1. Introduction
The continental shelf seas surrounding Antarctica most frequently attract attention because they are the source regions of Antarctic Bottom Water. It is commonly assumed that atmospheric forcing of the ocean and ice cover is the primary driving mechanism behind the deep convection that occurs over the continental slope (e.g., Gill 1973). However, poleward of the shelf break, 40% of the sea surface is covered by floating ice shelves, which range in thickness from 100 to 2000 m and therefore completely isolate the ocean from the atmosphere. Circulation beneath the ice shelves and the associated meltwater input have a profound impact on shelf water properties (Foldvik et al. 1985; Jacobs et al. 1985; Fahrbach et al. 1994; Hellmer et al. 1999). Toggweiler and Samuels (1995) suggest that up to 75% of all the ocean’s deep waters may retain a signature of this meltwater input.
The interaction between ice shelves and the ocean is thus a potentially important element of the climate system, and in recent years numerical models have been used to evaluate the key processes operating in sub-ice-shelf cavities (Williams et al. 1999). Upper boundary conditions derived from a thermodynamic model of the ice–ocean interaction have been applied to ocean models of varying sophistication. Dynamic models of the ice shelf itself have not been included, so the ice–ocean interface has been treated as a fixed boundary. The disparity of timescales between the slowly flowing ice shelf and the relatively fast flowing waters beneath provides some justification for this approach. Although the specification of the upper boundary conditions represents a computationally small and simple component of most sub-ice-shelf circulation models, it is of crucial importance. A correct estimate of the surfaces fluxes is essential to a realistic simulation of the sub-ice-shelf circulation and to the utility of the results for estimating the mass balance of the ice shelves.
In this paper we focus on the mathematical description of the ice–ocean interaction. We present an hierarchy of models describing the heat and freshwater exchange at and near the ice–ocean interface. Our aim is to compare the behavior of the differing upper boundary formulations that have been used in models of sub-ice-shelf circulation to date and to introduce a new formulation that closely follows the work of McPhee et al. (1987). For a related comparative study, but in the context of sea ice–ocean coupling, the reader is referred to work by Holland et al. (1997). We also compare the results of the various models with recent observations of heat flux in the turbulent boundary layer beneath sea ice.
The fundamental assumption in all the models is that phase changes occur in thermodynamic equilibrium so that the temperature and salinity at the ice–ocean interface are always related by an expression for the freezing point at the appropriate depth. The problem becomes one of calculating the heat and freshwater fluxes that result from deviations in the far-field ocean properties from freezing point conditions. Our treatments of the processes occurring in the oceanic boundary layer differ only in the sophistication with which turbulent diffusion of heat and salt is modeled. On the ice side of the interface the flow is laminar and only the diffusion of heat need be considered because salt cannot diffuse through the solid ice matrix. The problem is that diagnosis of the temperature gradient at the ice shelf base requires solution of the equation for heat advection and diffusion throughout the ice shelf. As the ice flow is unknown, we require a reduced form of this equation that is tractable but captures the essential features of the full solution.
In common with most models of sub-ice-shelf circulation, we consider all phase changes to occur at the ice–ocean boundary, regardless of whether the far-field ocean conditions are above or below freezing. We do not consider the process of frazil ice growth in supercooled parts of the water column, although observations and modeling (Oerter et al. 1992; Bombosch and Jenkins 1995) suggest that deposition of suspended ice crystals is the dominant mechanism of basal growth beneath ice shelves. Thus, while it is instructive to intercompare the response of the different boundary formulations to supercooling in the ocean, direct comparisons between models and observations are only valid for melting conditions. It is possible to treat the thermodynamics of frazil ice growth in a manner analogous to that outlined below for melting and freezing at a solid boundary, but the incorporation of frazil ice into an ocean model requires the addition of an ice conservation equation (Omstedt and Svensson 1984; Mellor et al. 1986; Jenkins and Bombosch 1995).
2. Thermodynamic models of ice–ocean interaction
The objective of modeling the ice–ocean interaction is to obtain as realistic as possible a melt rate at the ice-shelf base. We now define and solve the necessary equations to achieve this. The far-field quantities are the prescribed interior properties of the ice shelf and the properties of the upper layer or level of the ocean model. We are interested in determining the characteristics exactly at the ice–ocean interface where there are three physical constraints: the interface must be at the freezing point and both heat and salt must be conserved at the interface during any phase changes. This gives a system of up to three equations in up to three unknowns, namely, the interface temperature, salinity, and melt rate.
To assist the discussion below, the relevant layers, temperatures, salinities, and heat and salt fluxes are shown schematically in Fig. 1. The ocean mixed layer has a temperature TM and salinity SM, which are not necessarily equal to the respective ice–ocean interface properties TB and SB. The gradients in temperature and salinity through the boundary layer drive heat and salt fluxes between the interface and the mixed layer. The temperature gradient in the ice at the base of the ice shelf drives a heat flux from the interface into the ice shelf, which has a surface temperature denoted by Ts and a bulk salinity denoted by SI.
a. Fundamental equations
1) Freezing point dependence
2) Heat conservation
3) Salt conservation
b. Modeling the oceanic fluxes
1) A one-equation formulation
The simplest approach recognizes that whatever the details of heat and salt transfer through the oceanic boundary layer, the overall effect is to cause the upper layer of the ocean to relax toward the freezing point. If this relaxation is assumed to occur instantaneously, there is no distinction between interface and mixed layer properties, and the ice–ocean interaction can be described completely using Eq. (1). Such a formulation has been widely used in large-scale ocean–atmosphere–sea ice models (Holland 1998) and was the basic assumption behind the earliest conceptual and numerical models of ice shelf–ocean interaction (Doake 1976; Robin 1979; MacAyeal 1985; Jenkins and Doake 1991). Despite its simplicity, the application of such a boundary condition to an ocean model may not be straightforward. If the usual prognostic equations for temperature and salinity are solved everywhere, the derived values must subsequently be reset wherever the mixed layer is in contact with ice. The “melt rate” cannot be recovered from the boundary condition but is determined from the change in temperature of the mixed layer. The derived rate is therefore a function of model time step and mixed layer thickness among other things. This is an undesirable feature if the aim is an accurate diagnosis of the melting and, since this formulation is not directly comparable to those presented below, we will discuss it no further.
2) Two-equation formulations









The two-equation formulation offers some advantages over the one-equation formulation. It is still very simple, but it includes a diagnosis of the melt rate. Associated heat and freshwater fluxes can then be applied to the ocean model in an identical manner to all other surface fluxes, and no special treatment of the mixed layer equations is required because of the presence of ice. However, it still lacks some realism, as to solve Eq. (1) it must be assumed that the interface salinity and the mixed layer salinity are identical. This implies infinite salt diffusivity, whereas in reality we would expect salt to diffuse at the same rate as, or slower than, heat. Nevertheless, the only error implied by this assumption is the misdiagnosis of the interface temperature, and as this is a weak function of salinity, we might anticipate relatively small errors. McPhee (1992) and McPhee et al. (1999) show that this formulation produces heat fluxes that agree well with measurements made beneath sea ice having a wide range of roughness characteristics. An analogous formulation, but with a constant thermal exchange velocity and a constant, prescribed interface salinity, has been used in the sub-ice-shelf models of Determann and Gerdes (1994), Grosfeld et al. (1997), and Williams et al. (1998).
3) Three-equation formulations
c. Parameterizing the transfer of heat and salt through the oceanic boundary layer
The key to diagnosing a realistic melt rate from either the two- or the three-equation formulation lies in the choice of appropriate exchange velocities. In the case of the three-equation model the problem is complicated by the fact that the thermal and salinity diffusivities can only be assumed to be equal in the fully turbulent part of the boundary layer. Close to the ice–ocean interface, the eddy size and hence the turbulent diffusivity are suppressed. Where the suppression is great enough that molecular diffusion becomes the dominant transfer mechanism, heat will diffuse more rapidly than salt. As the exchange velocities need to account for all processes occurring within the boundary layer, γs will be smaller than γT.















d. Modeling the heat flux into the ice shelf



1) No advection, no diffusion
The simplest of all approximations is that the ice shelf is a perfect insulator. With no diffusion into the ice shelf, the first term on the left-hand side of Eq. (2) is identically zero. Such an approximation has been used by Determann and Gerdes (1994), Jenkins and Bombosch (1995), Grosfeld et al. (1997), and Williams et al. (1998), although it can be justified only if the conducted heat flux is always small compared to the latent heat term.
2) No advection, vertical diffusion






3) Constant vertical advection, vertical diffusion



























4) More complex models
The next stage of complexity in the heat transport problem would be to introduce a vertical velocity that varies linearly from the surface to the base of the ice shelf. This would lead to the classical solution for the temperature profile in an ice column, first introduced by Robin (1955) for ice sheets. However, the solution involves either error functions or Dawson’s integrals, and we have little hope of recovering a linear version of Eq. (2). To use such a solution, the basal temperature gradient would have to be calculated as a separate problem and the result introduced directly into Eq. (6). The same applies to models of greater sophistication that could include the horizontal advection of heat. Such a model was used by Jenkins (1991) for a specific region of Ronne Ice Shelf where measurements of ice flow and surface temperature made the computation of a steady-state temperature distribution within the ice shelf possible.
3. Comparison of model results
A model’s response to thermal driving is determined by the magnitudes of both the heat and the salt transfer coefficients. Figures 5a–c show the influence of changing the size of both γS and γT while keeping their ratio constant. Temperature and salinity differences across the boundary layer are set entirely by the thermal driving, with computed melt rates then responding linearly to variations in γS and γT, as heat and salt are transported with varying ease across the boundary layer. This response is similar to what we would anticipate for a two-equation formulation. However, the salinity difference across the boundary layer (Fig. 5c) means that the corresponding temperature difference (Fig. 5b) is always smaller than the thermal driving. Calculated melt/freeze rates are therefore lower than they would be if the boundary salinity were assumed to be equal to the mixed layer salinity. There is also a slight nonlinearity in the response to thermal driving that arises because the salinity at the ice–ocean interface can increase without limit but can only decrease by ∼35 psu before becoming completely fresh.
The role played by salinity diffusion in determining the melt/freeze rates is shown more clearly in Figs. 5d–f, where the effect of varying the ratio of γS to γT while keeping the latter constant is illustrated. As the ratio tends to infinity, the response becomes that of a two-equation formulation with zero salinity difference across the boundary layer (Fig. 5f), a temperature difference equal to the thermal driving (Fig. 5e), and a melt/freeze rate that is directly proportional to T∗ (Fig. 5d). Decreasing the salinity diffusivity increases the salinity difference across the boundary layer, which decreases the temperature difference and with it the melt/freeze rate, while the nonlinearity in the response to T∗ becomes more pronounced. With negative thermal driving, the salinity at the boundary can grow until the freezing point depression balances the thermal driving, yielding a temperature difference of zero across the boundary layer and hence no freezing, but, given sufficient positive thermal driving, melting can proceed even if the water at the boundary is completely fresh. The two values of γS/γT found in the literature span a region of high sensitivity. The lower ratio gives rise to melting and freezing rates that are not only smaller (for the same heat transfer coefficient), but also show a more nonlinear response to thermal driving.
The effects discussed above are illustrated quantitatively in Fig. 6, which shows the melt/freeze rates computed by each of the models for a broad range of thermal driving. The two boundary layer parameterizations give rather similar results, suggesting that the precise form of ΓTurb is not critical. This is convenient, as the introduction of the stability parameter into Eq. (15) involves a computationally expensive iteration to derive the melt rates and exchange coefficients. Simply setting the stability parameter to unity does not have a large impact on melt rates computed with this model, except at very low friction velocity (Fig. 7a). For thermal driving less than 0.5°C (i.e., values commonly found in nature) and a friction velocity greater that 0.001 (corresponding to a velocity of about 0.02 m s−1) differences between melt rates computed with and without the stability parameter differ by less than 10%.
A possible refinement to the models discussed above would be the introduction of a conductive heat flux into the ice shelf. The influences of purely diffusive and constant vertical advection/diffusion models are illustrated in Figs. 7b,c. The linear temperature profile assumed by the purely diffusive model causes a net shift toward freezing so that a positive thermal driving is required for zero melting. Only in the region of the melt/freeze transition, where the rates are very small, does this approximation have a noticeable impact on model results (Fig. 7b). The model with constant vertical heat advection in the ice shelf has no effect unless the mixed layer is warmer than the freezing point. It then reduces the computed melt rates by about 10% (Fig. 7c).






Figure 7d illustrates the differences between melting/freezing rates calculated with the model that includes the stability parameter and those derived from an equivalent two-equation formulation. We find large differences for high thermal driving, particularly at low values of the friction velocity, most of which are a result of ignoring the effect of stability (Fig. 7a). At higher friction velocity, the linear response of the two-equation formulation means that melting rates tend to be underestimated and freezing rates overestimated compared with the results of the full three-equation model. However, for conditions frequently encountered in nature (|T∗| < 0.5°C, u∗ > 0.001) differences between the two- and three-equation formulations are typically less than 10%.
In Fig. 8 we compare the effective transfer coefficients for each of the formulations discussed above, with that derived by McPhee et al. (1999) from observations in the turbulent boundary layer beneath sea ice. The models of McPhee et al. (1987) and Jenkins (1991) reproduce the observed dependency on friction velocity, but overestimate turbulent transfer by about 15% and 30%, respectively. The constant transfer coefficients used by Hellmer and Olbers (1989) and Scheduikat and Olbers (1990) are consistent with currents of 0.06–0.08 m s−1, the right order of magnitude for the thermohaline-forced circulation beneath ice shelves. The effective transfer coefficient of Determann and Gerdes (1994) is much higher, corresponding to a velocity of about 0.35 m s−1, and is therefore appropriate for a cavity subject to vigorous tidal mixing. The melt/freeze rates produced by this latter model are shown in Fig. 6 for comparison.
4. Computed buoyancy fluxes















5. Summary and conclusions
The main objective of this study has been the presentation of an hierarchy of models describing the thermodynamic interaction between the base of an ice shelf and the underlying ocean waters. We have reviewed the various models that have been used in the literature on ice shelf–ocean interactions and have introduced a parameterization of turbulent transfer in the oceanic boundary layer, based on the work of McPhee et al. (1987), that considers the impact of gravitational stability. We have investigated the behavior of all the models and analyzed their performance in the light of recent studies of the turbulent boundary layer beneath sea ice (McPhee 1992; McPhee et al. 1999). A key finding of the latter authors is that turbulent transfer is apparently independent of the roughness of the ice–ocean interface, a fact that gives us confidence in extrapolating their findings to an ice shelf base of unknown roughness.
Most of the models in the literature conform to the three-equation formulation, although the choice of thermal and salinity transfer coefficients varies. We have shown that the behavior of these models can be approximated by an equivalent two-equation formulation, at least for moderate thermal driving. The nonlinearity in the response of the three-equation models, a feature that does not appear in the simpler formulation, only becomes apparent at high thermal driving. In nature, supercooling can always be damped by the formation of frazil ice within the water column (Jenkins and Bombosch 1995), making model behavior at negative thermal driving greater than ∼0.1°C of theoretical rather than practical interest. Conditions of high positive thermal driving are unlikely to be encountered beneath the ice shelves of the Ross and Weddell Seas, but measurements from beneath George VI Ice Shelf, in the Bellingshausen Sea, show water more than 1°C above freezing within a few meters of the ice shelf base (K. W. Nicholls 1998, personal communication). A two-equation formulation may be inappropriate under these conditions, which may require the use of the full model of McPhee et al. (1987).
We have discussed various parameterizations of the heat flux into the ice shelf. The only one that manages to capture any of the nonlinearity of the typical ice shelf temperature profile is that which assumes constant vertical advection of ice. Applying this parameterization reduces melting by about 10% but reduces the buoyancy forcing on the ocean by up to 15%, the additional change being the result of the heat loss to the overlying ice. The overall effect is comparable to the differences in buoyancy forcing associated with the various choices of transfer coefficients used in the three-equation models. In nature, the temperature distribution within an ice shelf is determined by the history of melting and freezing that each ice column has experienced, but to introduce this thermal memory of past conditions would require a rather sophisticated dynamic/thermodynamic model of the ice shelf.
Our most important results are summarized in Figs. 6 and 8, which illustrate the behavior of the models used to date in the literature on ice shelf–ocean interactions. The three-equation models of Hellmer and Olbers (1989) and Scheduikat and Olbers (1990) have effective transfer coefficients that are only one-fifth the size of that used by Determann and Gerdes (1994). In the models of Jenkins (1991) and Jenkins and Bombosch (1995), typical friction velocities lie in the range 0.002–0.008 m s−1, yielding effective transfer coefficients ranging in magnitude from that of Hellmer and Olbers (1989) up to half that used by Determann and Gerdes (1994). Whether it is better to use constant coefficients, ones based on assumed tidal velocities, or ones based on computed thermohaline velocities is an open question. However, when comparing model output, it is important to realize that the differing parameterizations of the ice–ocean interaction yield melting rates and hence buoyancy fluxes, that vary over a factor of 5 for the same thermal driving. Our recommendation is that formulations used in future, whether two-equation or three-equation, should aim to reproduce the behavior observed by McPhee (1992) and McPhee et al. (1999), at least until such time as measurements of turbulent heat flux beneath ice shelves are available.
Acknowledgments
The authors gratefully acknowledge support from the Polar Research Program of the National Aeronautical Space Administration Grant NAG-5-4028. Stan Jacobs and Keith Nicholls provided valuable comments that significantly improved the manuscript.
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Schematic representation of (a) the heat and (b) the salt balance at the base of an ice shelf. The slope of the ice shelf base is greatly exaggerated for illustrative purposes.
Citation: Journal of Physical Oceanography 29, 8; 10.1175/1520-0485(1999)029<1787:MTIOIA>2.0.CO;2



Temperature–depth profiles through an ice shelf 1000 m thick, calculated assuming a constant vertical velocity. Surface and basal temperatures are −25° and −2°C, respectively. Vertical velocity (in m yr−1) is given for each profile where positive labels indicate basal melting.
Citation: Journal of Physical Oceanography 29, 8; 10.1175/1520-0485(1999)029<1787:MTIOIA>2.0.CO;2



Temperature gradient amplification factor as a function of Péclet number. The dotted line shows the approximation given in Eq. (31). The upper axis scale indicates equivalent melt rates for an ice shelf 1000 m thick.
Citation: Journal of Physical Oceanography 29, 8; 10.1175/1520-0485(1999)029<1787:MTIOIA>2.0.CO;2



(a) Heat transfer coefficients introduced by Hellmer and Olbers (1989) (dashed line labeled H+O), by Scheduikat and Olbers (1990) (dotted line labeled S+O), by Jenkins (1991) (solid line labeled J), and in this paper (dotted and dashed lines labeled H+J). In the latter case the dashed line indicates values obtained with the stability parameter of Eq. (18) set to 1, while the dotted line indicates values for a melt rate of 10 m yr−1. (b) Ratio of salt to heat transfer coefficients for the same formulations.
Citation: Journal of Physical Oceanography 29, 8; 10.1175/1520-0485(1999)029<1787:MTIOIA>2.0.CO;2



Response of a three-equation formulation for thermal driving of +2°, +1°, 0°, −1°, and −2°C plotted against the magnitude of the thermal exchange velocity γT, (a) melt rate, (b) temperature difference across the boundary layer, (c) salinity difference across the boundary layer. The ratio of the salinity exchange velocity γS to γT is kept at 0.04. Panels (d), (e), and (f) show the response of the same variables to changes in the ratio of γS to γT, while the latter is kept constant at 1.0 × 10−4 m s−1. The dotted lines indicate ratios typical of formulations with constant coefficients (0.005) and those based on boundary layer parameterizations (0.04).
Citation: Journal of Physical Oceanography 29, 8; 10.1175/1520-0485(1999)029<1787:MTIOIA>2.0.CO;2



Melt/freeze rates as a function of thermal driving calculated using exchange velocities given by Eqs. (14)–(18) (solid lines), by Jenkins (1991) (dotted lines), by Hellmer and Olbers (1989) (dashed line), by Scheduikat and Olbers (1990) (dot–dashed line), and by Determann and Gerdes (1994) (solid line with dots). In the Jenkins and Hellmer and Olbers cases, three curves are shown and labeled for friction velocities of 0.0, 1.0, and 2.0 cm s−1. Panel (b) shows an enlargement of the boxed area in panel (a).
Citation: Journal of Physical Oceanography 29, 8; 10.1175/1520-0485(1999)029<1787:MTIOIA>2.0.CO;2



Ratio of the melt/freeze rate r derived from different formulations to that calculated using the standard three-equation formulation with exchange velocities set according to Eqs. (14)–(18) and no heat conduction into the ice shelf. In each panel, solid lines indicate results obtained with a friction velocity of 1 cm s−1, dashed lines with 0.1 cm s−1, and dotted lines with 0.01 cm s−1. The different formulations are (a) exchange velocities derived from Eqs. (14)–(18) with the stability parameter set to 1, (b) the standard model with vertical heat diffusion in the ice shelf, (c) the standard model with vertical advection and diffusion of heat in the ice shelf, and (d) an equivalent two-equation formulation. Note that the vertical scale differs between panels.
Citation: Journal of Physical Oceanography 29, 8; 10.1175/1520-0485(1999)029<1787:MTIOIA>2.0.CO;2



Effective transfer coefficients for the formulations introduced by Hellmer and Olbers (1989) (dashed line labeled H+O), by Scheduikat and Olbers (1990) (dotted line labeled S+O), by Jenkins (1991) (solid line labeled J), in this paper (unlabeled, dashed line), and by Determann and Gerdes (1994) (solid line labeled D+G). The dotted line labeled MKM illustrates the effective transfer coefficient derived by McPhee et al. (1999) based on observations.
Citation: Journal of Physical Oceanography 29, 8; 10.1175/1520-0485(1999)029<1787:MTIOIA>2.0.CO;2
Model parameters and constants.



