1. Introduction
Sea ice growth over polar continental shelves leads to the formation of cold and saline dense waters that cascade down continental slopes to form the bottom waters that underlie the global oceans (Baines and Condie 1998; Ivanov et al. 2004). This buoyancy-driven flow has many analogs in nature, and its fundamental dynamics have been studied for decades using simple laboratory and mathematical models (e.g., Ellison and Turner 1959, hereafter ET59; Smith 1975). However, recent observations and models of the Ross Sea, Antarctica, have revealed the important effect of tides upon the phenomenon (Whitworth and Orsi 2006; Muench et al. 2009; Padman et al. 2009, hereafter P09; Wang et al. 2010), and under such conditions some tenets of the theoretical understanding break down. Tidal currents in the Ross Sea are unusually strong, but tides are active in all areas of cascading off the Arctic and Antarctic continental shelves (Ivanov et al. 2004; Padman and Erofeeva 2004; P09) and overflowing over the Greenland–Scotland Ridge (Hansen and Østerhus 2000; Padman and Erofeeva 2004). These currents deliver most of the lower limb of the meridional overturning circulation, so their modulation by tides could be globally important.
Localized formation of dense waters on the Ross Sea continental shelf generates the Antarctic Slope Front at the shelf break, which divides dense shelf waters from the lighter deep waters offshore (Jacobs 1991). Strong tides occur along a wide band of the shelf break and slope, and the dominant diurnal harmonics alternately oppose and enhance each other to create a strong fortnightly spring–neap cycle (Erofeeva et al. 2005; P09). During neap tides, the dense shelf waters cascade down the continental slope in relatively steady plumes (Gordon et al. 2004; Whitworth and Orsi 2006; Gordon et al. 2009; Muench et al. 2009; P09; Wang et al. 2010).
During spring tides, the plume path is altered considerably by the tidal excursion. Spring tidal currents of up to 1 m s−1 are so extreme that the slope front can be carried 20 km back and forth across the shelf break every tidal cycle, providing a pulsing source of dense shelf water that dominates the hydrographic variability on the slope (Whitworth and Orsi 2006; P09; Wang et al. 2010). The unsteady tidal current also generates variable amounts of vertical mixing, which controls the overall plume flux by determining the thickness of the benthic layer (Muench et al. 2009; P09; Wang et al. 2010). In a detailed investigation of mixing processes, Muench et al. (2009) found that benthic stress was more important than is usual for plumes, so shear at both the seabed and at the interface between the plume and “ambient” water could drive entrainment of water into the plume. Wang et al. (2010) suggest that stronger tides increase the volume of dense water crossing the shelf break but also increase the plume mixing on the slope, so intermediate tides generate the greatest production of dense Antarctic Bottom Water.
The effect of tides on dense plumes might therefore be divided into three broad categories. First, the tide affects the plume path, redirecting the buoyancy-controlled flow of dense water. Where significant fronts exist, tidal excursion can also produce a “pulsed source” of dense water that may dominate the subsequent dynamics of the descending flow. Finally, a steady-sourced plume can experience “variable mixing” due to oscillating tidal shear at the interface and/or seabed. In this study, the plume path is fixed and the pulsed-source and variable-mixing cases are investigated separately in an effort to distinguish their effects.
Because of their geophysical ubiquity, wall-trapped dense currents have been the subject of a long history of fundamental research. ET59 investigated the situation experimentally and formulated a steady one-dimensional plume model by exploiting the downstream similarity of the flow. Smith (1975) was the first of many to apply this concept to the oceans, extending the theory to the case of a steady “stream tube” in a rotating frame. Baines (2005) found experimentally that under certain conditions (primarily shallow bottom slopes) dense flows in a stratified fluid form detraining “gravity currents” rather than the entraining plumes studied here. The plume case always occurs in a homogeneous ambient and also appears in many stratified cases, including the Ross Sea (Baines 2008).
Some authors have considered the effect of steady ambient flow on nonrotating plumes (e.g., ET59; Simpson and Britter 1980; Hogg et al. 2005), but it seems that neither the unsteady pulsed-source scenario nor the variable-mixing scenario has been studied in this way before. Pulsed jets, with an intermittent momentum source, have wide application in engineering and biology and have been intensively studied (e.g., see Choutapalli et al. 2009, and references therein), but the closest analog for a buoyancy source concerns the effects of a single change in source strength (Scase et al. 2006, 2009) rather than continual modulation. Baba et al. (2000, 2001) considered the effect of an oscillating water column on the flow of a gravity current but restricted their attention to the advance of its head, rather than the properties of a plume body developed from a continuous source. Models of the oceanic bottom boundary layer consider the general unsteady flow of dense layers (e.g., Killworth and Edwards 1999), but these have not been investigated in the case of an oscillating fluid. P09 and Wang et al. (2010) present full three-dimensional models of tidal dense-water flow in the Ross Sea, but it is hard to isolate the different tidal effects in their comprehensive models.
To the best of the author’s knowledge, no simple studies consider the unsteady behavior of dense plumes generated by a pulsed buoyancy source or impacted by oscillatory mixing. These situations are studied in this paper using an unsteady version of the ET59 model. New results arise from the advection of oscillatory properties by a perpetual downslope flow.
2. Model
The motivation of this study is to simplify the pulsed-source and variable-mixing scenarios in order to isolate their underlying features. This requires significant assumptions to reduce the dynamics to their most fundamental form. The most important assumption is the neglect of all flow and gradients in the along-slope direction, which in the oceanographic case amounts to ignoring Coriolis force. The importance of Coriolis force on the scales of the flows studied here is immediately obvious from the observations and any analysis of time or length scales; we examine the nonrotating system only as an analog of the rotating system that is easier to simplify and solve. Restricting our attention to one horizontal dimension allows us to reduce the tides into a unidirectional single harmonic oscillation, removes the complicating effect of plume path advection by the tide, and simplifies the dynamics of the plume to clarify the effects of the different oscillations imposed. The solutions should retain some validity in the rotating case, albeit with the effects propagating within the rotating plume’s unsteady across-slope path rather than directly downslope. The nonrotating case is also valid where plumes are channeled downslope by topography. Care is taken to consider only conclusions that should be independent of this stringent assumption.
The behavior of the complex plume head is also ignored, because it is difficult to model simply, and this restricts our attention to cases in which the oscillation perturbs a continual flow rather than arresting or reversing it. Ross Sea tides are so extreme that this limits our attention to only part of the spring–neap cycle there, but elsewhere this assumption should not be too restrictive. The ambient ocean surrounding the plume is not modeled; to elucidate the basic effects of oscillation in the simplest way possible, it has steady uniform density and is either stagnant or has spatially uniform steady or oscillating flow. The homogeneity of the ambient fluid precludes a study of gravity currents and restricts our attention to the plume regime alone.
The model used to perform both pulsed-source and variable-mixing simulations is an unsteady version of that of ET59 with a few modifications and a change of notation. We consider only time scales much longer than those of the individual eddies and waves affecting the plume–ambient interface, which are a few minutes for the largest, slowest eddies. The dense plumes evolve from specified source conditions in an ambient with specified properties and flow. When required, the tide enters plume dynamics through a body forcing term and the entrainment of ambient momentum into the plume, both of which can be represented as a function of a specified ambient flow velocity. The final system of an active plume flowing beneath a specified ambient is derived from an initial system of an unsteady, two-dimensional, two-layer ocean with free surface, for which it is assumed that the equations are self-explanatory. Quantities used in the final and initial systems are shown in black and gray, respectively, in Fig. 1. Much of the derivation is standard, but it is recounted here to clarify the pressure forcing on the plume in light of the ambient flow. Conservation equations for depth-averaged plume mass, momentum, and buoyancy flux are obtained as follows.

Schematic of the unsteady plume model, forced by an oscillating ambient and/or variable initial conditions. All quantities are defined in the text. Those shown in gray are used only for model derivation, whereas quantities shown in black appear in the final model used in this paper.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1

Schematic of the unsteady plume model, forced by an oscillating ambient and/or variable initial conditions. All quantities are defined in the text. Those shown in gray are used only for model derivation, whereas quantities shown in black appear in the final model used in this paper.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Schematic of the unsteady plume model, forced by an oscillating ambient and/or variable initial conditions. All quantities are defined in the text. Those shown in gray are used only for model derivation, whereas quantities shown in black appear in the final model used in this paper.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
a. Mass






b. Momentum




















c. Buoyancy










d. Entrainment
In plume flow, the entrainment of ambient fluid is the sole effect of vertical mixing, so the entrainment parameterization is central to the results of variable-mixing simulations. Entrainment into oceanic plumes is well summarized by Cenedese and Adduce (2010) and references therein. There are three main sources of mixing that drive entrainment: hydraulic jumps, shear at the plume–ambient interface, and shear or roughness effects in the bottom boundary layer. Mixing in hydraulic jumps is vigorous but localized and is not considered here. Interfacial instability is usually held to be dominant in ocean plumes, but superimposing a barotropic tidal forcing on the plume increases the importance of boundary-driven mixing (Muench et al. 2009), so it is unclear whether standard formulations based solely upon interfacial mixing are valid. For clarity, entrainment is parameterized in this study as a simple linear function of interfacial shear, and other more detailed formulations are later employed in a sensitivity study. The case of detrainment into a stratified ambient (Baines 2005) is not considered.














e. Forcings




Description of the model setup for each simulation referred to in the text. The mean value and, where applicable, period and half amplitude of any oscillation are given for each of the forcings (source plume thickness D0, source density anomaly Δ0, and ambient velocity Ua). The choice of formulation for the entrainment and momentum source boundary condition is also stated.




The boundary condition for plume velocity, which is described in the appendix and Table 1, is more complex. ET59 show that plumes rapidly adjust from arbitrary source conditions to a “normal” state in which U, dD/dx, and DUg′ are constant (so U ~ constant, D ~ x, and Δ ~ x−1). The oscillating forcings used here continually affect both the normal state and its adjustment length scale. We are primarily concerned with variations in the normal state, rather than variable adjustment from arbitrarily chosen boundary conditions, so the source plume velocity is set to be as close as possible to the (potentially oscillating) normal state to remove the adjustment region altogether. This is physically justified because dense-water sources should not resist adjustment any more than their ensuing plume. Previous authors have used a simple force balance to obtain a normal-state source velocity, so in the appendix this approach is extended to the unsteady case.
f. Solution routine and parameter choices
Using an entrainment parameterization and appropriate forcings, Eqs. (2), (12), and (17) are solved numerically on a staggered grid using a two-time-level explicit routine. Advection terms are treated using simple upwinding, and all other terms use central differences. Results demonstrated grid independence with a 1-km grid and 20-s time step. Source properties and ambient flow are set to steady mean values until the plume attains steady state, when the pulsed source or oscillating ambient is introduced and the run continued until the plume attains cyclic equilibrium, of which the final cycle is analyzed.
The values of plume forcings are given in Table 1. The parameters used in this study are inspired by real plumes and serve to illustrate important features of the oscillating behavior. All plumes descend down a slope that drops 1000 m over a distance of 100 km, which is representative of the gradients present in nature (Price and Baringer 1994; Ivanov et al. 2004). Source thicknesses of 100 m (Price and Baringer 1994) and density anomalies of 0.2 kg m−3 (Ivanov et al. 2004) are representative values for dense cascades. In pulsed-source simulations, the source oscillation amplitudes are 100 m and 0.1 kg m−3. In variable-mixing simulations, the ambient flow velocity oscillates about zero with a range of amplitudes of up to 0.75 m s−1 (Padman and Erofeeva 2004; P09). Tides are crudely represented by a single harmonic oscillation, usually at a diurnal frequency (P = 24 h). Because this paper focuses solely on the qualitative effects of tidal forcing, E = 0.002 is arbitrarily chosen so that the source thickness of 100 m is tripled over the 100-km domain. A standard drag coefficient of c = 0.003 is used.
3. Results
The basic settings described above are used in a steady “base” simulation (case B; Table 1), which is perturbed in various ways to obtain all other results. For each set of simulations with an oscillating forcing, two steady “bracketing” simulations are performed in which the parameter under consideration is set to the extreme values of the oscillation. Pulsed-source simulations have an unsteady source thickness (D3–D5) or density (G3), quadratic normal-state source velocity, and zero ambient flow. Variable-mixing simulations (U3–U7 and E1–E5) have a steady source, oscillating ambient flow, and an unsteady normal-state source velocity. A basic description of the model results is given here, with discussion presented in the next two sections.
a. Steady ambient, pulsed-source thickness
Figure 2 (left) shows the envelope of curves described by hourly snapshots of the three state variables throughout a 24-h equilibrium cycle of the pulsed-source-thickness case D3. Snapshots at selected times are highlighted in color, and Fig. 2 (right) shows these results as anomalies from the base case. Also plotted in black in Fig. 2 (right) is the mean profile in the oscillating case. Results plotted in dark blue are from the base and bracketing cases, which use mean and extreme source thicknesses, respectively. The normal states discussed in section 2e are visible in these steady cases; plume thickness increases uniformly with distance due to entrainment, velocity is constant, and density decreases as the reciprocal of distance. The normal state is shifted according to the change in the steady source.

Results from the cyclic equilibrium state of run D3, in which the source thickness oscillates. (left) The results throughout the equilibrium state, with results plotted in black every hour for the final cycle of the run (P = 24 h). Also plotted in dark blue are the steady runs B (solid; D0 = 100 m), D1 (dashed; D0 = 50 m), and D2 (dotted; D0 = 150 m). Selected snapshots of the results from different stages of the cyclic forcing are plotted in color. The oscillating source initiates waves that travel down the plume, with an amplitude bounded by the steady bracketing cases. (right) The waves are emphasized by plotting the results as an anomaly from those of the steady base case B; mean results over the cycle are indicated by a black line. Black vertical lines show the value of characteristic scales described in the text, and gray lines illustrate the size of the first wavelength at each of the snapshot times. Waves in plume thickness and speed are advected gravity waves, with wavelength
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1

Results from the cyclic equilibrium state of run D3, in which the source thickness oscillates. (left) The results throughout the equilibrium state, with results plotted in black every hour for the final cycle of the run (P = 24 h). Also plotted in dark blue are the steady runs B (solid; D0 = 100 m), D1 (dashed; D0 = 50 m), and D2 (dotted; D0 = 150 m). Selected snapshots of the results from different stages of the cyclic forcing are plotted in color. The oscillating source initiates waves that travel down the plume, with an amplitude bounded by the steady bracketing cases. (right) The waves are emphasized by plotting the results as an anomaly from those of the steady base case B; mean results over the cycle are indicated by a black line. Black vertical lines show the value of characteristic scales described in the text, and gray lines illustrate the size of the first wavelength at each of the snapshot times. Waves in plume thickness and speed are advected gravity waves, with wavelength
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Results from the cyclic equilibrium state of run D3, in which the source thickness oscillates. (left) The results throughout the equilibrium state, with results plotted in black every hour for the final cycle of the run (P = 24 h). Also plotted in dark blue are the steady runs B (solid; D0 = 100 m), D1 (dashed; D0 = 50 m), and D2 (dotted; D0 = 150 m). Selected snapshots of the results from different stages of the cyclic forcing are plotted in color. The oscillating source initiates waves that travel down the plume, with an amplitude bounded by the steady bracketing cases. (right) The waves are emphasized by plotting the results as an anomaly from those of the steady base case B; mean results over the cycle are indicated by a black line. Black vertical lines show the value of characteristic scales described in the text, and gray lines illustrate the size of the first wavelength at each of the snapshot times. Waves in plume thickness and speed are advected gravity waves, with wavelength
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1








Scase et al. (2006, 2009) show that a single change in source buoyancy flux causes plume properties to switch permanently between the normal states corresponding to the initial and perturbed sources. In case D3, continual oscillation in the plume source leads to waves that travel along the plume, oscillating about a mean that closely follows the normal state of the base case by construction of the simple linear entrainment esh (see section 2d). The wave amplitudes are limited near the source by the normal states of the bracketing cases and subsequently decay from this limit. The varying source thickness is carried downstream by plume flow, leading to “advective” waves in that quantity. However, these waves in thickness are actually shallow-water gravity waves in the plume–ambient interface. As expected from the above discussion of characteristics, their overall phase speed is therefore similar to the sum of the plume velocity and the shallow-water gravity wave speed. Waves in plume thickness and velocity are locked in phase with each other by inertial, entrainment, and buoyancy terms in the governing equations.
Steady plumes with a larger source thickness maintain a higher density, because at a given distance from the source a higher proportion of the plume is source water rather than entrained ambient. In the case of an oscillating source thickness, pulses of higher density are initiated whenever the source thickens. However, unlike the waves in thickness and velocity, these density pulses travel at a rate closer to the advective speed and do not follow the gravity wave propagation. Gravity waves can only affect plume density indirectly, by altering the entrainment via the plume velocity. An alternative view of this situation is that after simple manipulation the buoyancy flux equation (17) is already in characteristic form, with characteristic velocity U of the particle paths rather than traveling waves (Whitham 1974). The advective waves in density are eventually dissipated because the faster phase speed of waves in thickness and velocity prevents a coherent anomaly in the three state variables from persisting. This relaxation of the plume density toward the base case in turn dissipates the waves in buoyancy forcing and hence plume velocity.






Modeled wavelengths vary during the forcing cycle because varying the source thickness affects plume flow and gravity wave propagation. Over the first wave (distances less than one wavelength from the source) the perturbations are particularly large relative to the variables’ mean values, and the resulting velocity variations cause variable wavelengths and wave asymmetry. Using the methods of Whitham (1974) and Lighthill (1978) to assess the system (28) and (29) forced by the boundary condition (25) shows that, in this simplified case, the waves initiated by the oscillating source should break after traveling about 50 km. However, the lack of evidence of wave breaking in the full system (Fig. 2) implies that this effect is suppressed, perhaps by the effects of nonlinear seabed drag, entrainment, or numerical diffusion.
These results can also be viewed as a time series of model results at a fixed point. The series in Fig. 3 is taken at the location of

Two cycles from the equilibrium state of run D3, in which the source thickness oscillates. (top) The source thickness and (top middle)–(bottom) plume results from the location
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1

Two cycles from the equilibrium state of run D3, in which the source thickness oscillates. (top) The source thickness and (top middle)–(bottom) plume results from the location
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Two cycles from the equilibrium state of run D3, in which the source thickness oscillates. (top) The source thickness and (top middle)–(bottom) plume results from the location
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
b. Steady ambient, pulsed-source density
Results from case G3, which has an oscillating source density, adhere to similar principles (Fig. 4). The oscillating source causes waves in the plume density with the advective wavelength and an amplitude bounded by the bracketing steady cases. The ensuing alterations to the plume buoyancy excite waves in plume velocity that travel at a rate closer to the advective plus gravity wave speed. The difference in phase speed between waves in plume velocity and density again leads to downstream decay in the amplitude of waves in density.

Results from the cyclic equilibrium state of run G3, in which the source density anomaly oscillates. As in Fig. 2, but the dark blue lines are runs B (solid; Δ0 = 0.2 kg m−3), G1 (dashed; Δ0 = 0.15 kg m−3), and G2 (dotted; Δ0 = 0.25 kg m−3), and the vertical dashed line locates the time series in Fig. 5.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1

Results from the cyclic equilibrium state of run G3, in which the source density anomaly oscillates. As in Fig. 2, but the dark blue lines are runs B (solid; Δ0 = 0.2 kg m−3), G1 (dashed; Δ0 = 0.15 kg m−3), and G2 (dotted; Δ0 = 0.25 kg m−3), and the vertical dashed line locates the time series in Fig. 5.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Results from the cyclic equilibrium state of run G3, in which the source density anomaly oscillates. As in Fig. 2, but the dark blue lines are runs B (solid; Δ0 = 0.2 kg m−3), G1 (dashed; Δ0 = 0.15 kg m−3), and G2 (dotted; Δ0 = 0.25 kg m−3), and the vertical dashed line locates the time series in Fig. 5.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Steady alterations to the source density have no effect on the thickness profile (Fig. 4), because, in the steady normal state with similar entrainment, U is constant and (2) collapses to ∂D/∂x = E. In case G3, the variable buoyancy forcing causes waves in the plume velocity, the normal state is untenable, and waves in plume thickness result. These waves again have a wavelength similar to those of velocity; the fixed source thickness is presumably responsible for the lack of an exact correspondence between the two.
The G3 time series (Fig. 5) shows that (appropriately for an advective wave) plume density is almost perfectly antiphase with the source density prescribed at a distance of

Two cycles from the equilibrium state of run G3, in which the source density anomaly oscillates. As in Fig. 3, but (top) showing the source density anomaly.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1

Two cycles from the equilibrium state of run G3, in which the source density anomaly oscillates. As in Fig. 3, but (top) showing the source density anomaly.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Two cycles from the equilibrium state of run G3, in which the source density anomaly oscillates. As in Fig. 3, but (top) showing the source density anomaly.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
c. Variable mixing, steady source
1) Basic results
Figure 6 shows the same quantities for the variable-mixing simulation U4. The effect of steady ambient flow is shown by the normal states of the bracketing cases. An opposing ambient flow increases shear-driven entrainment, which decelerates and thickens the plume and decreases its density (ET59). A coflowing ambient has the opposite effect. However, these bracketing cases are less appropriate in variable-mixing simulations. U1 and U2 necessarily have a lower ambient flow magnitude than the extremities of U4 (Table 1), because a more appropriate bracketing case with Ua = 0.5 m s−1 would have effectively no shear, no entrainment, and therefore no plume. More significantly, the dominant sea surface slope body force in (12) disappears in steady cases as a result of the assumption (10) that the dominant ambient momentum balance is between the unsteady term and sea surface slope; a balance between advection and sea surface slope would be more appropriate in these cases.

Results from the cyclic equilibrium state of run U4, in which the ambient flow velocity oscillates. As in Fig. 2, but the dark blue lines are runs B (solid; Ua = 0 m s−1), U1 (dashed; Ua = 0.25 m s−1), and U2 (dotted; Ua = −0.25 m s−1), and the vertical dashed line locates the time series in Fig. 7. The oscillating sea surface pressure forcing causes the plume speed to oscillate. The plume experiences seabed drag and buoyancy forcing, unlike the ambient, so shear between the two causes time-variable mixing that leads to standing entrainment waves in plume density and thickness.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1

Results from the cyclic equilibrium state of run U4, in which the ambient flow velocity oscillates. As in Fig. 2, but the dark blue lines are runs B (solid; Ua = 0 m s−1), U1 (dashed; Ua = 0.25 m s−1), and U2 (dotted; Ua = −0.25 m s−1), and the vertical dashed line locates the time series in Fig. 7. The oscillating sea surface pressure forcing causes the plume speed to oscillate. The plume experiences seabed drag and buoyancy forcing, unlike the ambient, so shear between the two causes time-variable mixing that leads to standing entrainment waves in plume density and thickness.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Results from the cyclic equilibrium state of run U4, in which the ambient flow velocity oscillates. As in Fig. 2, but the dark blue lines are runs B (solid; Ua = 0 m s−1), U1 (dashed; Ua = 0.25 m s−1), and U2 (dotted; Ua = −0.25 m s−1), and the vertical dashed line locates the time series in Fig. 7. The oscillating sea surface pressure forcing causes the plume speed to oscillate. The plume experiences seabed drag and buoyancy forcing, unlike the ambient, so shear between the two causes time-variable mixing that leads to standing entrainment waves in plume density and thickness.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
The variable-mixing results are significantly different from those of the pulsed-source cases. Ambient flow affects the whole length of the plume, so the plume velocity contains a cycle that is similar throughout the domain rather than emanating from the source. The direct sea surface slope body forcing is the dominant term in the momentum balance (12) and leads to a plume that oscillates broadly in phase with the ambient and with a similar amplitude of oscillation. To a reasonable level of approximation, the plume flow is simply the ambient oscillation superimposed on a steady downslope flow.
Density clearly contains asymmetric waves at the advective-length scale, but these are standing “entrainment waves” rather than the traveling advective waves observed in the previous simulations. Density variations are caused by entrainment, which here oscillates about its case-B value in time but is relatively uniform in space. A parcel of fluid following the plume accumulates the time history of entrainment anomalies, creating an advective-length standing wave. Parcels that have traveled a distance of
In common with the other variables, thickness varies across the whole plume during the tidal cycle rather than admitting traveling gravity waves. Through their link with entrainment, waves in thickness could be expected to be equal to and opposite of those in density. They are of the opposite sign but clearly not mirror images.
The time series in Fig. 7 allows us to further examine the unsteady entrainment that generates the waves shown in Fig. 6. As described above, the strong forcing from the sea surface slope keeps the plume velocity in phase with the ambient velocity to leading order. The entrainment is a linear function of the shear between the two, so this implies a steady entrainment rate. It is only the combined effect of the other forcings in the plume momentum equation (buoyancy, momentum entrainment, and drag) that cause unsteady shear and entrainment, and therefore entrainment waves. The sum of buoyancy and momentum entrainment is a roughly steady acceleration, but the nonlinearity of the seabed drag provides a significant deceleration of the plume (relative to the ambient) when the downslope flow is high. Therefore, the sum of the forcings that cause shear drops below zero whenever peak downslope flow occurs but is positive otherwise. The peak shear-causing acceleration thus occurs at the minimum drag, when the ambient velocity is directed upslope (time A in Fig. 7). The peak shear and hence entrainment anomaly occurs P/4 later, when the shear-causing acceleration switches from positive to negative (time B). The lowest plume density occurs when the entrainment anomaly switches from positive to negative (time C). For the remainder of the paper, we will consider only plume density, because it clearly illustrates the entrainment waves and is the easiest quantity to observe in the oceans.

Two cycles from the equilibrium state of run U4, in which the ambient flow oscillates. As in Fig. 3, but (top) showing the ambient flow speed. The ambient and plume speeds are almost in phase, but small differences lead to shear entrainment and thus standing oscillations in plume thickness and density. Points A, B, and C are discussed in the text.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1

Two cycles from the equilibrium state of run U4, in which the ambient flow oscillates. As in Fig. 3, but (top) showing the ambient flow speed. The ambient and plume speeds are almost in phase, but small differences lead to shear entrainment and thus standing oscillations in plume thickness and density. Points A, B, and C are discussed in the text.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Two cycles from the equilibrium state of run U4, in which the ambient flow oscillates. As in Fig. 3, but (top) showing the ambient flow speed. The ambient and plume speeds are almost in phase, but small differences lead to shear entrainment and thus standing oscillations in plume thickness and density. Points A, B, and C are discussed in the text.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
2) Effect of ambient oscillation magnitude
Figure 8a shows cases U3–U5 (ambient flow oscillations of half amplitude 0.25, 0.5, and 0.75 m s−1, respectively), which could be taken to represent three case studies from the spring–neap cycle. All have standing entrainment waves at the advective length scale. U3 and U4 density profiles both oscillate around the base case, with smaller-amplitude waves in case U3 because the weaker ambient oscillation causes smaller entrainment anomalies.

Density anomaly results from the cyclic equilibria of runs U3–U5, which have oscillating ambient flow of half amplitude
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1

Density anomaly results from the cyclic equilibria of runs U3–U5, which have oscillating ambient flow of half amplitude
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Density anomaly results from the cyclic equilibria of runs U3–U5, which have oscillating ambient flow of half amplitude
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
In case U5, the density oscillations are about a lower mean profile because the entrainment is increased on average. The plume velocity in case B is ≈0.55 m s−1, so an oscillating ambient with half amplitude 0.5 m s−1 will always be slower, whereas an ambient flowing at up to 0.75 m s−1 will overtake the plume. The entrainment esh = E|U − Ua| is a linearly decreasing function of Ua for Ua < U, so entrainment oscillates uniformly about its base-case value as Ua varies and the mean plume density is unaffected. However, esh is linearly increasing for Ua > U, so the symmetry of entrainment anomalies about the base-case mean is broken for part of the cycle and the mean plume entrainment (density) increases (decreases). This illustrates the central importance of the entrainment formulation to the qualitative results of this study. The results of case U5 are included for illustrative purposes only, because plume assumptions are inappropriate when the ambient drags the plume forward (ET59).
3) Effect of entrainment formulation
The most significant assumption to the results of variable-mixing cases is that entrainment is a linear function of shear, so we now investigate different entrainment rates and formulations. Figure 9a shows the results of cases E1, E2, and U4, which have the same shear entrainment, but with coefficients of E = 0, 0.001, and 0.002, respectively. Increasing the entrainment thickens the plume on average and also increases the amplitude of the entrainment waves. It also reduces the mean plume speed, because entrainment is proportional to shear; entrainment is highest when the ambient flow opposes the plume, so proportionately more decelerating ambient momentum is entrained.

Density anomaly results from the cyclic equilibria of runs (a) E1, E2, U4, and E3, which have shear-based entrainment with coefficient E = 0, 0.001, and 0.002 and similarity entrainment, respectively, and (b) E4 and (c) E5, which have different entrainment parameterizations. Increasing entrainment decreases the mean density anomaly between plume and ambient and increases the amplitude of the standing waves. Modified standing waves occur in simulations with more realistic entrainment parameterizations.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1

Density anomaly results from the cyclic equilibria of runs (a) E1, E2, U4, and E3, which have shear-based entrainment with coefficient E = 0, 0.001, and 0.002 and similarity entrainment, respectively, and (b) E4 and (c) E5, which have different entrainment parameterizations. Increasing entrainment decreases the mean density anomaly between plume and ambient and increases the amplitude of the standing waves. Modified standing waves occur in simulations with more realistic entrainment parameterizations.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Density anomaly results from the cyclic equilibria of runs (a) E1, E2, U4, and E3, which have shear-based entrainment with coefficient E = 0, 0.001, and 0.002 and similarity entrainment, respectively, and (b) E4 and (c) E5, which have different entrainment parameterizations. Increasing entrainment decreases the mean density anomaly between plume and ambient and increases the amplitude of the standing waves. Modified standing waves occur in simulations with more realistic entrainment parameterizations.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
For illustrative purposes, Fig. 9a also shows a case (E3) in which an oscillating ambient is used with the similarity entrainment assumption (18). The density is identical to the steady normal state of the base case. The normal solution of case B has ∂U/∂x = 0, permitting a nontrivial solution of the steady version of (2) when ∂D/∂x = E, which implies that Δ ~ x−1. The only difference in case E3 is the oscillating ambient acceleration on the right-hand side of (12); unlike case U4, Ua does not appear on the right-hand side of (2). Adding a spatially uniform acceleration oscillates U but does not preclude ∂U/∂x = 0, so the normal solution with ∂D/∂x = E, Δ ~ x−1 is permitted as before. Though clearly unphysical, this is an important illustrative result; without external perturbation to its mixing, the plume can accommodate a changing flow velocity without change in its other state variables.
Figure 9b shows the effect of varying the entrainment formulation. The commonly used Turner (1986) parameterization (case E4) uses a complex function of shear and stability, but the results again show entrainment waves in plume density that oscillate about the mean profile. The phase of the entrainment waves is identical to that of the case with entrainment parameterized as a linear function of shear (cf. Fig. 6), but the plume properties do not return to base-case values at multiples of
The results of case E5, which has entrainment parameterized as a function of boundary-driven mixing, also display entrainment waves. Variations in entrainment from boundary mixing are dominated by its proportionality to the cube of plume velocity, so peak entrainment occurs when the plume flow is strongest. This occurs when the ambient flow is directed downslope, so the result is the exact opposite of that for shear-driven entrainment, which peaks when the ambient flow is upslope. Comparison of the density profiles in Figs. 6 and 9 confirm that their entrainment waves have opposing phases.
4. Discussion
Tides affect dense-water plumes by causing pulsing of their dense-water source, time-variable mixing of the resultant plume, and lateral advection of the plume path. The overall effect is the combination of all three, but in this study we neglect the latter and consider the first two in isolation to evaluate their qualitative behavior. Plume advection turns source pulses into traveling gravity waves and accumulates the density anomaly caused by time-variable mixing into a standing entrainment wave. These along-plume variations would be superimposed upon each other and the unmodeled lateral alteration of the plume path by tides.
Tides will always cause mixing to oscillate, but a pulsed source will only occur if a hydrographic front is repeatedly advected across the shelf break. Local hydrography therefore determines which of the waves is most important. The amplitude of traveling waves is determined by the size of the pulse at the source, which would be related to the amplitude of the tide and strength of the lateral gradient at the front. Results indicate that decay of the traveling waves in plume thickness is small but that shorter waves in density are rapidly damped.
In variable-mixing cases, standing entrainment waves are caused by oscillating mixing acting upon a layer with mean flow; to the knowledge of the author, this type of entrainment wave does not appear elsewhere in the literature. The importance of these waves is critically dependent upon the entrainment assumption, with their amplitude being governed by the unsteady deviation of entrainment from its mean value. The phase of entrainment waves relative to that of the forcing depends upon the assumption used, with opposing effects caused by boundary- and interfacial-led instability. Given an entrainment parameterization, the amplitude of entrainment waves is determined by the amplitude of the oscillating forcing.
Pulsed-source and variable-mixing waves have different relative characteristics between the different plume variables. In the pulsed-source-thickness case, tightly coupled traveling waves in plume thickness and velocity (hence entrainment) have a phase offset from the source oscillation (tide) that varies spatially. Waves in plume density have a different wavelength and thus phase offset from the source. Variable-mixing cases have a spatially uniform plume velocity oscillation that is in phase with that of the ambient flow. Standing waves in density and thickness are antiphased with each other and are of spatially variable amplitude; density waves are zero amplitude at multiples of
In both cases, the density perturbations carried by the plume have a wavelength of
Figure 10 shows the results of pulsed-source (D3–D5) and variable-mixing (U4, U6, and U7) simulations with periods of P = 12, 24, and 48 h. If we consider a plume with an arbitrarily chosen length of L = 50 km (the dashed line), this corresponds to

Density anomaly results from the cyclic equilibria of runs (a) D3–D5, in which the source thickness oscillates with periods of 24, 12, and 48 h, respectively, and (b) U4, U6, and U7, in which the ambient flow oscillates with periods of 24, 12, and 48 h, respectively. Results are plotted every P/24 h for the final cycle P of each run. The dashed line shows x = 50 km as referred to in the text. If the oscillation is rapid (D4 and U6), the amplitude of the oscillations is limited, whereas, if the oscillation is slow (D5 and U7), then only part of the cycle shown affects the plume at any one time.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1

Density anomaly results from the cyclic equilibria of runs (a) D3–D5, in which the source thickness oscillates with periods of 24, 12, and 48 h, respectively, and (b) U4, U6, and U7, in which the ambient flow oscillates with periods of 24, 12, and 48 h, respectively. Results are plotted every P/24 h for the final cycle P of each run. The dashed line shows x = 50 km as referred to in the text. If the oscillation is rapid (D4 and U6), the amplitude of the oscillations is limited, whereas, if the oscillation is slow (D5 and U7), then only part of the cycle shown affects the plume at any one time.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Density anomaly results from the cyclic equilibria of runs (a) D3–D5, in which the source thickness oscillates with periods of 24, 12, and 48 h, respectively, and (b) U4, U6, and U7, in which the ambient flow oscillates with periods of 24, 12, and 48 h, respectively. Results are plotted every P/24 h for the final cycle P of each run. The dashed line shows x = 50 km as referred to in the text. If the oscillation is rapid (D4 and U6), the amplitude of the oscillations is limited, whereas, if the oscillation is slow (D5 and U7), then only part of the cycle shown affects the plume at any one time.
Citation: Journal of Physical Oceanography 41, 8; 10.1175/2011JPO4532.1
Wavelengths are roughly constant in space because the flow velocity is relatively uniform. In the more general case of nonuniform flow, the wavelength will vary according to the local value of UP. For example, this would happen if a pulsed plume source has a slow additional variability or if a tidal flow responsible for variable mixing is not spatially uniform. Oscillation periods relative to a static observer are always fixed to the imposed P.
Variability similar to that predicted here would be challenging to observe. Resolving waves would require sampling to be spatially finer than
It is worth reviewing the chief limitations of the model used here. The neglect of rotation is the most obvious flaw, but the essence of these conclusions should apply to variability along the Ekman-, tide-, and topography-controlled plume path. The neglect of eddies is a fundamental problem, and baroclinic instability may obscure the variations described here. The ambient is modeled as homogeneous, but in reality a stratified ocean would permit the existence of detraining gravity currents rather than the entraining plumes modeled here and stratification would also permit internal waves or tides to radiate out into the ambient. The addition of a second horizontal dimension would introduce an additional decay in the amplitude of the waves as a result of lateral spreading. Interfacial waves could break, leading to dramatically enhanced entrainment. The tidal forcing is represented as a single harmonic and neglects the complexities of the full tidal signal, which would also be advected down the plume. We ignore the effects of mean ambient flow, such as that associated with the Antarctic Slope Front and tidal residuals. The velocity of the model plume must always be downslope and greater than that of the tide, whereas extreme cases featured in the literature have a tide that drags the plume downslope or upslope. Despite these caveats, it is hoped that the results are of some use in the interpretation of observations and formation of hypotheses.
5. Ross Sea
The model’s ability to explain observations is limited, but the comparison is informative in any case. The most comprehensive studies of tidally affected dense plumes are in the Ross Sea, Antarctica. Spring tides in this region are too extreme to be represented by the present model, but less active parts of the spring–neap cycle might be reasonably captured. The densest shelf water exits via the Drygalski Trough, increasing in thickness from 100 m at the 600-m-deep shelf break to 400 m at a 1200-m depth and 600 m farther downslope (Gordon et al. 2004, 2009; Muench et al. 2009). The mean current flows at 0.4–0.6 m s−1 at 35° to the isobaths, and the plume density anomaly varies up to a value of 0.2 kg m−3.
Ross Sea tides are dominated by diurnal-period harmonics with a fortnightly spring–neap cycle on which the maximum tidal current varies between 0.2 and 1 m s−1 (Whitworth and Orsi 2006; Muench et al. 2009; P09; Wang et al. 2010). For about half of this cycle, the maximum tidal currents are larger than mean downslope flow, so tides have a profound influence on the plume. During neap tides, the shelf is permanently stratified, and a relatively steady dense plume presumably occurs (Whitworth and Orsi 2006). During spring tides, the Antarctic Slope Front is advected to the shelf break and back every tidal cycle (Whitworth and Orsi 2006; P09; Wang et al. 2010), intermittently releasing dense waters onto the slope. In both phases, tidal currents force the plume to deviate from a simple rotation- and topography-controlled path (P09).
At its mean velocity, the Drygalski Trough plume covers the distance from shelf break to its last recorded location 50 km to the northwest in approximately 1 day. The dominant tides are of diurnal period, so
Tides also play a significant role in mixing the Ross Sea plume (Muench et al. 2009; P09; Wang et al. 2010). Plume volume increases by a factor of 4 over its 50-km path, which with a transit time of ≈1 day implies an entrainment velocity of 200–400 m day−1 of overlying water into the plume (Gordon et al. 2009; Muench et al. 2009). The source of the turbulence responsible for this mixing is harder to ascertain. Muench et al. (2009) obtained interfacial stresses of 0.7 Pa and benthic stresses of 0.9 (neap) and 1.5 Pa (spring) and suggest that both might be significant in the plume momentum balance and downstream dilution. This stands in contrast to the nontidal case in which interfacial stress alone is usually thought to govern entrainment. If it were possible to observe the unsteady features modeled here, the different qualitative behavior offered by different entrainment parameterizations could provide insight into the dominance of boundary or interfacial mixing. In particular, in the variable-mixing cases interfacial shear is largest when the tide is directed upslope, whereas boundary mixing is largest when the tide is directed downslope.
In the Ross Sea, the benthic layer thickness varies by hundreds of meters on tidal time scales (Whitworth and Orsi 2006; Muench et al. 2009; P09). According to the model results, this would generate interfacial gravity waves with similar amplitudes, traveling at the plume velocity plus gravity wave propagation. The magnitude of entrainment waves is harder to predict because it is poorly constrained by our lack of knowledge of entrainment processes.
P09 present results from a three-dimensional baroclinic tidal model of Drygalski Trough, concentrating on spring tides. They conclude that most variability at their point 2 on the slope is associated with intermittent sampling of a plume that is laterally advected past. The difficulty in observing the behavior of this “moving target” partly motivates this study but complicates the comparison of the present fixed-path results to those of P09. At point 2, their bottom flow first follows the ebb tide downslope and then continues to accelerate when the dense flow appears at the turn of the tide (their Fig. 14). Peak bottom flow is at slack tide, and the current decelerates on the flood tide until the bottom flow reverses. For part of the cycle, the barotropic and benthic flows therefore have a phase offset of P/4. This is never consistent with variable-mixing plumes, which have a negligible phase difference between ambient and plume velocity, but does apply to pulsed-source plumes at a position close to
Wang et al. (2010) show an individual plume formation event at spring tide, highlighting a pulse of dense shelf water that is released onto the slope and then traverses it under the influence of rotation. The authors ascribe the thickness of this traveling pulse to vigorous tide-driven mixing, because such pulses are not modeled during neap tides. The present study suggests that the traveling pulse is governed by the intermittent source, with its thickness explained by high “background” tidal mixing rather than unsteady mixing during the transit of the plume. Both P09 and Wang et al. (2010) suggest that the mean plume thickness increases under more vigorous tides, implying a greater entrainment. Both the interfacial- and boundary-shear entrainment formulations tested here are nonlinear functions of plume velocity, so their entrainment will increase on average with greater tidal forcing.
Both Muench et al. (2009) and P09 perform local calculations to determine tidal effects on bottom Ekman layer thickness and transport. Their Ekman layer transport is proportional to benthic stress, which is taken as the square of the flow velocity, so the addition of tides to the mean plume velocity increases the Ekman flux considerably. The full model results of P09 agree with the calculations: stronger-tide cases have a thicker benthic boundary layer with a similar mean flow and therefore a larger depth-integrated transport. A notable qualitative result of the present study is that the effects of tides on plumes are not solely local; plume behavior at any given location is determined by advection of the accumulated history of mixing and source strength past that point.
The applicability of these results to plumes other than in the Ross Sea may be determined by considering the appropriate value of
6. Summary
The descent of dense-water plumes down continental slopes is an important component of the global ocean circulation that is commonly affected by tidal influence on the plume source, mixing, and path. In this study, a simple one-dimensional model is used to isolate the first two effects. Oscillating forcings are advected by the plume, creating traveling gravity waves in the case of a pulsed source and standing entrainment waves in the case of time-variable mixing. The two different effects might be distinguishable from observation. Wavelengths are determined by advective and gravity wave propagation length scales, and amplitudes are determined by considering the normal state of plumes with steady forcings corresponding to the extreme values of the oscillating cases. The effects of the waves illustrated here are most important when the advective length scale is equal to the plume length: that is, when
A practical example of these effects is of dense water cascading off the Ross Sea continental shelf. Observations suggest that
The practical utility of the results from this simple model is limited by the stringent assumptions made in its formulation. The goal here is to evaluate and distinguish some of the tidal variability that might occur along the meandering plume path. The model is complementary to more detailed approaches, because its simplicity reveals some underlying concepts, such as the “nonlocality” of plume properties; the hydrography observed at a point on the plume is determined by the time history of tidal effects, which are integrated by plume advection. When this variability is added to the tidal excursion of the plume path, there is considerable scope for aliasing of plume properties in the observations from a typical oceanographic section.
Acknowledgments
This paper has benefited considerably from insightful comments made by Adrian Jenkins and five anonymous reviewers.
APPENDIX
“Normal State” Velocity Boundary Conditions
Steady plumes adjust from arbitrary source conditions to a steady normal-state velocity, which in the ET59 case is determined by a balance between buoyancy and drag. This adjustment is rapid; the unsteady term in (12) is smaller than the buoyancy term after U*x*/g′*I* ≈ 7 h using scales of U* = 0.5 m s−1, g′* = 2 × 10−3 m s−2, and I*/x* = 10−2. In this study, we are interested in oscillations in the normal state rather than the adjustment, so we wish to set the source flow velocity to the oscillating normal state. Previous authors have obtained a quadratic expression for the normal velocity by assuming a force balance in the momentum equation (e.g., Mahrt 1982), so that theory is extended here to the unsteady case.








a. Steady source with stagnant or steadily flowing ambient
When there is no flow in the ambient or unsteady behavior in the plume, (A4) reduces to the quadratic equation obtained by many previous authors (e.g., Mahrt 1982). This has one positive real root, which is used as the source plume velocity. In the steady state of a plume forced by steady ambient flow, (A4) becomes a cubic equation. Analysis of the discriminant and roots of this equation shows that for all reasonable cases there are three real roots of which only one is positive, so this is used as the source plume velocity. These plumes are initiated in their steady normal states.
b. Steady source with unsteady ambient flow
In the fully unsteady variable-mixing cases, the full ordinary differential equation (A4) is integrated. The integral converges to steady state before the oscillating ambient is activated (see section 2f), and subsequent evolution is obtained by integrating forward from that state. These plumes are sourced in their instantaneous normal state at each stage of the unsteady forcing.
c. Unsteady source with stagnant ambient
Pulsed-source simulations are driven by unsteady-source properties, which are translated into spatial gradients as the plumes advect properties downstream. It is therefore impossible for the standard normal state with D ~ x and Δ ~ x−1 to exist at the source. Instead, we seek those conditions that most closely match ∂U/∂x = 0. Experimentation with the available choices shows that using the quadratic expression described above fulfills this requirement. This amounts to asserting that the plume source instantaneously achieves force balance between buoyant acceleration and turbulent drag as its properties are varied.
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