1. Introduction
The aim of this work is to contribute to an improved understanding of the sensitivity of micro-α- to meso-γ-scale vortices (e.g., tornadoes, mesovortices, and misocyclones) along airmass boundaries to low-level vertical shear and temperature perturbation within the boundary’s parent air mass. We aim to expose potential sensitivities through idealized numerical simulations of 2D vortex sheets. Micro-α- to meso-γ-scale vortices usually emerge from vortex sheets in place along airmass boundaries. However, important differences concerning the source of rotation for tornadoes, mesovortices, and misocyclones make it challenging for any single study to offer broad guidance on the environmental and storm-scale controls on micro-α- to meso-γ-scale vortex genesis and strength. Moreover, the 2D frame of reference adopted for this work cannot simulate vortices that might ultimately develop from vortex sheets. Nevertheless, the sensitivity of vortex sheet magnitude to the ambient state could reveal important environmental conditions required for micro-α- to meso-γ-scale vortex formation.
Analysis presented herein focuses on the theoretical impact of the following three characteristics on 2D near-surface vertical vorticity (ζns): 1) boundary-normal component of the vertical wind shear, 2) boundary-parallel component of the vertical wind shear, and 3) temperature perturbation within the parent air mass of the boundary. Vertical shear contributes directly to the vertical vorticity of near-surface vortices when (barotropic) horizontal vorticity associated with the vertical shear is reoriented into the vertical in descending air (Walko 1993; Davies-Jones et al. 2001; Markowski et al. 2008). This process would ostensibly manifest as u-shaped vortex lines (Markowski et al. 2008; Davies-Jones 2015). The contribution to horizontal vorticity from baroclinic effects is likely to be significant (Davies-Jones and Brooks 1993; Trapp and Weisman 2003; Atkins and St. Laurent 2009; Dahl et al. 2014; Markowski et al. 2014). Thus, to identify the direct contribution to ζns from the vertical shear it is necessary to isolate the barotropic component of the horizontal vorticity. This can be achieved through decomposition of vorticity along trajectories passing into the vortex (e.g., Dahl et al. 2014) or through numerical experiments with a symmetric dimension orthogonal to density gradients (e.g., Davies-Jones 2000; Houston 2016), which removes the relevant baroclinic component.
Vertical shear can also contribute indirectly to ζns along airmass boundaries. The source of near-surface rotation would not originate in the horizontal vorticity of the vertical shear but, instead, the role of vertical shear would be to alter the strength and/or distribution of vertical motion so as to facilitate stretching of existing ζns (Markowski and Richardson 2014). Above-ground fluid rotation near the parent airmass boundary can result in a vertical pressure gradient force (VPGF) that gives rise to this vertical motion. Specifically, an above-ground reduction in pressure could be generated in a localized region of ζ (e.g., a mesocyclone) as a consequence of the tilting of horizontal vorticity associated with the vertical shear by a deep convective updraft (Rotunno and Klemp 1982; Davies-Jones 1984; Markowski and Richardson 2014). Above-ground pressure reductions can also result from horizontal vorticity along the sloped leading edge of the dense air mass associated with the airmass boundary (Houston 2016); a mechanism controlled in part by the boundary-normal component of the vertical shear (Houston 2016). Boundary-parallel gradients in boundary-normal shear associated with boundary waviness could also enhance tilting of horizontal vorticity which could increase above-ground ζ and, as reviewed above, increase stretching of existing ζns (Houston 2016, 2017).
Boundary propagation speed should also theoretically regulate the VPGF ahead of the boundary through the fluid extension term: positive (stagnation) pressure perturbations near the surface ahead of the boundary should scale directly with convergence and thus directly with boundary propagation speed (Houston 2016). Since, boundary-normal vertical shear alters boundary propagation speed (Xu 1992), upward motion ahead of the boundary should theoretically scale with the boundary-normal vertical shear (Xue et al. 1997; Bryan and Rotunno 2014; Houston 2016). This would result in stretching of existing ζns ahead of the boundary.
Boundary-normal vertical shear will also alter the phasing of an airmass boundary and the surmounting deep convection (Rotunno et al. 1988; Fovell and Ogura 1989) which will alter the spatial relationship between the VPGF, associated with both the in-cloud positive buoyancy and subcloud ζ, with ζns along the boundary (Brooks et al. 1994; Houston 2016). This relationship between vertical shear and phasing is partly due to the impact of vertical shear on boundary propagation speed but also due to the impact of vertical shear on the speed of the cloud-bearing flow (Fovell and Ogura 1989; Fovell and Dailey 1995).
Ultimately, the theoretical impact of vertical shear on the strength of near-surface vortex sheets along airmass boundaries can be categorized as follows:
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Direct: horizontal vorticity of the vertical shear is the source of rotation
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Indirect 1: Vertical shear contributes to above-surface ζ that ultimately results in stretching of existing ζns.
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Indirect 2: Vertical shear alters boundary propagation speed and associated above-surface horizontal vorticity that ultimately results in stretching of ζns behind the boundary.
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Indirect 3: Vertical shear alters boundary propagation speed and associated near-surface convergence and stretching of ζns ahead of the boundary.
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Indirect 4: Vertical shear alters the phasing of above-surface VPGF with ζns thereby regulating the stretching of ζns.
The temperature perturbation within the parent air mass of the boundary could theoretically impact the generation of ζns through associated static stability which could suppress vertical motion and associated stretching and tilting (Markowski and Richardson 2014). However, temperature perturbation will also regulate boundary propagation speed which has been shown to increase the ascent within the cold air near the boundary (Houston 2016). Because of the role that temperature might play in regulating the vertical motion within the cold air, temperature in the parent air mass of the boundary might also alter the sensitivity of ζns to vertical shear particularly for effects that require vertical motion within the dense air mass.
Positive buoyancy in surmounting deep convection can alter the magnitude of the buoyant VPGF and therefore the degree to which phasing of above-surface VPGF with ζns amplifies existing ζns through stretching (“Indirect 4”). Larger positive buoyancy (even in the absence of precipitation) could also promote more significant subcloud overturning and mixing within the parent air mass for the boundary.
Numerical modeling-based experiments are used for this work to isolate the impact of environmental characteristics on ζns along airmass boundaries. Slab symmetry (2D framework) is used to reduce the categories of mechanisms that can contribute to ζns. Specifically, this experiment design prevents the direct contribution from the boundary-normal component of the vertical shear (e.g., Houston 2016). It also prevents the indirect contribution from above-surface ζ (“Indirect 1”) since 2D ζ exhibits no curvature and thus cannot produce a pressure deficit. Finally, it removes the contribution from the phasing of subcloud ζ with ζns (“Indirect 4”) since, as just noted, in the absence of curvature, there is no VPGF associated with ζ; the contribution from “Indirect 4” through the VPGF associated with in-cloud buoyancy remains.
Overall, the reduction in complexity afforded by imposing slab symmetry means that these results have limited direct applicability to the generation of supercell tornadoes. Furthermore, these results cannot be used to address the relative contribution to ζns from baroclinic versus barotropic sources of vorticity since density gradients are orthogonal to the symmetric dimension and thus baroclinically generated horizontal vorticity cannot contribute to ζns. These results also cannot be used to evaluate the potential importance of barotropic instability on vortex generation (e.g., Lee and Wilhelmson 1997; Wheatley and Trapp 2008). However, these results can
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isolate the indirect impact of boundary-normal shear on ζns, separate from its potential direct impact on ζns,
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characterize the means by which barotropic horizontal vorticity associated with the boundary-parallel shear can impact ζns,
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isolate the impact of temperature perturbation within the parent air mass of the boundary on ζns and consider how this might alter the impact from vertical shear, and
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characterize how positive buoyancy within surmounting deep convection might alter the impact from vertical shear.
This article proceeds with a description of the experiment design. Results will be presented in section 3 with conclusions and discussion of the results in section 4.
2. Experiment design
The ICOMMAS model (Houston and Wilhelmson 2012) is used for the simulations conducted for this work. The dynamic equations and methods used to solve them are the same in this version of ICOMMAS as in the version used in prior work (e.g., Houston and Niyogi 2007; Houston and Wilhelmson 2011, 2012; Laflin and Houston 2012; Houston 2016) except that the Thuburn 3D universal flux limiter (Thuburn 1995) is applied to the wind components as well as scalars. The 2D computational domain is 50 km long (x direction) and 15 km tall. The horizontal grid point spacing is 100 m and the vertical grid point spacing is 50 m in the lowest 1 km but geometrically stretches to 200 m at the top of the domain. Boundary conditions are open/radiative in the x direction. Lower and upper boundary conditions are rigid and free slip. Surface fluxes of heat and moisture, topography, and surface drag are all excluded. Subgrid turbulence is parameterized using the 1.5-order closure parameterization of Klemp and Wilhelmson (1978). Coriolis acceleration is applied to all three components of motion and acts on perturbation wind only (the base state is presumed to be geostrophically balanced). An f plane is assumed with f0 = 1.02 × 10−4 s−1.
Free parameters used for the full experiment set.
The base state temperature profile is prescribed such that
Focus of this analysis is directed toward the maximum/minimum ζns defined as the first/easternmost critical point behind (west of) the airmass boundary (defined based on θ′ < −0.1 K). This maximum/minimum is not a global maximum/minimum at the lowest model grid level nor is it a maximum/minimum within some threshold distance from the airmass boundary.
3. Results
a. Sensitivity to boundary-normal shear (
)
In agreement with prior studies (e.g., Rotunno et al. 1988; Xu 1992; Xue et al. 1997; Bryan and Rotunno 2014), the depth of the density current head and the uprightness of the vertical jet along the current’s sloped leading edge scale directly with
A trajectory released within the initial cold block, integrated forward through the entire simulation,3 and passing through the region of large ζ behind the airmass boundary reveals the generation of a meridional component of the flow (black curve in Fig. 4) that is consistent with the theoretical generation (purple curve in Fig. 4) calculated using the simulated perturbation zonal flow (i.e.,
The magnitude of ζns is found to increase with increasing
The above result is consistent with the generation of circulation and ζ through circuit contraction in a rotating frame of reference (4). A different perspective on the increase in ζ with faster propagation speed is afforded through analysis of the distributions of υ across the eight
When Δθ is increased to −4 K or decreased to −10 K the overall sensitivity of ζns to
Referring back to the mechanisms by which vertical shear could impact ζns summarized in section 1, it can be concluded that
b. Sensitivity to boundary-parallel shear (
)
In all experiments designed to test the sensitivity of ζns to
In contrast to the
The contribution to ζ from tilting of ∂υ/∂z is seen in the vorticity equation for a slab-symmetric frame of reference (1) from which it is clear that, on the backside of the airmass boundary, where ∂w/∂x > 0, ζ < 0 will be generated. In fact, because the slab-symmetric version of the tendency equation for ∂υ/∂z includes the action of the Coriolis force on ∂u′/∂z (2), tilting will contribute to negative ζ even when
Despite the contribution to negative ζ from tilting of ∂υ/∂z, the leading ζns is positive for the majority of the integration in all simulations within the
Increasing Δθ from −6 to −4 K reduces the number of
The sensitivity of ζns to
These results indicate that the sensitivity of ζns to
c. Sensitivity to cold block temperature (Δθ)
An inverse and statistically significant relationship exists between ζns and Δθ (Figs. 21a,b). This relationship is a direct consequence of the dependence of boundary propagation speed and divergence on Δθ (Fig. 22) and exists despite the increased stability of the colder density currents. Consistent with RKW theory (Rotunno et al. 1988), the updraft at the density current leading edge is more erect for warmer density currents (Fig. 23). However, even with the improved “phasing” of the updraft relative to the vorticity at the airmass boundary for the warmer density currents (Houston 2016), ζns is still larger for colder density currents.
4. Conclusions and discussion
Research presented here aimed to identify the theoretical impact of the following three characteristics on the strength of vortex sheets along airmass boundaries: 1) boundary-normal component of the vertical wind shear, 2) boundary-parallel component of the vertical wind shear, and 3) temperature perturbation within the parent air mass of the boundary. Numerical experiments of density currents were conducted in a 2D domain with parameterized latent heating for convection initiated at the associated airmass boundary and Coriolis turned on. Principal conclusions from analysis of these experiments are as follows:
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With Coriolis turned on and without any boundary-parallel shear (
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The magnitude of ζns is found to increase with increasing boundary-normal shear (
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The ζns is found to scale inversely with
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An inverse and statistically significant relationship exists between ζns and Δθ and is a direct consequence of the dependence of boundary propagation speed and divergence on Δθ. This relationship exists despite the increased stability of the colder density currents and reduced “phasing”/erectness of surmounting buoyant updrafts with the region of positive ζ at the boundary.
Several of the simplifications in the experiment design that have been imposed to isolate processes responsible for vortex sheet amplification could modulate the actual sensitivities to low-level shear and temperature perturbation of the boundary’s parent air mass. For example, a 2D framework overdoes turbulent mixing (Bryan and Rotunno 2014). This may result in erroneously large entrainment of ambient air into the boundary’s parent air mass. Thus, the penetrative downdrafts which were found in these 2D simulations to generate negative ζns at the boundary may be less common in 3D. As such, the generation of ζns < 0 due to these penetrative downdrafts when
The use of a free-slip lower boundary condition is common in idealized numerical studies but the inclusion of surface friction could change the vertical distribution of vertical vorticity at the airmass boundary. Friction could also alter the boundary propagation and associated convergence. In combination with the inclusion of a third dimension, friction could also provide an additional source for ζns (Rotunno et al. 1988; Fovell and Ogura 1989; Schenkman et al. 2012; Markowski 2016), a process that may be sensitive to low-level shear and airmass temperature and thus might modulate the sensitivities documented here.
The exclusion of precipitation is necessary to isolate the sensitivities that serve as the focus of this work but precipitation may create an important feedback that will need to be explored in future work. For example, more erect ascent at an airmass boundary associated with increasing boundary-normal vertical shear would yield a source of cold air, through precipitation evaporation and sublimation, closer to the boundary (Rotunno et al. 1988; Fovell and Ogura 1989). This could alter density current depth and propagation speed and therefore impact ζns in a way not captured when precipitation is excluded. It is likely that this feedback would increase the magnitude of the signal found in this work; namely, ζns would likely have a more significant relationship to boundary-normal vertical shear.
As noted in the introduction, the overarching objective of this work is to expose the sensitivity of micro-α- to meso-γ-scale vortices along airmass boundaries to environmental conditions. While experiment design simplifications adopted for this work render these results theoretical, some possible implications of these results can be discussed. Given the opposite impacts of boundary-parallel versus boundary-normal shear on vortex sheet intensity, it can be surmised that a favored location for mesovortex development along a curved generally north–south-oriented gust front in an environment with southerly low-level shear would be on the north end of the boundary where the boundary-normal component of vertical shear is largest. Given the dependence of vortex sheet strength on the temperature perturbation of a boundary’s parent air mass, it could be hypothesized that higher LCLs will be more favorable for mesovortex development along outflow boundaries given the higher potential for evaporative cooling.
Acknowledgments.
This work was supported by National Science Foundation Grants OIA-1539070 and IIS-1527113. The authors are very grateful for the careful and constructive reviews of three anonymous reviewers.
Data availability statement.
Simulation data used for the analysis presented in this article have been archived in the University of Nebraska–Lincoln’s Holland Computing Center’s Attic system. These data are available via request made to the corresponding author.
Footnotes
Of the 81 simulations whose results are used in this work, 23 were truncated because the density current was within 10 km of the eastern boundary. Of these 23, 3 were truncated between 4200 and 4800 s, 11 between 3600 and 4200s, 7 between 3000 and 3600 s, and 2 between 2400 and 3600 s.
The full parameter space considered by Rotunno et al. (1988) included conditions in which vertical shear was so strong relative to the cold pool circulation that the uprightness of the vertical jet decreased with increasing shear. However, the environments considered here do not include such conditions.
Trajectories are integrated forward using fourth-order Runge–Kutta at a data time interval of 1 s (no temporal interpolation is performed). State values are bilinearly interpolated to trajectory positions.
Recall that ζns is defined as the first critical point behind the boundary. As such, if positive ζns is found immediately behind the boundary but larger magnitude negative values are found farther into the cold air, the maximum value is reported as positive since this would correspond to the first critical point behind the boundary.
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