. 8). To account for the inherent disparities in the magnitudes of the azimuthally averaged tangential wind (
In corroboration with the findings of Stern et al. (2014), it was found that more intense TCs are characterized by more gradually decaying vertical profiles of normalized
c. TC intensity versus vortex tilt
Multiple previous studies have demonstrated how vertical wind shear can act to tilt the TC vortex from an otherwise upright position (e.g., Jones 1995; Wang and Holland 1996; Reasor et al. 2004, 2013; Reasor and Montgomery 2015; Rios-Berrios et al. 2018). The eventual alignment of a tilted TC vortex has been hypothesized to be critical for TC intensification, especially in TCs below hurricane intensity (e.g., Chen et al. 2018a; Rios-Berrios et al. 2018; Alvey et al. 2020; Rogers et al. 2020; Schecter and Menelaou 2020). However, in an observational analysis of TCs of hurricane intensity, Rogers et al. (2013a) did not find significant differences in the vortex tilt of intensifying and steady-state TCs, with most TCs associated with generally upright vortices. This raises the question of whether vortex tilt displays a dependency on TC intensity.
Figure 9 shows the distribution of the 2–7-km vortex tilt magnitude as a function of TC intensity for all merged analyses where a TC center estimate at a height of 7 km could be made. A statistically significant relationship exists between TC intensity and vortex tilt magnitude, with a rank correlation coefficient of −0.69. This relationship exhibits nonlinear characteristics, as an exponentially decaying fit yielded a larger squared correlation coefficient (0.46) than that of a linear fit (0.316). This nonlinear relationship is particularly evident for TCs below hurricane intensity, where a large range of tilt magnitudes are observed, with some TCs exhibiting a 7-km center displacement in excess of 100 km. Alternatively, major hurricanes were consistently associated with more upright vortices, as tilt magnitudes never exceed 25 km. Although this relationship appears consistent with modeling simulations (e.g., Zhang and Tao 2013; Chen et al. 2018b; Ryglicki et al. 2018; Rios-Berrios 2020; Schecter and Menelaou 2020) and previous case studies (e.g., Reasor and Eastin 2012; Stevenson et al. 2014; Nguyen et al. 2017; Rogers et al. 2020; Boehm and Bell 2021; Ryglicki et al. 2021; Alvey et al. 2022), it is our understanding that this is the first time the link between vortex tilt magnitude and TC intensity has been quantified using an observational dataset of this scale.
To better illustrate the tilt profile for each available merged analysis, Fig. 10 shows shear-relative hodographs of vortex tilt for the same three TC intensity groups analyzed earlier. In each intensity group, the majority of TCs exhibit a tilt direction that is downshear-left of the 2-km TC center location, which is consistent with previous theoretical and observational studies (e.g., Wang and Holland 1996; Reasor et al. 2004, 2013). Weak TCs display the largest spread in both tilt magnitude and shear-relative tilt direction of the three intensity groups (Fig. 10a). The composite-mean tilt profiles for each intensity group are associated with similar shear-relative directions (Fig. 10d); however, significant differences exist in the mean magnitudes of vortex tilt for each intensity group. TCs below hurricane intensity have a mean 2–7-km tilt magnitude of approximately 46 km, while minor hurricanes and major hurricanes have mean tilt magnitudes of 11 and 6 km, respectively. Differences in tilt magnitude for each intensity group were found to be statistically significant at the 99.9% confidence level using the nonparametric, two-tailed Wilcoxon rank sum test (Wilks 2011). These results demonstrate that TC intensity is strongly related to vortex tilt characteristics.
4. The relationship between TC intensity and convective structure
a. Azimuthally averaged convective characteristics
TC intensity is fundamentally connected to the balance between the import of angular momentum in the TC boundary layer and the loss of angular momentum via friction (Smith et al. 2009). Heating associated with convective processes in the TC inner core is vital toward maintaining an inward-directed pressure gradient force, which may advect angular momentum surfaces inward. In accordance, previous studies have demonstrated a relationship between TC intensity and TC convective structure, as identified via satellite observations from geostationary and passive microwave satellite imagery (e.g., Dvorak 1975; Cecil and Zipser 1999; Velden et al. 2006; Fischer et al. 2018). However, the signal between TC intensity and the kinematic characteristics of the TC secondary circulation has yet to be systematically evaluated in an observational framework for all TC intensities.
To begin to address this gap, Fig. 11 shows the composite radial wind and vertical velocity (i.e., the secondary circulation) for the three intensity groups. As discussed in section 2a, the analyses of TC convective structure in this section only consider TCs that occurred between 2010 and 2020, as these TCs were associated with a consistent version of the synthesis software. Although this temporal constraint causes a reduction in sample size, particularly for TCs of hurricane intensity (Table 3), it ensures a more homogeneous comparison of TC vertical velocity characteristics.
Best track intensity (Vmax) bounds and the number of TDR swath and merged analyses for the three TC intensity groups where sufficient data coverage was present to examine TC convective characteristics (using TCs between 2010 and 2020).
Although there is limited data coverage, the composite radial wind from Fig. 11 shows TCs of tropical depression and tropical storm intensity are associated with the deepest inflow of the three intensity groups (Fig. 11a). Here, we describe inflow depth using the total inflow in the lower troposphere, which likely includes contributions from both surface friction and diabatic heating. Although it is unclear to what extent the observed lower-tropospheric inflow is receiving contributions from surface friction and heating-induced inflow, the relatively deep inflow in weaker storms is consistent with previous observational work (Zhang et al. 2011) and theoretical studies, which have linked TC boundary layer depth to inertial stability (e.g., Kepert 2001, 2012). As TC intensity increases, inflow depth becomes shallower and the magnitude of inflow increases (Figs. 11b,c). This relationship between inflow and TC intensity is consistent with composites from dropsonde observations (Zhang et al. 2011); however, the TDR-derived composite inflow magnitudes in the present study are significantly weaker than those measured by dropsondes. The weaker TDR-derived inflow magnitudes are likely due to difficulty resolving the peak inflow at locations away from the flight track, which are observed by relatively large pulse volumes. More specifically, in the present study, which uses gridded three-dimensional analyses, winds are analyzed at an altitude as low as 0.5 km, but the radar sampling and quality control procedure will impact the wind retrieval there. Doppler radar pulse volumes contaminated by scattering from the ocean surface must be removed. Therefore, at increasing horizontal distance from the swath center, the weighted-mean altitude of Doppler observations contributing to the analysis at 0.5 km will increasingly exceed 0.5 km to the point that no Doppler data fall within the vertical cutoff distance of the interpolation and the grid point is flagged. In addition, the variational method’s use of a continuity constraint in the boundary layer where the vertical structure of divergence is not well resolved will also introduce some error into the retrieval there. Furthermore, the peak inflow in the TC boundary layer is typically found at heights below 0.5 km (e.g., Zhang et al. 2011) and, therefore, the inflow magnitudes seen in Fig. 11 are not representative of the peak inflow layer. These issues demonstrate that caution should be used when using these gridded TDR analyses to describe processes occurring in the TC boundary layer.
The uncertainty of the near-surface observations notwithstanding, Fig. 11 shows azimuthally averaged vertical velocity (
To better visualize the relationship between TC intensity and ascent in the inner core of the TC, Fig. 12 shows how the maximum
b. Distribution of TC inner-core vertical velocities in different intensity regimes
Thus far, we have demonstrated the azimuthally averaged TC secondary circulation is closely related to TC intensity. However, it is unclear whether more intense TCs are associated with larger
Figure 13 shows select percentiles of VW for each TC intensity group using all observations within a 300 km × 300 km TC-centered box. Each intensity group is comprised of over a million observations of VW at each height between 1 and 12 km, indicating a very robust sample size (Fig. 13a). Figure 13b shows little difference in VW between the 10th and 90th percentiles for each intensity group. Some differences emerge, however, when focusing on the lower and upper tails of the distributions. For instance, for heights above 10 km, the 99.9th percentile of VW for each intensity group is largest for TCs below hurricane intensity (Fig. 13b). Alternatively, in the lower troposphere, the 99th percentile of VW for each group is largest for major hurricanes. In the lower tail of the distribution, major hurricanes have slightly stronger descent than weaker TCs between 4 and 12 km, as seen by the first percentile contour, whereas TCs below hurricane intensity have the strongest descent above 12 km.
The differences in the distribution of vertical velocities between TC intensity groups display a sensitivity to the radial region of the storm. Figure 14 shows a similar percentile analysis as Fig. 13, but here observations are constrained to either the TC eyewall region (R* = 0.75–1.25) or the rainband region (R* = 1.5–3.0). In the eyewall region (Fig. 14b), the differences in peak ascent between major hurricanes and weaker TCs is even more pronounced than when all data points are considered. Between heights of 4 and 8 km, the 99th percentile of VW in major hurricanes exceeds the 99.9th percentile of VW in both minor hurricanes and TCs below hurricane intensity. Major hurricanes are also associated with the strongest descent, as evidenced by the first percentile of VW. Alternatively, in the TC rainband region, there are minimal differences in the distribution of VW in the lower troposphere. Above 4 km, the distributions of VW begin to diverge at the upper end of the VW distribution, with relatively weak TCs displaying the largest peak ascent.
This VW analysis reveals that although TCs of major hurricane intensity have more robust azimuthally averaged overturning circulations than weaker TCs, storms below hurricane intensity have a greater frequency of the most extreme vertical velocities in the upper troposphere, especially outward of the inner core. Additionally, the percentile analysis suggests that the strongest ascent (i.e., the top 0.1% of VW) in relatively weak TCs occurs within an environment of greater buoyancy than the regions of strongest ascent in major hurricanes, as the 99.9% contour of VW in weak TCs displays a greater acceleration with height in both the eyewall and rainband region above 4 km, whereas the largest ascent in major hurricanes increases more gradually with height over this same layer (Fig. 13b). We therefore hypothesize that the convection in the major hurricanes sampled here occurs in an environment approaching moist symmetric neutrality (Emanuel 1986).
It is unclear why the strongest peak ascent in the lower-tropospheric eyewall region occurs in major hurricanes, but it is possible this ascent is forced by stronger convergence in the planetary boundary layer associated with stronger inflow into the TC eyewall (e.g., Zhang et al. 2011). It is also possible mesovortices at the eye–eyewall interface contribute to the larger lower-tropospheric peak ascent in major hurricanes (Marks et al. 2008; Stern et al. 2016); however, such features are likely too small to be properly resolved by the 2-km horizontal grid spacing of the TDR analyses used here. Other potential sources of uncertainty in this VW analysis include the inability to separate buoyantly driven accelerations from dynamic accelerations in the vertical velocity field as well as the inability to sample the vertical structure of individual updrafts.
5. Discussion
The results presented here demonstrate strong relationships exist between TC intensity and TC vortex and convective characteristics. As TC intensity increases, we have found that the TC vortex structure becomes increasingly organized, with a significant reduction in the distribution of vortex tilt (Figs. 9 and 10) and a shift in the radial vorticity profile from a monopole to a ring-like maximum in the lower troposphere (Fig. 7). Additionally, the convective structure becomes better organized, as the azimuthally averaged overturning circulation becomes more robust (Figs. 11 and 12). Our results agree with satellite-derived observations that show an increase in TC convective organization with increasing TC intensity (Dvorak 1975; Velden et al. 2006; Fischer et al. 2018).
These findings suggest that as TC intensity increases, an increasingly organized vortex and convective structure are necessary to sustain a given TC intensity, such that a sufficiently strong overturning circulation imports enough angular momentum to balance the angular momentum sink of frictional torque in the TC boundary layer (Smith and Montgomery 2015). This notion is supported by idealized modeling studies, which have shown that TC intensity is strongly correlated with area-averaged, lower-tropospheric vertical mass flux (Alland et al. 2021). It appears plausible that steady-state TCs are associated with a base-state vortex and convective structure which supports the intensity of the storm. Thus, any deviations from the base-state TC vortex and convective structure for a given intensity (i.e., the anomalous TC structure) can lead to changes in TC intensity as the storm shifts toward a new equilibrium, which would be the intensity supported by the present TC structure. This hypothesis is supported by the results of Cecil and Zipser (1999), who showed area-averaged convective metrics observed from low-Earth orbiting satellites are more closely correlated to future TC intensity than the current intensity of the storm. Likewise, Fischer et al. (2018) showed that the anomalous convective signature identified by geostationary and low-Earth orbiting satellites is strongly related to TC intensity change. Although the present study has only shown how the TC kinematic structure is related to TC intensity, we have laid the framework for future studies to test the hypothesis that TC intensity change is closely related to the anomalous TC kinematic and convective structure.
Despite the strong signals found in this study, the radar analyses examined here contain some caveats, which should be acknowledged. Among them is the use of merged analyses to diagnose aspects of TC vortex structure. Because merged analyses are constructed from swaths of TDR observations typically collected over a 3–5-h sampling period, any changes in the vortex structure in regions of the TC that are repeatedly sampled are smoothed in the compositing process. For example, in a hypothetical, tilted TC, if the midlevel TC vortex is precessing about the low-level TC center during the flight, the merged TDR analysis of the vortex structure will not necessarily reflect the change in the direction and magnitude of tilt that occurred over the observing period (e.g., Ryglicki et al. 2021). Instead, the approximate mean tilt configuration over the course of the mission will be portrayed. Thus, these TDR analyses differ from frameworks such as numerical modeling simulations, where instantaneous snapshots of the TC vortex structure are available at high temporal resolution.
The analyses of the TC vortex structure presented here are also limited to regions where sufficient scatterers exist to retrieve reliable radar observations. This limitation introduces a bias in the composite structures of azimuthally averaged fields, as well as the analyses of the vertical velocity distribution in the TC inner core, as regions devoid of hydrometeors cannot be sampled by the TDR. When accounting for the well-known precipitation asymmetries induced by vertical wind shear (Corbosiero and Molinari 2003; Reasor et al. 2013; DeHart et al. 2014), it is likely that to some extent, the results shown here are skewed toward observations in the downshear regions of the storm. Any potential sampling bias is likely to be more pronounced in weaker TCs, which have been shown to have more prominent convective asymmetries (Fischer et al. 2018; Ruan and Wu 2018).
6. Conclusions
We have performed a comprehensive observational analysis on how the three-dimensional kinematic TC inner-core structure is related to TC intensity. This was accomplished by using a novel airborne radar database, referred to as TC-RADAR, which is comprised of over 900 radar analyses of inner-core TC structure for a wide range of TC intensities. The main findings of this study are listed below:
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As TC intensity increases, the radial gradient of the tangential wind field becomes sharper and the radial profile of vorticity transitions from a monopole toward a ring-like maximum located inward of the RMW.
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Relatively intense TCs are associated with a vertical profile of azimuthally averaged tangential wind that decays more slowly with height and have significantly smaller vortex tilts than weaker TCs.
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TC intensity appears strongly connected to the vigor of the TC overturning circulation, as intense TCs display shallower and stronger lower-tropospheric inflow and stronger azimuthally averaged ascent than weaker storms.
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The distribution of vertical velocity varies with TC intensity, height, and radial region. In the lower troposphere, major hurricanes have the strongest peak ascent, especially within the eyewall region, whereas TCs below hurricane intensity have the widest range of vertical velocities in the upper troposphere, especially outward of the inner core.
This study also showcases the utility of TC-RADAR, which provides a homogeneous observational framework to examine TC inner-core kinematic characteristics. The database should continue to grow in the future as older analyses are reprocessed and new storms are observed as part of the annual hurricane field campaign (Rogers et al. 2006, 2013b; Zawislak et al. 2022). It is our hope that TC-RADAR will be used by the broader research community to further our understanding of TC inner-core processes.
Ongoing research is using TC-RADAR to investigate whether TCs that undergo RI are associated with unique convective and vortex characteristics compared to TCs that intensify at more gradual rates. A separate project is also using TC-RADAR to explore how TC vortex tilt is connected to TC precipitation characteristics and TC intensity change for TCs below hurricane intensity, which has been shown here to be the intensity regime that has the greatest variability in tilt.
Multiple avenues for other future work exist. With the relationship between TC intensity and structure now established, it is our intent to examine how anomalous TC vortex and convective characteristics, relative to TC intensity, are linked to TC intensity change, similar to the satellite-based work of Fischer et al. (2018). Future work will also examine how the thermodynamic characteristics of the TC inner core are related to the vertical velocity signals identified in the present study, such as why peak ascent in mature TCs is is more pronounced lower in the troposphere compared to TCs below hurricane intensity. Finally, we believe TC-RADAR can benefit numerical model validation efforts to ensure high-resolution TC guidance is producing realistic kinematic structures.
Determined using the SHIPS distance to land (DTL) parameter.
Determined using the SHIPS SHDC parameter. This metric uses a vortex removal process and computes the mean shear within 0–500 km from the TC center. Hereafter, all references to shear will use this metric.
A height of 8 km yielded the most robust relationship between
Acknowledgments.
This manuscript was improved from conversations with Drs. Sim Aberson and Xiaomin Chen (NOAA/AOML/Hurricane Research Division). Drs. Andrew Hazelton, Frank Marks, and Jonathan Zawislak provided helpful comments on this work during an internal review process. We are grateful for the meticulous comments and suggestions from two anonymous reviewers during peer review. We would also like to thank Tyler Green (University of Oklahoma) for assistance with testing and refining the novel TC center-finding algorithm. Drs. Mark DeMaria and Stephanie Stevenson (NOAA/NWS/National Hurricane Center) kindly provided the SHIPS diagnostic files. This work was partially supported by Office of Naval Research Award N00014-20-1-2057.
Data availability statement.
TC-RADAR comprises two netCDF files (one for swath TDR analyses and one for merged TDR analyses), which are available at https://www.aoml.noaa.gov/ftp/pub/hrd/data/radar/level3/. This analysis used TC-RADAR version v3i. The SHIPS developmental data are located at https://rammb.cira.colostate.edu/research/tropical_cyclones/ships/developmental_data.asp.
APPENDIX
A Novel Center-Finding Technique
a. Center-finding procedure
As can be seen from Eq. (A2), δ consists of two terms. The numerator of the first term, G, amplifies errors closer to the potential TC center. The first term in δ is normalized by the mean value of G to account for differences in observational coverage as the iterative center-finding algorithm searches the analysis domain. Without this normalization, a proposed grid point without observations near the TC center may yield relatively low values of δ due to the Gaussian weighting and, therefore, would be more likely to be determined the TC center location simply because of poor observational coverage. The second term in δ weights errors at each grid point proportionally to the ratio of the wind speed relative to the maximum observed wind speed in the analysis such that angle deviations at grid points with stronger wind are weighted more heavily. Through a series of sensitivity tests (not shown), we determined that setting the coefficients a = 5, b = 2, and R = 25 km more consistently yielded TC center estimates that agreed with subjectively determined TC centers based on centers of circulation and regions of enhanced vorticity.
Equations (A1)–(A4) consider all grid points with observations within 100 km from the potential TC center location. This radial constraint places a focus on the TC inner core and was particularly beneficial for identifying the TC center in weak TCs with asymmetric and broad outer circulations. Additionally, we require at least 15% of all grid points within 100 km of the TC center to contain observations. If the 15% coverage criterion is not satisfied, no center estimate is made for the swath. This coverage requirement was subjectively determined to provide a reasonable balance between ensuring enough observations were present to yield a confident center estimate while not rejecting a large number of TDR analyses for having insufficient coverage.
To save computational time, Eq. (A1) was computed iteratively using potential TC centers within a subset of the original analysis domain. During the first iteration, potential TC centers are selected incrementally, where only one out of every four grid points are considered in both the meridional and zonal directions within a 64 km × 64 km region, typically centered on the central grid point of the original TDR analysis domain. For the next step, using the grid point that yielded the lowest value of ϵ from the coarse grid, we tested all nearby grid points at the native 2-km horizontal grid spacing within a 16 km × 16 km domain as potential TC centers in the calculation of Eq. (A1). This step was repeated until the same potential TC center location yielded the lowest value of ϵ over consecutive iterations and that grid point was determined to be the final TC center. For each iteration, the selection of a potential TC center is not dependent upon whether a wind observation is present at the grid point. Thus, a TC center can be identified at a grid point without any wind observations provided the aforementioned coverage criterion is still satisfied.
To summarize, for a given TDR analysis, we compute a mean error field ϵ of the difference between the observed flow and an idealized, cyclonic vortex of purely tangential flow for a series of potential TC center locations. The grid point that yields the lowest value of ϵ is determined to be the actual TC center location. An advantage of the novel center-finding technique was the robustness of the algorithm to sparse data coverage. We found that the novel technique allowed for the re-centering of individual TDR swath analyses, which otherwise use an initial TC center estimate based solely on the in situ flight-level winds, which can yield uncertain TC center estimates if the aircraft does not transect the center of circulation. Although the re-centering of swath data does not affect the TDR wind analysis itself, the re-centering facilitates more reliable analyses of the evolution of vortex- and convective-scale structures between consecutive center passes in a given reconnaissance mission, as well as the construction of more accurate merged analyses.
The novel method is reminiscent of the center-finding method described by Willoughby and Chelmow (1982), which utilized in situ flight-level wind. Both the Willoughby and Chelmow (1982) center-finding approach and the novel method discussed here assume a preexisting circulation and apply a cost function to determine the TC center location; however, the novel technique uses a different cost function and does not require information on the aircraft’s closest point of approach to the TC center. Although both techniques essentially attempt to identify the point that maximizes the storm-relative circulation within a given domain, we have found the novel technique to be particularly well suited for the greater horizontal data coverage provided by the TDR, compared to solely using flight-level wind.
b. Examples of the novel TC center-finding algorithm
A comparison of the novel center-finding algorithm with the objective center-finding method used in previous TDR composite studies is performed using TDR swath analyses of Tropical Storm Isaac (2012; Fig. A1). In Figs. A1a–c, the TC center was objectively determined from a method that maximizes the azimuthally averaged tangential wind within annuli centered on the RMW, similar to Reasor and Eastin (2012) and Rogers et al. (2012). It should be noted that for the sake of this comparison, we are ignoring any coverage constraints that may have been employed by the previous studies. Fig. A1a shows the TDR-derived, motion-relative, horizontal wind field at a height of 2 km. To compare this method with the novel method introduced in Eq. (A1), an idealized, cyclonic vortex centered on the annulus-based, tangential-wind maximization center is shown by the green vectors in Fig. A1b. The flow angle deviation (α) between the observed flow and the idealized flow is shaded. Using the annulus-based technique, the estimated TC center is located along the western edge of the swath, as this location maximizes the tangential component of the asymmetric region of peak winds to the south of the TC center. This location is west-northwest of the center of circulation, with northeasterly flow observed immediately to the east of the proposed TC center, where the idealized, cyclonic vortex is associated with southerly flow, which yields large values of α in this region (Fig. A1b). The corresponding weighted errors (δα) for the annulus-based TC center estimate are shown in Fig. A1c.
Alternatively, Figs. A1d–f show the optimal TC center estimate from the novel center-finding technique, as determined by the grid point that produced the lowest value of ϵ. Here, the TC center is located within a region of locally weak flow, coincident with the center of circulation of the motion-relative flow (Fig. A1d). The direction of the observed flow closely agrees with the idealized vortex, yielding relatively small values of α (Fig. A1e) and δα (Fig. A1f) throughout the domain.
Based on a subjective examination of the entire TC-RADAR database, TC center estimates derived from the novel center-finding method were typically collocated with regions of enhanced cyclonic vorticity. Three examples are shown in Fig. A2 for TCs with varying degrees of inner-core size and symmetry. In the first example, Hurricane Hermine (2016) is associated with an elliptical eyewall and a secondary wind maximum approximately 100–150 km to the east of the TC center (Figs. A2a,d). Nonetheless, the novel algorithm objectively identified a TC center location near the center of circulation of the motion-relative flow and within a region of enhanced relative vorticity, despite large gaps in data coverage radially inward of the RMW. In the second example, a TC center was again identified near the center of circulation and a local maximum in vorticity in Tropical Storm Florence (2018), even though the storm exhibited a more compact inner-core structure and slightly weaker peak winds (Figs. A2b,e). In the final example, Tropical Storm Bertha (2014) was the weakest of the three TCs shown, with an asymmetric inner-core wind field, a secondary wind maximum approximately 100 km to the south of the TC center, and a confluent flow pattern on the southeast side of the TC (Fig. A2c). Nonetheless, the novel center-finding method identified a center location embedded within a region of enhanced cyclonic vorticity, demonstrating the robustness of the algorithm (Fig. A2f).
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