1. Introduction
Wave setup, or the increase in mean water level due to breaking waves, often represents a substantial portion of the total water depth over shallow coral reefs, and spatial gradients in setup are a primary driver of circulation (e.g., Monismith 2007; Lowe and Falter 2015). As a result, the accurate prediction of wave setup on reefs is crucial for predicting a wide range of coastal hazards, such as coastal inundation and erosion resulting from large storms (Sheppard et al. 2005; Vetter et al. 2010; Storlazzi et al. 2011; Baldock et al. 2014).
Predictions of wave setup in the surfzone are typically based on partitioning wave forces (e.g., radiation stress gradients) into either pressure gradients (associated with wave setup) or bottom stresses through conservation of the mean (wave averaged) momentum (Longuet-Higgins and Stewart 1964). This theoretical balance is the foundation for most process-based nearshore hydrodynamic models. Wave forces in the surfzone are commonly approximated from linear wave theory, which assumes that waves are nonbreaking and of a near-constant form while propagating over an effectively flat bed (Longuet-Higgins and Stewart 1962, 1964). Despite the violation of these assumptions in the surfzone, on mildly sloping beaches radiation stress gradients derived from linear wave theory have often balanced observed cross-shore pressure gradients (Battjes and Stive 1985; Lentz and Raubenheimer 1999). However, the assumptions of linear wave theory are more questionable when applied to plunging waves on steep-slope beaches and reefs.
Despite the apparent misapplication of linear wave theory in these environments, models that predict wave forces using linear wave theory are still widely applied to steeply sloping reefs, with many reporting that even simple models can accurately reproduce setup observations (Gourlay 1996; Massel and Gourlay 2000; Becker et al. 2014; Buckley et al. 2014). However, in all of these studies the predicted setup was dependent on radiation stress gradients predicted using empirical or idealized models rather than wave observations. Hence, the good agreement reported may be owing to the tuning of coefficients that may not necessarily be physically meaningful. For example, Buckley et al. (2014) reported that tuning the Simulating Waves Nearshore (SWAN) model (Booij et al. 1999) to best reproduce the observed wave height decay across a laboratory reef profile often resulted in a reduction in the accuracy of wave setup predictions, which indicates a fundamental breakdown in the theoretical relationship between the predicted radiation stress gradients and the observed wave setup. In general, the lack of detailed observational data on steeply sloping reefs, particularly in the surfzone region, has made it difficult to rigorously evaluate the theory used to predict wave transformation and wave setup.
In this paper, we investigate the theoretical balance between cross-shore pressure and radiation stress gradients using high-resolution laboratory observations across a steeply sloping reef profile. In particular, we assess the ability of linear wave theory–derived radiation stress gradients approximated from observations to reproduce the observed setup and setdown responses. We also examine the contribution of a wave roller to the radiation stress (Svendsen 1984a; Reniers and Battjes 1997; Apotsos et al. 2007) as a means of including the high onshore directed surface velocities observed in the crests of breaking waves and associated turbulent bores (e.g., Govender et al. 2002). While this study specifically focuses on a representative fringing reef, our results are also relevant to understanding the mechanisms of wave setup generation by wave breaking on steep slopes more generally. The experiments were conducted in a 55-m-long flume (1:36 scale) with a 1:5 slope reef leading to a wide, shallow reef flat and sloping beach. The 16 cases were simulated, spanning a wide range of offshore wave heights and still water levels over a smooth bed and then repeated with scaled bottom roughness. In this paper, we focus on the smooth bed cases to assess the surfzone processes that control the mean water level variability; a follow-up paper (Buckley et al. 2015, manuscript submitted to J. Phys. Oceanogr.) will detail the effect of large bottom roughness.
2. Background
As our objective is to understand wave setup on a steep reef profile, we first outline the general theory and how it applies to our particular set of experiments.
a. Cross-shore mean momentum equation








Notation.


b. Radiation stresses











c. Wave-roller theory








3. Methods
a. Experimental setup
Experiments were performed in a 55-m-long wave flume (Eastern Scheldt flume) at Deltares, the Netherlands (Fig. 1). The reef profile was constructed from marine plywood and had a 1:5 reef slope, a 14-m horizontal reef flat, and a 1:12 beach (Fig. 1). Based on the 1:36 geometric scaling assumed in this study, this represents a 500-m-long reef flat in field (prototype) scale that is comparable to the global median coral reef flat length of 450 m reported by Falter et al. (2013). Published reef slopes vary from being relatively mild (e.g., ~1:60 Kaneohe Bay, Hawaii; Lowe et al. 2009) to nearly vertical (e.g., Gourlay 1996). A 1:5 slope was chosen to be representative of the steeper range of natural reef slopes yet still well within the typical range.

(a) Schematic of the fringing reef showing the reef slope (1:5), reef flat length (14 m; ~500-m field scale), beach slope (1:12), and instrument locations. Directional measurement sites have collocated water level and velocity measurements, whereas other nondirectional sites have only water level measurements. Many of the subsequent figures will focus on the area in the vicinity of the reef crest (black box), where radiation stress gradients and pressure gradients were the largest. (b) An example of the wave setup profile
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

(a) Schematic of the fringing reef showing the reef slope (1:5), reef flat length (14 m; ~500-m field scale), beach slope (1:12), and instrument locations. Directional measurement sites have collocated water level and velocity measurements, whereas other nondirectional sites have only water level measurements. Many of the subsequent figures will focus on the area in the vicinity of the reef crest (black box), where radiation stress gradients and pressure gradients were the largest. (b) An example of the wave setup profile
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
(a) Schematic of the fringing reef showing the reef slope (1:5), reef flat length (14 m; ~500-m field scale), beach slope (1:12), and instrument locations. Directional measurement sites have collocated water level and velocity measurements, whereas other nondirectional sites have only water level measurements. Many of the subsequent figures will focus on the area in the vicinity of the reef crest (black box), where radiation stress gradients and pressure gradients were the largest. (b) An example of the wave setup profile
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
Waves were generated with a piston-type wave maker with second-order wave generation and active reflection compensation of any seaward-propagating waves reflected back to the wave maker from the reef slope and beach (van Dongeren et al. 2002). Irregular waves were generated with a TMA-type spectrum (Bouws et al. 1985). A total of 16 runs were conducted with varying still water depths on the reef flat h0,r and offshore wave conditions (Table 2). Wave periods, and time scales in general, are scaled by matching the Froude number, which ensures that gravity forces are correctly scaled and yields a time scaling factor of 1:6. The surf similarity parameter
Simulated wave and water level conditions including the deep water rms wave height Hrms,0, the peak period Tp, the still water depth on the reef flat h0,r, the deep-water wave steepness Hrms,0/L0, and the deep-water surf similarity parameter ξ0. Parameter values are given for both the laboratory scale (1:36 geometric scaling and 1:6 scaling of time) and the equivalent field scale.


Water levels were measured using resistance wave gauges (GHM, Deltares) sampling synchronously at 40 Hz at 17 locations, with the highest density of measurements in the surfzone region near the reef crest at x = 0 m (Fig. 1). Horizontal velocities were also measured synchronously at 40 Hz using programmable electromagnetic current sensors (P-EMS, Deltares) at six locations collocated with wave gauges (Fig. 1). On the reef flat and reef slope, the GHMs and P-EMSs were recessed into the bed in order to be able to sample in the shallow depths (Eslami Arab et al. 2012); the P-EMSs at these locations sampled velocity at a height 2 cm above the bed, with the sample volume extending 0.5 cm above the sensor. P-EMSs at other offshore locations sampled at approximately the middle of the water column.
b. Evaluation of the mean momentum equation
















The cross-shore gradients required to estimate the pressure and radiation stress gradients were evaluated by interpolating the observations of









c. Uncertainty estimation
Measurement uncertainties for the GHM and P-EMS are small; calibration confirmed a maximum error of ±0.5% of the measured range for water levels and ±0.01 m s−1 ±1% of measured values for velocity (Deltares). At surfzone locations these instruments can be expected to be less accurate due to aeration of the water column during wave breaking (e.g., Stive and Wind 1982). By comparing similar wave gauges with video analysis, Stive and Wind (1982) give a conservative estimate of the uncertainty due to aeration effects of ±1% of the measured range for time-averaged water levels and ±2.5% for the measurement of wave heights. Combining uncertainties due to calibration and aeration effects gave ±~0.5% outside of the surfzone and ±~1.5% within the surfzone of the measured range for time-averaged water levels. Likewise, the uncertainties for parameters proportional to wave height squared (i.e., wave energy and radiation stress) were ±~2% outside of the surfzone and ±~7% inside the surfzone. The effect of these uncertainties on the cross-shore integration of Eqs. (13) and (14) was assessed by performing 100 Monte Carlo simulations, where uncertainties were modeled as having zero-mean Gaussian random distributions with a standard deviation based on the uncertainty. Velocity measurements were only used for estimating the effect of wave reflection (appendix B), which we show below in section 4a has a minor effect on the calculated radiation stress gradients and as such is not considered a large factor in the uncertainty estimates.
4. Results
a. Wave transformation
To illustrate the general features of wave transformation across the reef, we initially focus on results from run 4 with moderately large wave conditions (Hrms,0 = 0.12 m, Tp = 2.26 s or equivalent to Hrms,0 = 4.3 m, Tp = 13.6 s in field scale) with an intermediate still water depth (hr = 0.04 m or hr = 1.4 m in field scale; Fig. 2). This run is used to highlight many of the common trends observed within the full array of runs, which differed primarily in terms of the magnitude of the wave height and setup responses. Figure 2 shows a rapid reduction in SS rms wave height in the vicinity of the reef crest (x = 0 m) associated with depth-induced breaking. A video sequence of a typical wave plunging near the reef crest is also depicted in Fig. 3. A comparison with the shoreward component of the total wave height (SS + IG) shows that the IG waves contributed little to the total surfzone wave height gradients, despite SS and IG rms wave heights being comparable on the reef flat (Fig. 2b). Wave reflection was small relative to wave-breaking dissipation (Fig. 2c), with only 3% of SS and 6% of the total (SS + IG) wave energy flux reflected for run 4 (values were of similar magnitude for the other runs; appendix B).

(a) The bathymetric profile h0, (b) the shoreward-propagating component of rms wave height, and (c) the seaward-propagating component of rms wave height are shown for run 4. In each subplot the total (SS + IG), SS, and IG components are shown. In (b) and (c), closed circles are direct estimates of the shoreward and seaward components (i.e., locations with water level and velocity data), while open circles rely on interpolation of the seaward component as described in section 3b.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

(a) The bathymetric profile h0, (b) the shoreward-propagating component of rms wave height, and (c) the seaward-propagating component of rms wave height are shown for run 4. In each subplot the total (SS + IG), SS, and IG components are shown. In (b) and (c), closed circles are direct estimates of the shoreward and seaward components (i.e., locations with water level and velocity data), while open circles rely on interpolation of the seaward component as described in section 3b.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
(a) The bathymetric profile h0, (b) the shoreward-propagating component of rms wave height, and (c) the seaward-propagating component of rms wave height are shown for run 4. In each subplot the total (SS + IG), SS, and IG components are shown. In (b) and (c), closed circles are direct estimates of the shoreward and seaward components (i.e., locations with water level and velocity data), while open circles rely on interpolation of the seaward component as described in section 3b.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

(b)–(i) Wave plunging sequence taken during run 4 in the immediate vicinity of the reef crest [solid box in (a)]. In (b)–(j), the notation t0 denotes the start of the breaking sequence with a frame rate of ~25 Hz. The area of the photos is where the most intense wave breaking occurred and only covers a small portion of the total reef slope and reef flat shown in (a). (j) Larger area [(a), dashed box] showing the development of a steady bore at x = 0.8 m propagating shoreward on the reef flat. (k) Oblique photograph showing a bore on the reef flat and a wave steepening on the reef slope.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

(b)–(i) Wave plunging sequence taken during run 4 in the immediate vicinity of the reef crest [solid box in (a)]. In (b)–(j), the notation t0 denotes the start of the breaking sequence with a frame rate of ~25 Hz. The area of the photos is where the most intense wave breaking occurred and only covers a small portion of the total reef slope and reef flat shown in (a). (j) Larger area [(a), dashed box] showing the development of a steady bore at x = 0.8 m propagating shoreward on the reef flat. (k) Oblique photograph showing a bore on the reef flat and a wave steepening on the reef slope.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
(b)–(i) Wave plunging sequence taken during run 4 in the immediate vicinity of the reef crest [solid box in (a)]. In (b)–(j), the notation t0 denotes the start of the breaking sequence with a frame rate of ~25 Hz. The area of the photos is where the most intense wave breaking occurred and only covers a small portion of the total reef slope and reef flat shown in (a). (j) Larger area [(a), dashed box] showing the development of a steady bore at x = 0.8 m propagating shoreward on the reef flat. (k) Oblique photograph showing a bore on the reef flat and a wave steepening on the reef slope.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
b. Radiation stresses, momentum balances, and setup/setdown
The shoreward-propagating SS and IG wave energy fluxes

(a) The bathymetric profile h0 and (b) the shoreward-propagating components of the wave energy flux F+ are shown in the vicinity of the reef crest for run 4 (black box in Fig. 1a). (c) The radiation stresses Sxx and Rxx are the contribution from linear wave theory [Eq. (12)] and the wave-roller [Eq. (6)], respectively. The effective radiation stress Sxx,eff is the radiation stress needed to close the mean momentum equation via Eq. (14). (d) Radiation stresses Sxx (no roller) and Sxx + Rxx (roller) were used to evaluate
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

(a) The bathymetric profile h0 and (b) the shoreward-propagating components of the wave energy flux F+ are shown in the vicinity of the reef crest for run 4 (black box in Fig. 1a). (c) The radiation stresses Sxx and Rxx are the contribution from linear wave theory [Eq. (12)] and the wave-roller [Eq. (6)], respectively. The effective radiation stress Sxx,eff is the radiation stress needed to close the mean momentum equation via Eq. (14). (d) Radiation stresses Sxx (no roller) and Sxx + Rxx (roller) were used to evaluate
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
(a) The bathymetric profile h0 and (b) the shoreward-propagating components of the wave energy flux F+ are shown in the vicinity of the reef crest for run 4 (black box in Fig. 1a). (c) The radiation stresses Sxx and Rxx are the contribution from linear wave theory [Eq. (12)] and the wave-roller [Eq. (6)], respectively. The effective radiation stress Sxx,eff is the radiation stress needed to close the mean momentum equation via Eq. (14). (d) Radiation stresses Sxx (no roller) and Sxx + Rxx (roller) were used to evaluate
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

(a),(c) Radiation stresses Sxx (no roller) and Sxx + Rxx (roller) were used to evaluate (b),(d)
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

(a),(c) Radiation stresses Sxx (no roller) and Sxx + Rxx (roller) were used to evaluate (b),(d)
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
(a),(c) Radiation stresses Sxx (no roller) and Sxx + Rxx (roller) were used to evaluate (b),(d)
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1














Variation of
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

Variation of
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
Variation of
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
If the cross-shore integrated pressure gradient

Variation of the cross-shore integrated (x = −2 to 4 m) pressure gradient with the cross-shore integrated radiation stress gradient [−ΔSxx; Eq. (15)] for the 16 wave and water level conditions. As the cross-shore integration spans the entire surfzone, this analysis is independent of the wave roller [i.e., −Δ(Sxx + Rxx) = −ΔSxx]. The mean momentum equation [Eq. (2)] predicts a 1:1 relationship (black line) should exist. Vertical and horizontal (typically not visible) error bars show the uncertainties due to instrument accuracy (see section 3c).
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

Variation of the cross-shore integrated (x = −2 to 4 m) pressure gradient with the cross-shore integrated radiation stress gradient [−ΔSxx; Eq. (15)] for the 16 wave and water level conditions. As the cross-shore integration spans the entire surfzone, this analysis is independent of the wave roller [i.e., −Δ(Sxx + Rxx) = −ΔSxx]. The mean momentum equation [Eq. (2)] predicts a 1:1 relationship (black line) should exist. Vertical and horizontal (typically not visible) error bars show the uncertainties due to instrument accuracy (see section 3c).
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
Variation of the cross-shore integrated (x = −2 to 4 m) pressure gradient with the cross-shore integrated radiation stress gradient [−ΔSxx; Eq. (15)] for the 16 wave and water level conditions. As the cross-shore integration spans the entire surfzone, this analysis is independent of the wave roller [i.e., −Δ(Sxx + Rxx) = −ΔSxx]. The mean momentum equation [Eq. (2)] predicts a 1:1 relationship (black line) should exist. Vertical and horizontal (typically not visible) error bars show the uncertainties due to instrument accuracy (see section 3c).
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
Cross-shore integration over the entire surfzone, as done in Fig. 7, incorporates the cumulative effects of processes that contribute to both setdown

Variation of the pressure and radiation stress gradients cross-shore integrated (a),(b) from offshore (x = −2 m) to maximum setdown and (c),(d) from maximum setdown to shoreward of the surfzone (x = 4 m). The radiation stress gradients were evaluated (left) without (−ΔSxx) and (right) with [−Δ(Sxx + Rxx)] the wave roller. The mean momentum equation Eq. (2) predicts a 1:1 relationship (black lines) should exist for any integration region. Note the factor of 2 change in the axis scale between (a),(b) and (c),(d). Vertical and horizontal (typically not visible) error bars show the uncertainties due to instrument accuracy (see section 3c).
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

Variation of the pressure and radiation stress gradients cross-shore integrated (a),(b) from offshore (x = −2 m) to maximum setdown and (c),(d) from maximum setdown to shoreward of the surfzone (x = 4 m). The radiation stress gradients were evaluated (left) without (−ΔSxx) and (right) with [−Δ(Sxx + Rxx)] the wave roller. The mean momentum equation Eq. (2) predicts a 1:1 relationship (black lines) should exist for any integration region. Note the factor of 2 change in the axis scale between (a),(b) and (c),(d). Vertical and horizontal (typically not visible) error bars show the uncertainties due to instrument accuracy (see section 3c).
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
Variation of the pressure and radiation stress gradients cross-shore integrated (a),(b) from offshore (x = −2 m) to maximum setdown and (c),(d) from maximum setdown to shoreward of the surfzone (x = 4 m). The radiation stress gradients were evaluated (left) without (−ΔSxx) and (right) with [−Δ(Sxx + Rxx)] the wave roller. The mean momentum equation Eq. (2) predicts a 1:1 relationship (black lines) should exist for any integration region. Note the factor of 2 change in the axis scale between (a),(b) and (c),(d). Vertical and horizontal (typically not visible) error bars show the uncertainties due to instrument accuracy (see section 3c).
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
Because of these momentum balances, both wave setdown and setup were underpredicted for many runs using Sxx alone (Fig. 9). For setdown, 8 of the 16 runs were underpredicted by an average of 49%; this underprediction was approximately halved (26%) with the inclusion of the wave roller (i.e., Sxx + Rxx). For setup, 12 of the 16 runs were underpredicted by an average of 21%; inclusion of the wave roller reduced the error to just 3%. The underprediction of setdown and setup, without the inclusion of the wave roller, was most pronounced for runs with larger wave heights and lower still water levels (i.e., cases with the greatest setdown and setup). These runs also had relatively low ξ0 values due to the dependence on offshore wave height. For the full array of runs, the improvement found by including the wave roller was substantial for ξ0 < 2.3; however, for the five runs with ξ0 ≥ 2.3 (Table 2), both the setdown and setup predictions were not significantly improved with inclusion of the wave roller. Run 8 (Figs. 9a,b; cyan circle) was the most extreme example with ξ0 = 3.4 (Table 2), for which a surging breaker type is predicted (Battjes 1974). For this particular run, the predicted wave setdown was considerably larger than observed (Fig. 9a). Run 8 was also the only run where the predicted setup was substantially less accurate when including the wave roller (Fig. 9b).

Comparison of predicted wave (a) setdown and (b) setup with observations. Predictions are evaluated from Eq. (13) without (i.e., Sxx) and with (i.e., Sxx + Rxx) the wave-roller contribution to Sxx. Run 8 (discussed in the text) is highlighted by the cyan circles. Vertical and horizontal (generally not visible) error bars show the uncertainties due to instrument accuracy (see section 3c). Note the scale change between (a) and (b), which renders error bars in (b) less visible.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

Comparison of predicted wave (a) setdown and (b) setup with observations. Predictions are evaluated from Eq. (13) without (i.e., Sxx) and with (i.e., Sxx + Rxx) the wave-roller contribution to Sxx. Run 8 (discussed in the text) is highlighted by the cyan circles. Vertical and horizontal (generally not visible) error bars show the uncertainties due to instrument accuracy (see section 3c). Note the scale change between (a) and (b), which renders error bars in (b) less visible.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
Comparison of predicted wave (a) setdown and (b) setup with observations. Predictions are evaluated from Eq. (13) without (i.e., Sxx) and with (i.e., Sxx + Rxx) the wave-roller contribution to Sxx. Run 8 (discussed in the text) is highlighted by the cyan circles. Vertical and horizontal (generally not visible) error bars show the uncertainties due to instrument accuracy (see section 3c). Note the scale change between (a) and (b), which renders error bars in (b) less visible.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
c. Parameterization of the wave-roller model





Relative rms error ϵrms [Eq. (16)] in the predicted setdown/setup profiles
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

Relative rms error ϵrms [Eq. (16)] in the predicted setdown/setup profiles
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
Relative rms error ϵrms [Eq. (16)] in the predicted setdown/setup profiles
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1


For the calculation of individual trough-to-crest wave front inclination angles, individual waves were isolated using a zero-crossing analysis, and the rms value of the individual trough-to-crest wave front inclination angles were taken as θw. Figure 11 shows the full cross-shore development of θw for run 4 (thus including nonbreaking areas). The wave front inclination angle θw rapidly increased in the shoaling region, reaching a maximum value of ~30° before decreasing during wave breaking. However, as we are only interested in θw, where there is a wave roller (i.e., in the surfzone), we spatially averaged θw over three surfzone wave gauges and compared the values to the optimum θr for each run (Fig. 12). With the exception of the anomalous run 10 (discussed previously), despite θw being larger than θr (as it should from theory), there was a strong linear relationship of increasing θr with θw. This suggests a physical basis for assuming the wave-roller model via Eq. (7) and provides an explanation for the higher optimum βD (by approximately a factor of 2) found here for the initially plunging waves, when compared to the optimum βD reported by Reniers and Battjes (1997) for spilling waves.

(a) Estimated wave front inclination angle [θw; Eq. (17)] across (b) the reef profile from well offshore of the break point to near the shoreline. Vertical black lines give the averaging area used to calculate the θw values shown in Fig. 12.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

(a) Estimated wave front inclination angle [θw; Eq. (17)] across (b) the reef profile from well offshore of the break point to near the shoreline. Vertical black lines give the averaging area used to calculate the θw values shown in Fig. 12.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
(a) Estimated wave front inclination angle [θw; Eq. (17)] across (b) the reef profile from well offshore of the break point to near the shoreline. Vertical black lines give the averaging area used to calculate the θw values shown in Fig. 12.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

Variation of the optimum wave-roller inclination angle θr (the equivalent wave-roller dissipation coefficient βD is given on the secondary y axis) with the measured wave front inclination angle θw [Eq. (17)] spatially averaged over the surfzone region indicated by the vertical black lines in Fig. 11.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1

Variation of the optimum wave-roller inclination angle θr (the equivalent wave-roller dissipation coefficient βD is given on the secondary y axis) with the measured wave front inclination angle θw [Eq. (17)] spatially averaged over the surfzone region indicated by the vertical black lines in Fig. 11.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
Variation of the optimum wave-roller inclination angle θr (the equivalent wave-roller dissipation coefficient βD is given on the secondary y axis) with the measured wave front inclination angle θw [Eq. (17)] spatially averaged over the surfzone region indicated by the vertical black lines in Fig. 11.
Citation: Journal of Physical Oceanography 45, 12; 10.1175/JPO-D-15-0067.1
5. Discussion
In this study, we describe the first high-resolution observations of wave transformation and wave setup/setdown through the surfzone of a steeply sloping reef profile, using a laboratory model with a bathymetry representative of many natural fringing reefs. In contrast to previous reef hydrodynamic studies, this high-resolution dataset allows us to accurately quantify the mean cross-shore momentum balances across the reef from experimental observations alone, without relying on empirical or idealized models to predict radiation stress gradients through the surfzone. We found a breakdown in the local balance between pressure gradients and radiation stress gradients (approximated from linear wave theory) within the surfzone leading to a consistent underprediction in both the wave setdown and setup (Figs. 4–6, 9).
From detailed PIV measurements of the velocities beneath plunging breaking waves (Govender et al. 2002), it appears that this breakdown within the surfzone of the balance between pressure gradients and radiation stress gradients derived from linear wave theory arises from inaccuracies in the theoretical description of the velocity field within breaking waves. Linear wave theory and other nonbreaking wave theories (e.g., cnoidal) assume that PE and KE are equal (Dean and Dalrymple 1991; Dean and Bender 2006; Svendsen 2006). Alternatively, wave-roller theory postulates that PE during wave breaking, which is the quantity we can most readily measure, is first converted to KE prior to being dissipated (Svendsen 1984b). The increased KE is in the form of a wave roller traveling with the breaking wave, which has been observed to quickly form after wave plunging (Okayasu et al. 1986; Bonmarin 1989; Govender et al. 2002). As shown in Fig. 3i (and further developed in Fig. 3j,k), a turbulent bore, not unlike the conceptual wave-roller model, does begin to form shortly after the initial plunging point and propagates shoreward over the horizontal reef flat. For run 4, when applying the mean water level profile with Eq. (14), this indicates that 70% of the decay of Sxx occurs on the horizontal reef flat, not on the reef slope. This is in agreement with results with the wave roller included (where ~65% of the decay of Sxx + Rxx occurs on the reef flat) but inconsistent with the results using linear wave theory alone (where only ~35% of Sxx decays on the reef flat). Thus, despite wave plunging occurring on the steep reef slope (Figs. 2, 3), our results indicate that a large portion of the decrease in PE observed during the initial wave plunging is transferred shoreward onto the reef flat as KE in the form of the wave roller. This mechanism allows for KE > PE in the surfzone, which although inconsistent with nonbreaking wave theories is required to locally balance pressure gradients through the surfzone for the majority of the runs (Figs. 4, 5, 8).
Despite the wave roller being based on a simple conceptual model, we found that including the wave roller improved the local closure of the cross-shore mean momentum balances (Figs. 8b,d) and thereby predictions of both setdown and setup (Figs. 4d, 5b, 9). Run 16 (Figs. 5c,d) gives an example of the maximum magnitudes of setdown and setup being well predicted without the wave roller; however, even for this run the agreement with the observed setdown/setup profile (not just
The wave-roller model implemented here includes a single parameter βD = sinθr cosθr (Dally and Brown 1995). From video analysis, Govender et al. (2002) reported a physical dependence of θr on the breaker type, with plunging waves reported to have larger θr than spilling waves. Thus, consistent with the measurements of Govender et al. (2002), we found the optimum value of βD = 0.19 for the plunging waves in this study to be larger than βD = 0.1 found by Reniers and Battjes (1997) for spilling waves on their milder-sloping beach with ξ0 < 0.4 (Fig. 10). The higher optimum βD value would thus increase the dissipation rate of the wave roller compared to Reniers and Battjes (1997). Optimum values of βD for individual runs (Fig. 12) also displayed a strong linear relationship between the related θr and the measured wave front inclination angle θw in the surfzone, further supporting that there is a physical basis for assuming a wave roller on this steeply sloping reef profile.
The predicted wave setup on the reef flat was increased by 14%–43% by including the wave roller with the most pronounced increases for runs with large setup (i.e., for runs having large incident wave heights and low still water depths). Wave setup was on average underpredicted by 28% when using linear wave theory alone to approximate radiation stress gradients for the four runs with the largest setup (runs 5, 6, 13, and 14). Including the wave roller reduced the underprediction to just 1.5%. These particular runs would have field-scale wave heights over 4 m, which are very typical of those experienced during large storms (e.g., Stephens and Ramsay 2014). As such, caution should be used when relying on results from linear wave theory approximations alone to predict setup, especially during the large wave conditions that are often the most important for coastal hazard assessments. We also note that Apotsos et al. (2007) used Eq. (7) to model the wave roller on a mild-sloping sandy beach profile (~
Similar to the imbalance between pressure and radiation stress gradients shown here for linear wave theory, phase-resolving numerical wave models, which include nonlinear effects but not overturning (e.g., those based on the nonlinear shallow water or Boussinesq equations) have also shown discrepancies in predicted wave setup on sleep slopes despite matching wave height observations (Skotner and Apelt 1999; Stansby and Feng 2004; Yao et al. 2012). As we show for our observations that include a wave roller, these discrepancies are likely the result of not accurately modeling the KE of waves shoreward of wave plunging point. Indeed, Stansby and Feng (2004) showed that on the steep ~1:4 slopes of sea dikes, model predictions of wave setup could be improved by including a wave roller in their nonlinear shallow-water wave model. It appears that the simple idealized model of a wave roller represents a physical correction to nonbreaking wave theory and is capable of mimicking some of the more complex dynamics of wave breaking that would otherwise require a full three-dimensional highly computationally expensive free-surface model (e.g., Torres-Freyermuth et al. 2007).
The use of a simple one-dimensional fringing reef profile with a smooth bed and an impenetrable shoreline reduced the general form of the cross-shore mean momentum equation [Eq. (1)] to a dynamic balance between the radiation stress and pressure gradients [Eq. (2)]. However, on more complex two-dimensional reef geometries that include large roughness, both nonlinear advection and bottom stresses will be nonnegligible, requiring evaluation of a more general form of Eq. (1). Nevertheless, we still expect the importance of the wave roller to accurate predictions of setup to remain. In a numerical study of varying two-dimensional reef–lagoon systems, Lowe et al. (2010) found that wave setup generation in the surfzone was dominated by radiation stress gradients, and hence the setup on the seaward portion of the reef flat was largely independent of the lagoon and channel geometries. As such, a similar setup response to what we observed using this fringing reef profile should likewise occur for more complex two-dimensional reef geometries. Similarly, incorporating wave roller formulations into a phase-resolving numerical wave model capable of modeling wave transformation on steeply sloping reefs, such as used by Yao et al. (2012) and Buckley et al. (2014), may improve numerical model predictions of wave setup. Such a model could then be used to further investigate wave setup dynamics and circulation for a much broader range of reef geometries.
An effort clearly needs to be made to more accurately measure the terms in the complete form of Sxx [Eq. (3)], especially within the surfzone, as this would be the greatest extension of these results. This work may also lead to further refinements in the wave-roller model, possibly including the effects of the spatially variable wave front inclination angle. However, we emphasize that the simple idealized wave-roller model used in this study reproduced the observations exceedingly well for the majority of wave and water level conditions. Furthermore, θr in the wave-roller dissipation model was linearly related to the observed mean wave front inclination angle in the surfzone, indicating that there is likely a physical basis for the simple shear stress dissipation formula of Dally and Brown (1995).
6. Conclusions
High-resolution laboratory observations were used to investigate the dynamics of wave setdown and setup across a steeply sloping fringing reef profile. The one-dimensional profile with a smooth bed reduced the cross-shore mean momentum equation to a balance between the pressure and radiation stress gradients. This balance was evaluated using observations from 17 locations across the reef profile for 16 offshore wave and water level conditions. Radiation stress gradients calculated from observations using linear wave theory underpredicted setdown (8 of 16 runs; by up to 77%) and setup (12 of 16 runs; by up to 31%) with inaccuracy increasing with increased offshore wave height. For the 12 runs where setup was underpredicted (all having Hrms,0 ≥ 2.2 m in field scale), the inclusion of a wave roller in the estimation of radiation stress gradients reduced the underprediction of setup from 21% to 3% on average. The wave roller accounts for an initial transfer of potential energy to kinetic energy during wave breaking thereby shifting the dissipation shoreward in line with pressure gradient observations. Evaluating the wave roller required a single parameter, the wave-roller inclination angle, which was found to be linearly related to our estimates of the wave front inclination angle derived from the wave gauge observations. This relationship, combined with the improved agreement with the observed setdown/setup profiles, suggests a physical basis for the wave roller. The wave roller was found to be most important for relatively large incident wave cases, therefore, under the conditions that are most critical to predict in coastal hazard assessments.
Acknowledgments
This project forms part of a Ph.D. study by M. Buckley at the University of Western Australia and is supported by an International Postgraduate Research Scholarship. The experiment was funded by an ARC Future Fellowship Grant (FT110100201) and ARC Discovery Project Grant (DP140102026) to RJL as well as a UWA Research Collaboration Award to RJL, MB, and AVD. RJL also acknowledges support through the ARC Centre of Excellence for Coral Reef Studies (CE140100020). Additional funding was provided to AVD by the “Hydro- and morphodynamics during extreme events” at Deltares (Project Number 1220002). Finally, we thank two anonymous reviewers for their helpful feedback that improved the manuscript.
APPENDIX A
Approximation of the Time-Averaged Bottom Stress





For the case of the smooth bed, including
APPENDIX B
Separation of Shoreward- and Seaward-Propagating Waves















REFERENCES
Apotsos, A., B. Raubenheimer, S. Elgar, R. T. Guza, and J. A. Smith, 2007: Effects of wave rollers and bottom stress on wave setup. J. Geophys. Res., 112, C02003, doi:10.1029/2006JC003549.
Baldock, T. E., A. Golshani, D. P. Callaghan, M. I. Saunders, and P. J. Mumby, 2014: Impact of sea-level rise and coral mortality on the wave dynamics and wave forces on barrier reefs. Mar. Pollut. Bull., 83, 155–164, doi:10.1016/j.marpolbul.2014.03.058.
Battjes, J. A., 1972: Radiation stresses in short-crested waves. J. Mar. Res., 30, 56–64.
Battjes, J. A., 1974: Surf similarity. Proc. 14th Conf. on Coastal Engineering, Copenhagen, Denmark, ASCE, 466–480.
Battjes, J. A., 1988: Surf-zone dynamics. Annu. Rev. Fluid Mech., 20, 257–293, doi:10.1146/annurev.fl.20.010188.001353.
Battjes, J. A., and M. J. F. Stive, 1985: Calibration and verification of a dissipation model for random breaking waves. J. Geophys. Res., 90, 9159–9167, doi:10.1029/JC090iC05p09159.
Becker, J. M., M. A. Merrifield, and M. Ford, 2014: Water level effects on breaking wave setup for Pacific Island fringing reefs. J. Geophys. Res. Oceans, 119, 914–932, doi:10.1002/2013JC009373.
Bonmarin, P., 1989: Geometric-properties of deep-water breaking waves. J. Fluid Mech., 209, 405–433, doi:10.1017/S0022112089003162.
Booij, N., R. C. Ris, and L. H. Holthuijsen, 1999: A third-generation wave model for coastal regions: 1. Model description and validation. J. Geophys. Res., 104, 7649–7666, doi:10.1029/98JC02622.
Bouws, E., H. Gunther, W. Rosenthal, and C. L. Vincent, 1985: Similarity of the wind wave spectrum in finite depth water: 1. Spectral form. J. Geophys. Res., 90, 975–986, doi:10.1029/JC090iC01p00975.
Bowen, A. J., D. L. Inman, and V. P. Simmons, 1968: Wave set-down and set-up. J. Geophys. Res., 73, 2569–2577, doi:10.1029/JB073i008p02569.
Buckley, M., R. Lowe, and J. Hansen, 2014: Evaluation of nearshore wave models in steep reef environments. Ocean Dyn., 64, 847–862, doi:10.1007/s10236-014-0713-x.
Dally, W. R., and C. A. Brown, 1995: A modeling investigation of the breaking wave roller with application to cross-shore currents. J. Geophys. Res., 100, 24 873–24 883, doi:10.1029/95JC02868.
Dean, R. G., and R. A. Dalrymple, 1991: Water Wave Mechanics for Engineers and Scientist. Advanced Series on Ocean Engineering, Vol. 2, World Scientific, 368 pp.
Dean, R. G., and C. J. Bender, 2006: Static wave setup with emphasis on damping effects by vegetation and bottom friction. Coastal Eng., 53, 149–156, doi:10.1016/j.coastaleng.2005.10.005.
Duncan, J. H., 1981: An experimental investigation of breaking waves produced by a towed hydrofoil. Proc. Roy. Soc. London, A377, 331–348, doi:10.1098/rspa.1981.0127.
Eslami Arab, S., A. van Dongeren, and P. Wellens, 2012: Studying the effect of linear refraction on low-frequency wave propagation (physical and numerical study). Proc. 33rd Conf. on Coastal Engineering, Santander, Spain, Coastal Engineering Research Council, waves.9, doi:10.9753/icce.v33.waves.9.
Falter, J. L., R. J. Lowe, Z. L. Zhang, and M. McCulloch, 2013: Physical and biological controls on the carbonate chemistry of coral reef waters: Effects of metabolism, wave forcing, sea level, and geomorphology. PLoS One, 8, e53303, doi:10.1371/journal.pone.0053303.
Feddersen, F., 2004: Effect of wave directional spread on the radiation stress: Comparing theory and observations. Coastal Eng., 51, 473–481, doi:10.1016/j.coastaleng.2004.05.008.
Feddersen, F., R. T. Guza, S. Elgar, and T. H. C. Herbers, 2000: Velocity moments in alongshore bottom stress parameterizations. J. Geophys. Res., 105, 8673–8686, doi:10.1029/2000JC900022.
Feddersen, F., E. L. Gallagher, R. T. Guza, and S. Elgar, 2003: The drag coefficient, bottom roughness, and wave-breaking in the nearshore. Coastal Eng., 48, 189–195, doi:10.1016/S0378-3839(03)00026-7.
Gourlay, M. R., 1996: Wave set-up on coral reefs. 2. Set-up on reefs with various profiles. Coastal Eng., 28, 17–55, doi:10.1016/0378-3839(96)00009-9.
Govender, K., G. P. Mocke, and M. J. Alport, 2002: Video-imaged surf zone wave and roller structures and flow fields. J. Geophys. Res., 107, doi:10.1029/2000JC000755.
Govender, K., H. Michallet, M. J. Alport, U. Pillay, G. P. Mocke, and M. Mory, 2009: Video DCIV measurements of mass and momentum fluxes and kinetic energies in laboratory waves breaking over a bar. Coastal Eng., 56, 876–885, doi:10.1016/j.coastaleng.2009.04.002.
Grant, W. D., and O. S. Madsen, 1979: Combined wave and current interaction with a rough bottom. J. Geophys. Res., 84, 1797–1808, doi:10.1029/JC084iC04p01797.
Grilli, S. T., I. A. Svendsen, and R. Subramanya, 1997: Breaking criterion and characteristics for solitary waves on slopes. J. Waterw. Port Coastal Ocean Eng., 123, 102–112, doi:10.1061/(ASCE)0733-950X(1997)123:3(102).
Iwata, K., and T. Tomita, 1992: Variation of potential and kinetic wave energy in surf zone. Proc. 23rd Int. Conf. Coastal Engineering, Venice, Italy, ASCE, 336–349.
Lentz, S., and B. Raubenheimer, 1999: Field observations of wave setup. J. Geophys. Res., 104, 25 867–25 875, doi:10.1029/1999JC900239.
Lentz, S., M. Fewings, P. Howd, J. Fredericks, and K. Hathaway, 2008: Observations and a model of undertow over the inner continental shelf. J. Phys. Oceanogr., 38, 2341–2357, doi:10.1175/2008JPO3986.1.
Longuet-Higgins, M. S., 1970: Longshore currents generated by obliquely incident sea waves: 1. J. Geophys. Res., 75, 6778, doi:10.1029/JC075i033p06778.
Longuet-Higgins, M. S., and R. W. Stewart, 1962: Radiation stress and mass transport in gravity waves, with application to ‘surf beats.’ J. Fluid Mech., 13, 481–504, doi:10.1017/S0022112062000877.
Longuet-Higgins, M. S., and R. W. Stewart, 1964: Radiation stresses in water waves; A physical discussion, with applications. Deep-Sea Res. Oceanogr. Abstr., 11, 529–562, doi:10.1016/0011-7471(64)90001-4.
Lowe, R. J., and J. L. Falter, 2015: Oceanic forcing of coral reefs. Annu. Rev. Mar. Sci., 7, 43–66, doi:10.1146/annurev-marine-010814-015834.
Lowe, R. J., J. L. Falter, S. G. Monismith, and M. J. Atkinson, 2009: A numerical study of circulation in a coastal reef-lagoon system. J. Geophys. Res., 114, C06022, doi:10.1029/2008JC005081.
Lowe, R. J., C. Hart, and C. B. Pattiaratchi, 2010: Morphological constraints to wave-driven circulation in coastal reef-lagoon systems: A numerical study. J. Geophys. Res., 115, C09021, doi:10.1029/2009JC005753.
Massel, S. R., and M. R. Gourlay, 2000: On the modelling of wave breaking and set-up on coral reefs. Coastal Eng., 39, 1–27, doi:10.1016/S0378-3839(99)00052-6.
Mei, C. C., 2005: Theory and Applications of Ocean Surface Waves. Advanced Series on Ocean Engineering, Vol. 23, World Science, 1136 pp.
Monismith, S. G., 2007: Hydrodynamics of coral reefs. Annu. Rev. Fluid Mech., 39, 37–55, doi:10.1146/annurev.fluid.38.050304.092125.
Okayasu, A., T. Shibayama, and N. Mimura, 1986: Velocity field under plunging waves. Proc. 20th Conf. on Coastal Engineering, Taipei, Taiwan, ASCE, 660–674.
Phillips, O. M., 1977: The Dynamics of the Upper Ocean. Cambridge Monogr. Mech. Appl. Math., Vol. 2, Cambridge University Press, 344 pp.
Raubenheimer, B., R. T. Guza, and S. Elgar, 2001: Field observations of wave-driven setdown and setup. J. Geophys. Res., 106, 4629–4638, doi:10.1029/2000JC000572.
Reniers, A. J. H. M., and J. A. Battjes, 1997: A laboratory study of longshore currents over barred and non-barred beaches. Coastal Eng., 30, 1–21, doi:10.1016/S0378-3839(96)00033-6.
Ruessink, B. G., G. Rarnaekers, and L. C. van Rijn, 2012: On the parameterization of the free-stream non-linear wave orbital motion in nearshore morphodynamic models. Coastal Eng., 65, 56–63, doi:10.1016/j.coastaleng.2012.03.006.
Sheppard, C., D. J. Dixon, M. Gourlay, A. Sheppard, and R. Payet, 2005: Coral mortality increases wave energy reaching shores protected by reef flats: Examples from the Seychelles. Estuarine Coastal Shelf Sci., 64, 223–234, doi:10.1016/j.ecss.2005.02.016.
Skotner, C., and C. J. Apelt, 1999: Application of a Boussinesq model for the computation of breaking waves: Part 2: Wave-induced setdown and setup on a submerged coral reef. Ocean Eng., 26, 927–947, doi:10.1016/S0029-8018(98)00062-6.
Smith, J. A., 2006: Wave–current interactions in finite depth. J. Phys. Oceanogr., 36, 1403–1419, doi:10.1175/JPO2911.1.
Stansby, P. K., and T. Feng, 2004: Surf zone wave overtopping a trapezoidal structure: 1-D modelling and PIV comparison. Coastal Eng., 51, 483–500, doi:10.1016/j.coastaleng.2004.06.001.
Stephens, S. A., and D. L. Ramsay, 2014: Extreme cyclone wave climate in the southwest Pacific Ocean: Influence of the El Niño Southern Oscillation and projected climate change. Global Planet. Change, 123, 13–26, doi:10.1016/j.gloplacha.2014.10.002.
Stive, M. J. F., and H. G. Wind, 1982: A study of radiation stress and set-up in the nearshore region. Coastal Eng., 6, 1–25, doi:10.1016/0378-3839(82)90012-6.
Stive, M. J. F., and H. J. De Vriend, 1994: Shear stresses and mean flow in shoaling and breaking waves. Proc. 24th Conf. on Coastal Engineering, Kobe, Japan, ASCE, 594–608.
Storlazzi, C. D., E. Elias, M. E. Field, and M. K. Presto, 2011: Numerical modeling of the impact of sea-level rise on fringing coral reef hydrodynamics and sediment transport. Coral Reefs, 30, 83–96, doi:10.1007/s00338-011-0723-9.
Svendsen, I. A., 1984a: Wave heights and set-up in a surf zone. Coastal Eng., 8, 303–329, doi:10.1016/0378-3839(84)90028-0.
Svendsen, I. A., 1984b: Mass flux and undertow in a surf zone. Coastal Eng., 8, 347–365, doi:10.1016/0378-3839(84)90030-9.
Svendsen, I. A., 2006: Introduction to Nearshore Hydrodynamics. Advanced Series on Ocean Engineering, Vol. 24, World Science, 744 pp.
Svendsen, I. A., and U. Putrevu, 1993: Surf zone wave parameters from experimental data. Coastal Eng., 19, 283–310, doi:10.1016/0378-3839(93)90033-5.
Torres-Freyermuth, A., I. J. Losada, and J. L. Lara, 2007: Modeling of surf zone processes on a natural beach using Reynolds-averaged Navier-Stokes equations. J. Geophys. Res., 112, C09014, doi:10.1029/2006JC004050.
van Dongeren, A., G. Klopman, A. Reniers, and H. Petit, 2002: High-quality laboratory wave generation for flumes and basins. Ocean Wave Measurement and Analysis (2001), B. L. Edge and J. M. Hemsley, Eds., American Society of Civil Engineers, 1190–1199, doi:10.1061/40604(273)120.
Vetter, O., J. M. Becker, M. A. Merrifield, A. C. Pequignet, J. Aucan, S. J. Boc, and C. E. Pollock, 2010: Wave setup over a Pacific Island fringing reef. J. Geophys. Res., 115, C12066, doi:10.1029/2010JC006455.
Yao, Y., Z. H. Huang, S. G. Monismith, and E. Y. M. Lo, 2012: 1DH Boussinesq modeling of wave transformation over fringing reefs. Ocean Eng., 47, 30–42, doi:10.1016/j.oceaneng.2012.03.010.