1. Introduction
Recent laboratory and field measurements, as well as previous field measurements, have suggested that CD increases with U10 in the normal wind speed region (Johnson et al. 1998; Mitsuyasu and Nakayama 1969), whereas CD tends to level off (Donelan et al. 2004; Takagaki et al. 2012, 2016a,b) or decrease with wind speed at extremely high wind speeds (Powell et al. 2003). Therefore, a constant or decreasing value of CD for high wind speeds has been used in more recent formulas for the numerical predictions of TCs (e.g., Green and Zhang 2013) instead of the conventional (traditional) formulas for increasing CD (Skamarock et al. 2008; Charnock 1955; Hawkins and Rubsam 1968) (see the dashed line in Fig. 1). Recently a new correlation for CD, which follows the field measurements (Powell et al. 2003) with a decreasing trend against U10 at extremely high wind speeds, was proposed (Zweers et al. 2010) (see the dotted line in Fig. 1). The simulation results (Zweers et al. 2010) suggested that a decreasing correlation of CD can lead to a significant improvement in hurricane intensity forecasting by conducting numerical experiments on Hurricanes Katrina (August 2005) and Ivan (September 2004). However, the field measurements of CD were too scattered to definitively determine whether CD actually decreased for extremely high wind speeds. In fact, in contrast to the field measurements (Powell et al. 2003) with CD decreasing with U10 under hurricane conditions, another field study (Bell et al. 2012) with scattered data roughly suggested constant values for extremely high wind speeds (see the red triangles in Fig. 1).
Laboratory and field measurements of drag coefficient CD for varying U10.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
2. Experiments
a. Experimental setup
The high-speed wind-wave tank in Kyoto University (see Fig. 2) was used in this study to investigate heat transfer across the breaking air–water interface. The tank has a glass test section 15 m long, 0.8 m wide, and 1.6 m high. Heat was transferred across the 13-m-long interface, excluding the guide plate at the entrance and wave absorber at the exit of the test section. The water depth was 0.8 m and the height of the airflow above the water surface was 0.8 m. Uniform airflow was introduced from a settling chamber through a contraction section, and the wind waves were generated on the air–water interface in the test section. The air velocity and Reynolds stress were measured at the fetch of x = 6.5 m using a phase Doppler anemometer (Dantec Dynamics PDA). Laser beams were shot through the plate-glass sidewall, and to avoid irregular reflection by the wall impingement of the droplets dispersed from the intensively breaking wind waves, we prepared a small droplet-adherent prevention device (DAPD). The DAPD had a size of 0.07 m × 0.07 m × 0.007 m and was fixed on the inside glass wall as shown in Fig. 3. Four orifices with a diameter of 0.005 m were installed on the device, and the four laser beams were introduced through the orifices into the test section. Clean compressed air was also blown through the orifices along the plate-glass sidewall. Therefore, even if dispersed droplets impinged on and adhered to the orifices, the compressed air blew the droplets off, creating a clear path for the laser beam. The effect of the compressed airflow on the velocity measurements by the PDA in the main airflow was negligibly small, since the flow volume of the compressed air was 1.46 × 10−3 m3 s−1 through the orifices and was significantly smaller than the main airflow volume of ~20 m3 s−1 in the wind tunnel section above the air–water interface. The seeding particles for the PDA measurements were varied; scattering mists with diameters of ~1 μm from a fog generator (Dantec Dynamics F2010 Plus) were mainly used for normal wind speeds and small droplets with diameters of dp < 30 μm generated by wave breaking were used for extremely high wind speeds. In fact, the PDA measurements of the streamwise mean droplet velocity Up and correlation of streamwise and vertical droplet velocity fluctuations
(a) Schematic diagram of the high-speed wind-wave tank. Photographs of the wind waves at (b) U10 = 7.25, (c) U10 = 48.0, and (d) U10 = 67.1 m s−1.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
Droplet-adherent prevention device attached at the plate-grass sidewall. (a) View on the x–z plane and (b) view on the y–z plane. The four circles in (a) indicate the four orifices.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
Distributions of (a) mean droplet velocity and (b) correlation between streamwise and vertical droplet velocity fluctuations against droplet diameter (U10 = 56 m s−1).
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
The number of dispersed droplets and their streamwise and vertical velocities in the high wind speed region were also measured using a shadow-sizing technique (Dantec Dynamics Shadow Sizer) in the region above significant waves. (The measurement principles of the shadow-sizing technique can be found at http://www.dantecdynamics.com/shadow-sizing.)
A virtually homogeneous temperature was maintained during each experimental run by circulating warmed water between the wind-wave tank and a big stirred tank with a volume of 5.4 m3. At extremely high wind speeds, the water volume in the wind-wave tank decreased over time owing to both large numbers of droplets dispersed mainly from the rearmost wave crest in the test section and high waves that splashed out from the outlet of the wind tunnel. To keep the water depth of the wind-wave tank constant, the water loss was compensated by regulating the flow rate of water from the big stirred tank to the wind-wave tank during experimental runs lasting more than 30 min. Prior to starting each experiment, warm water was supplied from a boiler to the stirred tank and was mixed by circulating it between the stirred and wind-wave tanks. In addition, the heat flux lost by conduction across the walls in both the wind-wave and stirred tanks QCON was estimated in advance by using a blind interface covered by a foam polystyrene plate, perfectly stopping heat transfer across the air–water interface. The temperatures on the air and water sides were measured using thermocouples (Anritsu AM8000). The bulk specific humidity was measured using an infrared absorption humidity meter (LI-COR LI7000) at a fetch of x = 6.5 m corresponding to the center of the test section interface. The water surface temperature was measured using an infrared radiation thermometer (Nippon Avionics TVS-8502) at the same fetch, as was the bulk air temperature. Nine water temperature readings were taken at points with fetches of x = 0.5, 6.5, and 11.5 m and depths of z = −0.1, −0.35, and −0.6 m to confirm the homogeneity of the temperature field in the tank.
b. Estimating heat transfer coefficients by MHBM
An example of the finalized distributions of QT − QR, ρLVU10(qi − q10), and ρCPU10(Ti − T10) in (6) for several specific humidity and temperature conditions with a high wind speed of U10 = 60 m s−1, is shown in Fig. 5. The red and blue dots in the figure indicate the data located above and below the plane, respectively. It is found that all of the data are well converged in the vicinity of the plane. This implies that the values of CE and CH did not depend significantly on the temperature and specific humidity and the values of CE and CH can be determined from the inclinations of the plane to the horizontal bottom plane. Using the values of CE and CH determined by the MHBM, CK was evaluated for several wind speeds of U10 from (2), (3), and (4).
Three-dimensional distributions of the heat flux terms in (6) at U10 = 60 m s−1. (a) General view and (b) view along the plane in (a). The red and blue dots indicate the data located above and below the plane, respectively.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
c. Estimation of the maximum heat flux due to virtual reentry of droplets blown out from the test section
A large number of droplets were dispersed from wave crests due to strong wind shear stress and then most of the droplets reattached to the water surface within the test section. In fact, by using a high-speed camera we observed that most of the dispersed droplets reattached on the surface of the foregoing waves immediately after tearing from the crest of the wind wave (see Fig. 6). That is, the flight distance of the droplets, except for small ones with little heat capacity, was close to one wavelength. Therefore, the heat flux, owing to the cooling of dispersing droplets within the test section with a long fetch corresponding to ~8 times the wavelength at the maximum wind speed, was almost included in the first term on the right-hand side of (7) before deformation. On the other hand, droplets generated over the rearmost wave crest near the air outlet of the test section and some smaller droplets blown highly up over the crests were discharged from the air outlet of the wind-wave tank (see the sketch in Fig. 7). The heat loss due to the discharged droplets was included in the second term on the right-hand side of (7) before deformation. However, if the wind-wave tank had a longer fetch than the present one, the discharged droplets would also reenter the bulk water after being cooled by the ambient air. The heat transfer rate due to the cooling effect of the virtual reentrant droplets was not considered in (7), and the cooling may affect the present measurements of heat or enthalpy transfer coefficients. We therefore tried to estimate the heat flux QSP due to the cooling of the virtual entrant droplets under the assumption that the discharged droplets from the air outlet of the tank reentered the bulk water, by measuring the droplet properties.
Snapshot of droplets dispersing over breaking waves at U10 = 47.7 m s−1.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
Sketch of breaking wind waves and dispersed droplets at high wind speeds in the wind-wave tank.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1



Shadow-sizing method used in this study. (a) Measurement system and (b) images obtained by the shadow-sizing method at U10 = 48 m s−1.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
Distance between the center of measurement volume and average water surface height h for varying U10.
Distributions of the properties of dispersed droplets against droplet diameter. (a) Number density of the droplets, (b) mean vertical velocity of the droplets with upward velocity, (c) ratio of the dispersed droplets with upward velocity to the total dispersed droplets, (d) number flux of dispersed droplets with upward velocity normalized by total number flux, and (e) volume flux of dispersed droplets with upward velocity. All symbols are as in (a).
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
Substituting the measured fup(dp) and the droplet temperature Td (=Te) obtained from (19) into (12), we estimated the maximum heat flux QSP due to the cooling of the virtual entrant droplets under the assumption that the discharged droplets from the air outlet of the tank reentered the bulk water. The ratio of QSP to QT increases with U10 as shown in Fig. 10, and the maximum value of QSP/QT is ~18% at extremely high wind speeds of U10 > 50 m s−1. Therefore, the heat or enthalpy transfer coefficient from our laboratory experiments is at most 18% smaller than the coefficient of actual oceans or lengthy wind-wave tanks.
Ratio of the heat flux QSP due to the cooling of the virtual entrant droplets to the total air–water heat flux QT. The solid line is a best-fit curve obtained by the least squares method.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
On the other hand, Jeong et al. (2012) estimated the ratio QSP/QT by subtracting the enthalpy difference on the air side between the inlet and outlet of the test section from the total air–water heat flux estimated on the water side. They showed that the ratio is 23%, independent of U10 in the range of 13 < U10 < 28 m s−1. This ratio is a little larger than our values shown in Fig. 10. This difference may be attributed to the difficulty in producing a precise enthalpy balance in the airflow over the growing waves. In fact, Jeong et al. (2012) reported a significant error in the enthalpy balance due to the difficulty of humidity measurement, even for the low wind speed case without dispersed droplets.
3. Results and discussion
The values of CE, CH, and CK obtained by applying our MHBM are shown with U10 in Fig. 11, together with previous measurements of CK (Jeong et al. 2012; Bell et al. 2012; Richter and Stern 2014). At small and moderate wind speeds of U10 ≲ 35 m s−1, the obtained values of CE and CH are almost constant with U10. However, the obtained values of CE and CH increase sharply for extremely high wind speeds of U10 ≳ 35 m s−1. From the definition of CE and CH in (2) and (3), it is found that the heat flux is proportional to U10 and to the larger power of U10 at moderately and extremely high wind speeds, respectively. This sharp increase in CE and CH suggests that heat transfer is greatly enhanced by the intensive wind-wave breaking at U10 ≳ 35 m s−1. Recent laboratory measurements (Iwano et al. 2013; Krall and Jähne 2014) also demonstrated that the mass (CO2) transfer coefficient across the air–water interface kL increased rapidly because of intensive wave breaking at U10 ≳ 35 m s−1. Considering that heat and mass are scalar quantities, the rapid increase of kL may support the rapid enhancement of heat transfer at extremely high wind speeds.
Distributions of heat and enthalpy transfer coefficients, CE, CH, and CK for various U10.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1



Relationship between shear stress τ and U10.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
Relationship between wave slope HS/LS and U10.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
In numerical simulations of tropical cyclones, the enthalpy transfer coefficient CK in (4) has often been used with the assumption that CK = CE = CH. In Fig. 11, the obtained value of CK is almost the same as those of CE and CH over the entire wind speed range, verifying the conventional assumption CK = CE = CH for extremely high wind speeds. Therefore, we compared the dependency of CK on the wind speed between the obtained laboratory measurements, and previous laboratory (Jeong et al. 2012) and field (Bell et al. 2012; Richter and Stern 2014) measurements, in Fig. 11. The present measurements of CK are close to the laboratory measurements (Jeong et al. 2012) for wind speeds of U10 < 35 m s−1. However, at extremely high wind speeds of U10 > 50 m s−1, the present values of CK are significantly larger than those in the averaged field data (Bell et al. 2012; Richter and Stern 2014). This difference may be due to measurement errors relating to the difficulties in measuring temperature and humidity using dropsondes in real tropical cyclones. In fact, the wind speed and temperature in the TCs were measured using instruments installed in sondes dropped from aircrafts, and CK was estimated by performing energy balance measurements in controlled volumes arranged in the TC (Bell et al. 2012). The raw data (Bell et al. 2012) were very scattered as shown in Fig. 11. It is therefore difficult to determine how much of the measurement error in CK was caused by the field measurements relying on azimuthal averaging and interpolation of the data in addition to the measurement errors of the temperature and humidity.
The CK and CD as a function of U10.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
Figure 15 shows the dependence of (CK/CD)1/2 on U10 against four pairs of present and conventional correlations. For the present CD and CK, (CK/CD)1/2 decreases with U10 at normal and high wind speeds of U10 ≲ 35 m s−1 and then increases at extremely high wind speeds of U10 ≳ 35m s−1 as shown by a solid line. In contrast, (CK/CD)1/2 for the conventional CD and CK decreases with U10 in the whole wind speed region as shown by a dashed line. The comparisons between four pairs with the present and conventional CD and CK show that both the present CD and CK act to promote the maximum intensity of tropical cyclones at extremely high wind speeds and the effect of CD on the intensity is stronger than that of CK. The promotion effect of the present CD and CK correlations on the tropical cyclone intensity can also be seen in the simulations of actual strong tropical cyclones using the Weather Research and Forecasting Model as shown for reference in the appendix.
Dependence of (CK/CD)1/2 on U10.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
4. Summary
In this study, we investigated the heat transfer across the wind-driven breaking air–water interface at extremely high wind speeds, using a high-speed wind-wave tank, and proposed heat transfer coefficients using a new multi-heat-balance method. Our laboratory measurements show that the latent and sensible heat transfer coefficients become constant at low and normal wind speeds but increase sharply for extremely high wind speeds of U10 > 35 m s−1. The transition at U10 ≈ 35 m s−1 corresponds to that of the drag coefficient and is caused by intensive wave breaking. The latent and sensible heat transfer coefficients also have the same shape with U10. Therefore, the wind speed dependence of the latent and sensible heat transfer coefficients can be represented by that of the enthalpy coefficient. By applying both our laboratory correlations of the enthalpy and drag coefficients and conventional correlations to Emanuel’s (1995) analytic model, we estimated the effects of the coefficients on the maximum intensity of tropical cyclones at extremely high wind speeds. The results show that the present CD and CK significantly promote the maximum storm intensity, compared to the conventional coefficients. The WRF simulations in the appendix also show the similar promotion effects of the coefficients. Although our new laboratory correlations have not yet been verified in real oceans, the model predictions suggest the importance of proposing more reliable heat and drag coefficients, verified by field experiments at extremely high wind speeds.
Acknowledgments
We thank M. Ishida, H. Muroya, and M. Nishihira for their help in conducting the experiments. This work was supported by the Ministry of Education, Culture, Sports, Science, and Technology, Grant-in-Aid (25249013 and 16K18015). The numerical simulations were carried out on the supercomputer system of the Japan Agency for Marine-Earth Science and Technology.
APPENDIX
Numerical Predictions of Track and Intensity for Strong Tropical Cyclones Using the WRF Model
To show the effects of the variations in the enthalpy and momentum transfer coefficients on the practical predictions of tropical cyclones, we numerically simulated strong typhoon Haiyan (2013) and Hurricanes Katrina (2005) and Ivan (2004) using the WRF Model with our new correlations of (21) and (22) or conventional correlations of (23) and (24) of CD and CK (=CE and CH) with U10.
The simulations of the three TCs were performed for three days: from 1800 UTC on 5 November 2013 for Haiyan (2013), from 1800 UTC on 27 August 2005 for Katrina (2005), and from 0000 UTC on 13 September 2004 for Ivan (2004). The computational horizontal domains were set to 4700 km × 4000 km on 1620 × 1440 grids for Haiyan (2013) and 3500 km × 3200 km on 1260 × 1152 grids for both Katrina (2005) and Ivan (2004). The top layer was set at 50 hPa and 51 vertical layers were used for all of the TC simulations. We performed two simulations for each TC, one with our new correlations, (21) and (22), and the other with the conventional correlations, (23) and (24), to investigate the effects of our new correlations on the TC simulations. The initial conditions were obtained from a final reanalysis database provided by the National Centers for Environmental Prediction (NCEP). The lateral and surface boundary conditions of wind speed, pressure, and temperatures including sea surface temperature were replicated every 6 h using the NCEP database. Except for the correlation models for CD and CK, we used conventional schemes implemented in the WRF: the WSM6 option was used for the cloud microphysics model. The RRTM option and Dudhia option were used for shortwave and longwave radiation models, respectively. The Mellor–Yamada–Nakanishi–Niino Level 2.5 (MYNN2) option was used for the planetary boundary layer physics model. The detailed descriptions for the above options can be found in the users’ guide of the WRF homepage.
Figure A1 shows the comparison between the predictions and observations. The track predictions are insensitive to the correlation models for CD and CK, while the intensity predictions are dependent on them. The observed Haiyan is in its strongest stage with UMAX = 64 m s−1 at simulation times t ranging from 42 to 58 h. The simulated Haiyan with the conventional correlations reaches its maximum for UMAX = 55 m s−1 at t = 60 h, while that of our new correlations have UMAX = 69 m s−1 at t = 62 h. Thus, the intensity prediction using our new correlations agrees better with the observation, whereas the conventional correlations significantly underestimate the intensity. Similar results are obtained for Katrina. The observed Katrina reaches its maximum with UMAX = 77 m s−1 at t = 24 h. The simulated Katrina with the conventional correlations reaches its maximum with UMAX = 54 m s−1 at t = 40 h, while that with the new correlations predicts UMAX = 68 m s−1. For the Ivan case, the initial conditions of the simulation seem to disagree with the actual conditions, and the simulated TC is initially much weaker than the observed TC. The simulated TC develops slightly in the first half of the simulated period and more closely resembles the observed one, which is decaying for the whole period. The simulated TC with the new correlations develops more than that with the conventional correlations and agrees better with the observation after t = 21 h. These WRF simulations also support the estimation of the maximum storm intensity by Emanuel’s (1995) analytic model.
Predictions of (a) track and (b) intensity (maximum 10-m wind speed) for (top) typhoon Haiyan (2013), (middle) Hurricane Katrina (2005), and (bottom) Hurricane Ivan (2004). Predictions from the present and conventional correlations are shown in red and blue, respectively. Observed values from the Digital Typhoon website (http://agora.ex.nii.ac.jp/digital-typhoon/index.html.en) are shown in black.
Citation: Journal of Physical Oceanography 48, 4; 10.1175/JPO-D-17-0243.1
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