1. Introduction
The radiation stress term of Longuet-Higgins and Stewart (1964, hereafter LHS64) and Mellor (2003, 2005) can be regarded as the sum of the (horizontal) Reynolds stress term and the negative of the form stress term. The former represents the residual effect of momentum advection, and the latter represents the residual effect of pressure perturbations. Both terms are clear in the depth-integrated framework of LHS64 and have long been used in the community to describe the residual effect of surface waves on circulation in the upper ocean. However there is confusion concerning the analytical expression for the depth-dependent form stress term (while the analytical expression of the depth-dependent Reynolds stress term is clear). The depth-dependent form stress term of Mellor (2003, 2005) has a continuous vertical profile that, according to Ardhuin et al. (2008a), is valid as long as the bottom is flat. However the expression for the depth-dependent form stress term has been changed in Mellor (2008, 2011a,b) to include a Dirac delta function at the sea surface.
Bennis and Ardhuin (2011, hereafter BA11) criticized the delta function of Mellor (2008, 2011a,b) and suggested using wave-averaged momentum equations derived from the three-dimensional Lagrangian mean framework of Andrews and McIntyre (1978, hereafter AM78) with a wave-induced pressure term derived by Ardhuin et al. (2008b, hereafter ARB08) and given by Eq. (39) on page 45 of their paper. An advantage of the equation system of ARB08 and BA11 is that it is applicable to circulation over a sloping bottom. However, neither ARB08 nor BA11 have shown how to rederive an equivalent to their equation system including the wave-induced pressure term (as well as the vortex force term) by taking the average of the equations written in the coordinate system used by Mellor (2003, 2005). Therefore, in the community, there remains uncertainty concerning (i) the inapplicability of Mellor (2003, 2005) to a sloping bottom, (ii) the delta function of Mellor (2008, 2011a,b), and (iii) existing difficulty to see consistency between momentum equations that have been wave-averaged in the three-dimensional Lagrangian coordinates, on the one hand, and in the coordinates of Mellor on the other. Points (i)–(iii) are the subject of this study.
Generalizing the results of Mellor (2003, 2005) and Broström et al. (2008), Aiki and Greatbatch (2012, hereafter AG12) have developed depth-dependent equations for surface gravity waves and circulation in a vertically Lagrangian and horizontally Eulerian (VL) coordinate system. This framework, based on a thickness-weighted-mean (TWM) approach, allows for a concise treatment of the thin viscous boundary layer at the sea surface, the incompressibility condition for circulation, and the energy interactions between waves and circulation. Recently Aiki and Greatbatch (2012, manuscript submitted to J. Phys. Oceanogr., hereafter AGVF) have developed an exact recipe to derive the Craik and Leibovich (1976, hereafter CL76) momentum equations by taking the wave average of equations written in the VL coordinates. The present manuscript is partly based on the recipe of AGVF but, rather than focus on the vortex force, we focus instead on the depth-dependent version of the radiation stress in LHS64.
The plan of the paper is as follows. The governing equations are explained in section 2. Then a discussion follows in section 3 concerning the different scalings of the wave-averaged equations that apply in different studies. We note that the depth-integrated radiation stress of LHS64 has been written as the product of first-order waves in terms of a perturbation expansion and, thus, should be compared with the wave-induced pressure term in ARB08 (i.e., the wave setup/setdown term) rather than the vortex force. Our approach is complementary to that in Smith (2006) and Lane et al. (2007, section 4) who made comparisons between different versions of the depth-integrated momentum equations applicable to an inner shelf zone. Then, from section 4 onward, we focus on the scaling appropriate to LHS64 and develop the depth-dependent radiation stress term in the VL framework. We show that the wave-averaged momentum equations become applicable to a sloping bottom when written for the development of the Eulerian mean velocity rather than the Lagrangian mean velocity, a result that is a reexplanation of Ardhuin et al. (2008a) using the TWM theory. In section 5 we link our results to those of other studies, in particular LHS64, Smith (2006), ARB08, and the papers by Mellor. Finally, section 6 provides a summary and brief discussion. Overall, the present manuscript and AGVF, taken together, illustrate the consistency between momentum equations that have been wave averaged in the three-dimensional Lagrangian coordinates on the one hand and in the VL coordinates on the other.
2. Governing equations
We consider incompressible inviscid water of constant, uniform density in a nonrotating frame. We use the equations of AG12, which are briefly explained for convenience in appendix A of the present manuscript. It should be noted that the equations have been nondimensionalized (see appendix A). The nondimensionalization is not essential but serves to simplify the mathematics.
a. Thickness-weighted-mean momentum equations











List of symbols, where A is an arbitrary quantity.
Moving
b. Kinematic boundary condition




Schematic of waves on a sloping bottom in (a) the Eulerian–Cartesian coordinate and (b) the vertically Lagrangian coordinate systems.
Citation: Journal of Physical Oceanography 43, 1; 10.1175/JPO-D-12-059.1
3. Scaling the low-pass filtered equations
Let α ≪ 1 be the scale for the surface slope. In this manuscript, we assume that the bottom slope is ∇h ~ α, with a consequence, as we note below, that the aspect ratio of the circulation is also scaled by α. Then, let the horizontal gradient operator be written as
a. Perturbation expansion
b. Longuet–Higgins and Stewart versus the vortex force










The rule of numeric subscript in the present study, which represents summation for a given order of perturbation expansion in terms of α.
To summarize, the scaling of the low-pass filtered equations associated with the radiation stress of LHS64 is described by either the equation system (12a)–(12c) or (14a)–(14c) and should not be confused with the scaling appropriate to the vortex force (see Lane et al. 2007). The fact that we focus in this paper on the scaling associated with the radiation stress of LHS64 is for the purpose of mathematical clarity regarding the attempt of Mellor (2003, 2008) to derive a depth-dependent version of LHS64 and does not necessarily indicate that the radiation stress (or the wave-induced pressure term) is more important than the vortex force in the real ocean. Indeed, recent numerical studies show the importance of (the vertical component of) the vortex force associated with the vertical shear of the mean velocity for describing the circulation in surf zones (e.g., Uchiyama et al. 2009, 2010).
4. The vertical structure of the radiation stress over a sloping bottom
In the remainder of the manuscript, we focus on the first choice of scaling for the low-pass filtered flow given in section 3. The second choice requires the introduction of viscosity to incorporate the wind stress (cf. Fan et al. 2010) and is not considered further here.
a. First-order waves















b. Second-order waves associated with nonlinear terms


c. Second-order waves associated with the bottom slope








d. Depth-dependent radiation stress



In contrast to Smith (2006), who used depth-integrated equations, the J term on the rhs of (32) has been derived from depth-dependent equations in the present study. Our simple derivation in section 4c is complementary to both Lane et al. (2007) who identified the J term (see
Illustration of the phase cycle of a wave propagating in the direction of xc axis. A control volume element in (a) the generalized-Lagrangian-mean (GLM) coordinates of Andrews and McIntyre (1978) and (b) the vertically Lagrangian (VL) coordinates of the present study is shaded in blue and red, respectively, with its low-pass-filtered height, as measured in each coordinate system, being indicated by horizontal lines, and the reference horizontal position being indicated by vertical lines. Each color line indicates a material surface which is formed by connecting the instantaneous position of water particles whose three-dimensionally Lagrangian low-pass-filtered height is a given value.
Citation: Journal of Physical Oceanography 43, 1; 10.1175/JPO-D-12-059.1




5. The connection to previous studies
a. Smith (2006) and LHS64



b. Mellor (2003)


It is noteworthy that we have related our analysis to Eqs. (34e) and (34f) in Mellor (2003). Mellor (2011b) recommends that Eq. (34e) be deleted from Mellor (2003) and argues that Eq. (34f) is identically zero. Clearly we do not support these recommendations. Although Eq. (34f) in Mellor (2003) is zero after vertical integration, as stated in Mellor (2003), is not necessarily zero at all depths. This is because of the slow spatial derivative operator in the first term on the rhs of (40b).
c. Mellor (2008, 2011a)
In Mellor (2008, 2011a), the pressure terms are treated using Eulerian averaging. Mellor then considered the depth integral of (the combined nonhydrostatic and hydrostatic) pressure. He computed the difference of




6. Summary
We have derived the depth-dependent radiation stress term for the effect of surface gravity waves on circulations on a sloping bottom. The derivation has been carried out using the thickness weighted mean (TWM) equations in the vertically Lagrangian (VL) coordinates of AG12 in which the radiation stress corresponds to the Reynolds stress minus the form stress. A feature of our analysis is the consistent use of a perturbation expansion for both waves and circulation in formulating the equations. The fact that we focus on the scaling associated with LHS64 is for the purpose of mathematical clarity regarding the attempt of Mellor (2003, 2008) to derive a depth-dependent version of LHS64, and does not necessarily indicate that the radiation stress (or the wave-induced pressure term) is more important than the vortex force in the real ocean (see Section 3 for a detailed discussion).
The VL coordinate used here was originally introduced (in prototype form) by Mellor (2003) and forms the basis of Mellor (2003, 2005). The analysis of Mellor (2003) uses thickness-weighted averaging in a coordinate system that is effectively the same as our VL coordinate system. This is the reason that Mellor (2003) successfully reproduces the vertically integrated results of LHS64 without the need to introduce a delta function at the sea surface in the expression for the depth-dependent radiation stress. As noted in section 5b, the treatment adopted by Mellor (2003) is nevertheless not ideally suited to the situation of a sloping bottom. We suggest that the analysis in Mellor (2003) is correct as long as the slope is at most O(α2). For the treatment of a sloping bottom of O(α) we recommend the use of our Eq. (32) for which the velocity variable inside the time derivative is the Eulerian mean (not the Lagrangian mean) velocity, which is as in the three-dimensional Lagrangian mean framework of AM78.
Of particular note is the absence in our analysis of a delta function term at the height of the mean sea surface in the expression for the depth-dependent radiation stress, as has been advocated by Mellor (2008, 2011a,b). This is despite the close similarly between the approach adopted here and that advocated by Mellor (2003, 2005). We suggest that the reason for this difference is that Mellor (2008, 2011a,b) uses (Eulerian) averaging at fixed height to average the vertical momentum equation and part of the horizontal momentum equation (see section 5c). Vertically integrating these equations does not give the same result as averaging the vertically integrated equations, as in LHS64. The lack of interchangability hinges on the undulating free surface, the treatment of which forced Mellor to introduce the delta function into the radiation stress. By contrast, the average of the vertical integral of any variable in Eulerian coordinates is the same as the vertical integral of the TWM of that same variable in the VL coordinates [i.e.
Acknowledgments
Comments from two anonymous reviewers are gratefully acknowledged. HA thanks Hitoshi Tamura for helpful discussions. RJG is grateful for continuing support from GEOMAR.
Appendix A
The Nondimensionalized Equations of Motion and the Transformation to the Vertically Lagrangian Coordinate System
The equation system of AG12 and the nondimensionalization are briefly explained here.
a. Eulerian coordinates












b. Vertically Lagrangian (VL) coordinates
AM78 (see their p. 612) have developed a hybrid Lagrangian–Eulerian coordinate system. The idea is to choose a coordinate system that follows the high-frequency fluid motion (i.e., waves), as in Lagrangian coordinates, but is such that the equations for the low-frequency fluid motion (i.e., circulation) appear as in Eulerian coordinates. The hybrid coordinate system of AM78 has been adopted only in the vertical direction in AG12, and is called the VL coordinate system. In the horizontal the standard Eulerian coordinates are retained.A1 Prototypes of the VL coordinate system (i.e., one-dimensional analog of AM78) have been developed by Iwasaki (2001) and Jacobson and Aiki (2006) to describe large-scale hydrostatic circulation in the atmosphere and ocean, respectively.


Equation (A7) may be used to write the governing equations (A3a)–(A3c) in terms of the VL coordinates to yield (1a)–(1d).
Appendix B
Appendix c
Energy Equations
appendix d
Approximated Expressions for the Eulerian Mean
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The vertical coordinate z in the present study corresponds roughly to ζ in Mellor (2003), ς in his later studies, and Z in Broström et al. (2008).
Although
The horizontal and vertical components of the vortex force are written by
The quasi-Stokes velocity is the extra velocity that must be added to the Eulerian mean velocity to give the total transport velocity [see AG12, their Eqs. (16) and (17)] and is closely related to the Stokes drift, as discussed there.
When nonmonochromatic waves are considered, the solution is more complicated and second-order waves arising from the nonlinear terms cannot be neglected as in the present study.
This concern has been eliminated in ARB08 at least to the leading order in terms of a perturbation expansion.
The differences between the three-dimensional Lagrangian coordinates of AM78 and the VL coordinates are illustrated in Fig. 2. As the wave propagates rightward, the control cell of the three-dimensional Lagrangian coordinates (blue) rotates clockwise and returns to the original position. The fact that the cell does not drift away (despite of the presence of the Stokes-drift and the Eulerian mean flow) is attributed to the use of the hybrid Lagrangian-Eulerian coordinates in AM78. The control cell of the VL coordinates (red) moves like a piston whose thickness stretches and shrinks. As indicated by the horizontal black lines, the mean vertical position of the control cell in the three-dimensional Lagrangian coordinates is misaligned with that in the VL coordinates (McIntyre 1988).
The vertical integral of the second term on the last line of (D2) vanishes if the sea surface is assumed to be rigid as in theoretical studies for mesoscale eddies (i.e.,