1. Introduction
Toole and Georgi (1981) built a theoretical model of double-diffusive interleaving using a linear stability analysis, and they showed that these quasi-horizontal intrusions are driven by the vertical buoyancy fluxes of double-diffusive convection. McDougall (1985a) showed that the same growing intrusions occurred whether the environment was rotating or whether it was not rotating, and McDougall (1985b) made a start at studying these interleaving motions at finite amplitude. He hypothesized that it may be possible that the growth of the intrusions might be arrested at finite amplitude when every second interface changes its nature from the “finger” type to the “diffusive” type. The reason for this possible steady state is that the ratio of the fluxes of heat and salt across the two types of double-diffusive interfaces is quite different. In a steady state there needs to be a three-way balance between three processes, 1) advection, 2) finger flux divergences, and 3) diffusive flux divergences, and this three-way balance needs to occur in both heat and salt.
While McDougall (1985b) showed that it was feasible that steady-state balances could be achieved for both heat and salt, it remained to be shown if such steady-state balances could be achieved with the fluxes across the double-diffusive interfaces taken from the laboratory flux laws, these fluxes having been measured in one-dimensional laboratory experiments.
In this paper, we form a finite-amplitude model of double-diffusive interleaving by integrating the temperature and salinity equations of each intrusion forward in time using the Runge–Kutta integration technique. Each layer is taken to be well mixed in the vertical, separated by relatively sharp interfacial regions where the double-diffusive fluxes originate. The vertical length scale of the intrusions, and their slope with respect to the isopycnals, are taken from the linear stability analysis. Following McDougall (1985b), there are three regimes as the intrusions evolve: first, each interface is of the finger type (see Fig. 1). In the linear stability analysis, each alternative finger interface grows at the expense of its neighbor. We start our model with a small (but finite) disturbance, and the model allows the interleaving motions to grow to finite amplitude, thereafter using realistic flux laws while still in this “finger–finger” regime. This stage is followed by a stage where each alternate interface ceases to be a finger interface and instead becomes stably stratified in both temperature and salinity. A third stage follows in which each alternative interface becomes of the diffusive type in which cool freshwater overlies warmer saltier fluid (see Figs. 2, 3).
The sketch at the left is a vertical cross section through the frontal region showing the direction of the cross-frontal motion of the intrusions and their slopes. The interfaces with vertical short lines represent the dominant finger interfaces. On the right-hand side, the two graphs show the Absolute Salinity and the density profiles at position A. The dashed lines indicate the initial state without perturbations, and the full lines show the profiles at a later stage.
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1
Conservative Temperature–Absolute Salinity diagram showing the evolution of the properties of the double-diffusive intrusions with time. The initial properties lie on the dashed line with slope
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1
Absolute Salinity–Conservative Temperature diagram showing the evolution of the subservient finger interface between layers a and b. From a to 1, it is a finger interface and then from 1 to 2 is a nondouble-diffusive interface. At last, from 2 to 3 it is a diffusive interface. In the steady state, a diffusive interface exists between points 3 on this diagram.
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1
2. The model equations













In some studies (e.g., Toole and Georgi 1981; Walsh and Ruddick 1998), these double-diffusive fluxes are assumed to be directed down the respective salinity and temperature gradients with eddy diffusion coefficients that depend on whether the vertical gradients are conducive to the salt-fingering type of double diffusion or to the diffusive type. In these studies, the vertical profiles are smooth, continuous functions of the vertical coordinate; often the vertical structure function is harmonic and the nonlinear advection terms turn out to be zero. We follow McDougall (1985a,b) and adopt a different strategy that we believe is more consistent with applications to the ocean and with comparisons to the laboratory-determined flux laws. We take the values of Absolute Salinity and Conservative Temperature and their respective perturbations to be constant in the vertical within each intrusion layer, with sharp property differences across the sheared interfaces that separate the quasi-horizontally moving intrusions. In this way we are able to apply the laboratory flux laws that describe the fluxes of heat and salt across sharp interfaces (as opposed to down smooth gradients).
Since we assume Absolute Salinity to be piecewise constant in the vertical direction, the vertical profile of perturbations in this study is a square wave. The vertical flux of salt due to finger double-diffusive convection
In McDougall’s model,



























For the results we present in this paper we have taken the initial value of
The sensitivity to the initial condition was tested in another way by deliberately disobeying the ratio of the initial values of
In this work, we adopt the finite-amplitude laboratory-based expressions for the double-diffusive fluxes of heat from Huppert (1971) and of salt from McDougall and Taylor (1984) at all stages of the numerical integration after the initial condition at


3. The transition to finite amplitude in the finger–finger regime
The evolution of double-diffusive interleaving goes through three regimes: the finger–finger (FF) regime with finger interfaces at each interface, the finger–nondouble-diffusive (FN) regime with nondiffusive interfaces as each alternate interface, and the finger–diffusive (FD) regime with diffusive interfaces alternating with finger interfaces (see Fig. 3). As explained above, we transition from the linearly unstable growing solution to having the interfacial fluxes determined by the laboratory flux laws at a very early part of the FF stage when





4. The integration in the finger–nondouble-diffusive regime


5. The integration in the finger–diffusive regime


Last, we mention that if the density difference across the diffusive interface goes to zero, the integration cannot be continued since the layers above and below this interface would physically homogenize, and this is not part of our model. This occurs when
6. The feasibility of the steady state
McDougall (1985b) suggested that a steady state would be possible once the fluxes across each alternate interface are in the diffusive sense, and it is the primary purpose of this paper to find out the conditions under which such a steady state is achieved. In the steady state, the double-diffusive fluxes across the finger and the diffusive interfaces must work together to balance the advective fluxes of both heat and salt so that the temporal derivatives
Figure 1 (adapted from McDougall 1985b) shows a sketch of a series of interleaving layers, in which the dominant finger interfaces are indicated by the short vertical lines. The two panels on the right show the Absolute Salinity and the density profiles at position A. The dashed lines represent the initial state in which the perturbations are zero, and the full lines indicate a later state when the perturbations have grown to finite amplitude and the flow is in the FD regime. Above the dominant finger interfaces, the salt-finger salt flux reduces the salinity of the intrusion layer; however, the horizontal advection of salt dominates so that actually the salinity of this layer increases with time in the growing solution. In McDougall (1985a), it is shown that the perturbation Conservative Temperature is greater than the perturbation Absolute Salinity (both expressed in terms of density) during the initial growth phase. This implies that the density contrast across the dominant salt-finger interface increases with time, while that across the subservient finger interface decreases with time in the FF regime.
Figure 2 (adapted from McDougall 1985b) is a
As stated at the beginning of this section, the steady state occurs when the sum of the finger flux divergence term, the diffusive flux divergence term, and the advective flux divergence term is zero, which implies that
Contributions to the temporal derivative vector
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1
The feasibility of achieving a steady state is shown in Fig. 4c. Diffusive fluxes emerge as the evolution reaches point 2, and these diffusive fluxes increase with time thereafter. Together with the finger fluxes, it is possible to reach a balance. We will now examine this process of reaching a steady state with our model.
We started at
The equations apply to any finite Prandtl number, and we show results for values of Prandtl number
Contours of the nondimensional salinity and temperature variables
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1
The evolution of
(top) A typical evolution of the nondimensional salinity and temperature variables
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1
The stability ratios of both the finger and diffusive interfaces at steady state can be calculated from Eqs. (27) and (31), and the values for
The stability ratios of the (top) diffusive and (bottom) finger interfaces at the steady state for σ = 1.
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1
7. The relations among variables in the steady state











The upper panel of each pair shows the absolute value of the ratio of the vertical flux of salt across the diffusive interface to that across the finger interface in the steady state. The lower panel of each pair shows the absolute value of the ratio of the vertical flux of temperature across the diffusive interface to that across the finger interface in the steady state. Three values for Prandtl number are selected: (a)
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1











Values of
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1













As in Fig. 9, but for the ratio
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1
In the above development we have allowed for the possibility that the turbulent eddy viscosity may change as the interleaving motions grow to finite amplitude. We have investigated whether this is a significant issue by doing some cases with
8. The diapycnal fluxes at steady state
One of the most important features of interleaving motions is their ability to transport heat and salt across isopycnals. In the steady state there are two different types of contributions to the mean diapycnal flux of both salinity and temperature. First there is the spatial average of the double-diffusive fluxes of salt and temperature across the finger and diffusive interfaces, and this relevant average flux is simply the average of the finger and diffusive fluxes. Second, there is the area average on an isopycnal surface of the spatial correlation between the vertical velocity perturbation and the temperature (and salinity) perturbations. In turn, this advective contribution has two components: one being due to the correlated nature of the vertical velocity and the temperature and salinity perturbations at any location in space and the other due to the spatial correlation across the front of the vertical velocity and the cross-front salinity and temperature differences. This last aspect was missing from McDougall’s (1985b) work, and we will find that this spatial correlation is significantly larger than the corresponding advective correlation at a fixed point in space (by a factor of about 4).










Figure 11 shows these two measures of the total diapycnal fluxes of salt and temperature as a function of the exaggeration factor and the stability ratio for Prandtl numbers of 0.3, 1, and 10. For
The values of the total diapycnal fluxes in terms of
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1
The numbers that appear in the second line of Eqs. (57) and (58) represent the values of the terms above them when the exaggeration factor is 25 and the stability ratio is 2. It is seen that the salt flux across the finger interfaces dominates that across the diffusive interfaces, and the resulting average salt flux is directed downward (0.47) in the downgradient direction. It is the vertical advection of the salinity perturbations in the intrusions (−0.76) that overpowers this downgradient salt diffusion, and most of the negative contribution of this advection comes from the horizontal spatial salinity correlation (−0.61), not the salinity perturbation at a fixed location (−0.15).
The corresponding situation for temperature is apparent from the numbers on the second line of Eq. (58). It is seen that the temperature flux across the finger interfaces slightly exceeds that across the diffusive interfaces, and the resulting average salt flux is directed downward (+0.04) in the downgradient direction. It is the vertical advection of the temperature perturbations in the intrusions (−0.79) that counteracts this small downgradient temperature diffusion, and most of the negative contribution of this advection comes from the horizontal spatial correlation (−0.61), not from the temperature and vertical velocity correlations at a fixed location (−0.18).
These results for the dominance of the upgradient advection of both salt and heat are in agreement with the inferences made by McDougall (1985b), but it must be said that that paper ignored the dominant advective correlation, namely, that between the vertical velocity and the horizontally varying salinity and temperature fields. The take-home message from this analysis of the total diapycnal flux of salt and heat in double-diffusive intrusions at finite-amplitude steady state is that the total diapycnal flux of salt is ~38% smaller (−0.29/47 ≈ −0.62) than one might deduce from purely knowledge of the fluxes across the finger and diffusive interfaces, and, most importantly, the total salt flux is going in the opposite direction to these driving interfacial double-diffusive fluxes. That is, the total diapycnal flux of salt is upgradient in the sense of a negative diffusion coefficient. The corresponding take-home message for the total diapycnal flux of temperature is that it is 19 times (−0.75/0.04 = −18.75) what would be deduced from only knowledge of the fluxes across the finger and diffusive interfaces. Again, this flux of temperature is upgradient in the sense of a negative diapycnal diffusivity of temperature.
9. Discussion
McDougall (1985b) gave a plausible analysis of the feasibility of the existence of a steady-state for finite-amplitude double-diffusively driven intrusions by analyzing how the double-diffusive fluxes and advective fluxes evolve and finally balance in both temperature and salinity, and he developed expressions for some properties of the steady state such as the vertical velocity and the total diapycnal fluxes.
The present paper extends McDougall’s (1985b) approach, and consequently the basic assumptions of this model are the same as that of McDougall (1985a,b). We take the buoyancy–flux ratio of salt fingers
This study complements those of Walsh and Ruddick (1998), Merryfield (2000), and Mueller et al. (2007) who have studied the formation of intrusions in a continuously stratified fluid, specifying turbulent diffusivities for salt, heat, and momentum as functions of the stability ratio and the Froude number. Walsh and Ruddick (1998) confirmed that a steady state is possible and that this is achieved after each alternate interface is in the diffusive sense. These studies had the double-diffusive fluxes as general power laws of the stability ratio, whereas we have adopted the laboratory-based flux laws, albeit with an extra multiplicative exaggeration factor for the diffusive flux law. In addition, in contrast to these papers, we concentrate on the magnitude and signs of the total diapycnal fluxes of heat and salt in the steady-state intrusions. In this study, we made a linear transitioning from the initial state to the steady state [referring to Eqs. (19)–(22)] based on the momentum equation. This fundamental assumption is made because it is inappropriate to apply the momentum equation of the exponentially growing solution through all three stages, and we certainly know that if a steady state is achieved, the growth rate with respect to time has to be zero, which gives another equation for the horizontal velocity [Eq. (20)]. This linear transitioning of the momentum equation is an assumption that is not needed at large values of the turbulent Prandtl number.
The main result of the present paper is that we have been able to achieve steady-state double-diffusively driven intrusions by using the laboratory flux laws, but in order to find these steady-state solutions we have found that the strength of the fluxes across the diffusive interfaces need to be increased significantly (by at least an order of magnitude) above the laboratory-determined values, relative to the laboratory-based finger fluxes. One way of rationalizing this need for an “exaggeration ratio” is that the laboratory experiments are performed with interfacial property contrasts that are much larger than oceanic ones. Another explanation might be that when an interface is near to becoming statically unstable, convectively driven turbulence is established, and this will change the effective flux ration of heat and salt across the interface. This effect was parameterized in the study of Mueller et al. (2007) but has not been included in the present study.
We have also quantified the total diapycnal fluxes of heat and salt, taking into account the advection of the perturbations in the steady state as well as the interfacial double-diffusive fluxes themselves. An important new aspect of this study is the realization that it is the spatial correlations of the diapycnal velocity of the intrusions with the temperature and salinity perturbations that make the largest contribution to the upgradient fluxes of heat and salt [see the large −0.61 numbers in Eqs. (57) and (58)]; this important feature was missed by previous studies, including that of McDougall (1985b), and it is the spatial correlation that makes the total diapycnal flux of salt be upgradient. We have shown that the total diapycnal fluxes of both Absolute Salinity and Conservative Temperature are upgradient, that is, both are in the sense of a negative vertical diffusion coefficient.
Perhaps the largest assumption that we have made is that if a steady state is achieved in salinity and temperature, then a steady state will also be achieved in momentum so that the lateral velocity of the interleaving motions becomes constant rather than continuing to accelerate. This assumption is not needed for very large Prandtl number [since the left-hand side of Eq. (18) tends to zero at infinite Prandtl number], but it was invoked via our Eqs. (21)–(22), which ensure that if or when the salt and heat equations evolve to a steady state then the interleaving velocity will also approach a constant value at this stage. As a partial test of the sensitivity of our results to this assumption, we have performed some runs where
The ratio
Citation: Journal of Physical Oceanography 45, 3; 10.1175/JPO-D-13-0236.1
These effective negative diffusion coefficients for both temperature and salinity (and density) when considering the total effect of both double diffusion and advection will surely have implications for how these interleaving motions can or should be parameterized in intermediate-scale and large-scale ocean models. For example, we suggest that it is appropriate to take the vertical eddy diffusivity of temperature and salinity in an ocean model (which represents regular small-scale turbulent mixing) and to reduce it differently for temperature and for salinity to account for double-diffusive interleaving while running an ocean model. It would be wise of course to not let the total eddy diffusivity of either temperature or salinity to go negative or the numerical model will surely exhibit instabilities.
If a certain negative vertical diffusivity for salinity were decided upon to represent the effects of double-diffusive interleaving in an ocean model, then the magnitude of the appropriate negative vertical diffusivity for temperature would be larger by the ratio
Acknowledgments
We have benefited from many constructive comments from Dr. Barry Ruddick. YL acknowledges the support of a University of New South Wales International Postgraduate Award and partial scholarship support from the Australian Research Council Centre of Excellence for Climate System Science and the UNSW School of Mathematics and Statistics.
APPENDIX A
The Linearly Unstable Solutions
The Prandtl number























APPENDIX B
Initial Conditions






APPENDIX C
The Laboratory Flux Laws

APPENDIX D
The Finger Flux Divergence in the FF Regime



APPENDIX E
The Relationship between the Steady-State Values 
, and 






APPENDIX F
List of Symbols
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