1. Introduction
The wind power input into the ocean surface geostrophic currents is constrained at ~1 TW by both experimental and model investigations (Wunsch 1998; Scott and Xu 2009; von Storch et al. 2007). However, the mechanism of dissipation, which is of great importance to understand the global energy budget, is still a puzzle because of the complexity of physical processes occurring from the large-scale to the Kolmogorov scale. Potential processes that dissipate a significant amount of low-frequency mechanical energy include ageostrophic instabilities in the ocean interior (Müller et al. 2005), nonlinear coupling to internal gravity waves (Bühler and McIntyre 2005), energy scattering into high-wavenumber vertical modes (Zhai et al. 2010; Saenko et al. 2012), lee-wave generation over rough topography (Nikurashin and Ferrari 2010b; Scott et al. 2011; Wright et al. 2014; Nikurashin et al. 2014), and quadratic bottom boundary layer drag (Arbic and Flierl 2004; Sen et al. 2008; Wright et al. 2013).
Note that ~80% of the wind power input into global ocean circulation occurs in the Southern Ocean (Scott and Xu 2009) and feeds gravitational potential energy in the subsurface layers. Most of the available potential energy is converted into the geostrophic eddy field via baroclinic instabilities (Killworth and Blundell 2007; Smith 2007). Moreover, a simulation of the Southern Ocean suggests that the bulk of the energy is dissipated within the bottom 100 m (Nikurashin et al. 2013). In the deep ocean, the mechanical energy stored in the geostrophic eddy field dissipates either in the ocean interior or through interaction with the bottom boundary by way of internal gravity wave generation, topographic blocking, and bottom boundary layer drag (Nikurashin et al. 2013; Trossman et al. 2013, 2015, 2016). The bottom-sourced internal wave energy flux helps determine the density structure and sustains the diapycnal mixing, which contributes to maintaining the stratification and the associated meridional overturning circulation (MOC; Garrett and St. Laurent 2002; Nikurashin and Vallis 2011; McDougall and Ferrari 2017; Mashayek et al. 2017).
Here, we focus on the energy dissipation rate of low-frequency deep-reaching currents by the bottom boundary layer (i.e., quadratic bottom boundary layer drag; hereinafter, “bottom drag”). Many researchers (e.g., Nikurashin et al. 2013; Trossman et al. 2013, 2016) tend to parameterize the dissipation caused by bottom drag and other dissipative processes (e.g., lee-wave generation and viscosity) using the same geostrophic flow field and add the contributions, though Wright et al. (2013) argued that it was difficult to separate out the contributions because of different processes when estimating the energy consumption due to bottom drag. However, the bottom drag dissipation will stir the bottom few tens of meters of a presumably well-mixed fluid layer, while the lee-wave generation gives rise to the possibility of propagating energy up to higher altitudes, where it can potentially break to mix more stratified fluid at high levels, well above the bottom boundary layer. An estimate of bottom drag dissipation is still important because it reveals that the bottom boundary layer gives rise to the consumption of kinetic energy in geostrophic flow, and the dissipation accounts for about one-fifth or more of the wind power input (Wunsch and Ferrari 2004; Sen et al. 2008; Arbic et al. 2009; Wright et al. 2013). Besides, Wright et al. (2013) used the result of Scott et al. (2011) to determine that lee-wave generation could account for the overwhelming majority of the remainder of the wind power input into the geostrophic circulation. Uncertainties in the magnitude and distribution of bottom drag still remain, although previous studies have attempted to determine the dissipation rate of the geostrophic kinetic energy above the bottom boundary layer. Müller et al. (2005) considered this bottom dissipation as negligible. Sen et al. (2008) calculated a range of ~0.22–0.83 TW, which was close to ~0.14–0.65 TW reported by Arbic et al. (2009) who incorporated the evaluation from model results. Wright et al. (2013) estimated ~0.65 TW using a hierarchical clustering technique with combination of observations and models, while Wunsch and Ferrari (2004) reported a global integral of ~0.2 TW. This broad range of values mainly originates from the statistical and methodology bias arising from extreme data limitations (Wright et al. 2013). Here, we attempt to make a more accurate estimate of the dissipation rate due to bottom drag by using more long-period in situ bottom current measurement than ever before; extracting the barotropic component of satellite-derived surface geostrophic currents to construct the bottom velocity field; and applying a spatially varying roughness parameter in the calculation of bottom drag.
2. Data and methods
In this paper, we employ more long-period in situ velocity data than previous studies to present an update to the estimates of the global distribution and globally integrated bottom boundary layer dissipation rate. There is evidence that there are similarities between the spatial patterns in the surface kinetic energy from altimetry-derived geostrophic currents and patterns from the moored current meter record-derived subsurface kinetic energy (Wunsch 1997). This enables us to compute the bottom velocity field based on scaled surface flows to cover the gaps in the sparse and nonuniform spatial sampling of current meter data. The underlying assumption of our analysis is that the barotropic component of the flow field approximates the bottom flow better than the surface geostrophic flow (Wunsch 1997; Edwards and Seim 2008). This is because the deep ocean’s low-frequency flows are far below the pycnocline and are affected by the mass-loading change in the water column rather than the steric change (Donohue et al. 2010). With the assistance of climatological temperature/salinity data, we calculate the baroclinic component that is associated with observed vertical shear (Edwards and Seim 2008) and then obtain the barotropic component by subtracting this component from the total surface geostrophic velocities. We construct the bottom velocities based on maps of both surface geostrophic currents and the barotropic component of the flow field, using the ratio between in situ bottom currents and surface currents to scale the surface current maps. We also use the seafloor roughness as an index of interface property to describe the energy conversion efficiency in the bottom boundary layer. With the improvements mentioned above and by making use of the parameterization of bottom drag, we find both the spatial pattern and the global integral of the dissipation rate due to bottom drag.
a. In situ bottom velocity
The in situ velocity data are collected from the Global Multiarchive Current Meter Database (GMACMD) (Scott et al. 2010, 2011), a cluster of current meters and ADCPs from available projects in past decades. Before constructing the global bottom velocity field, we select the velocity time series satisfying the following criteria: 1) The seafloor depth of the moored site should be larger than a threshold value H. Considering the sensitivity of the dissipation rate to the threshold and the effects of shallow water (Sen et al. 2008; Wright et al. 2013), we select 3000 m as the threshold depth (H = 3000 m) in this study. 2) The depth of the device falls within the range of 10 m above the seabed to the bottom 10% of the full depth. The lower limit corresponds to the thickness of the turbulent Ekman layer (Armi and Millard 1976) with typical values for strong currents (Wright et al. 2013), while the upper limit is set to exclude the measurements involving other physical processes beyond the position where the bottom drag occurs. 3) If there are several records within the aforementioned depth range at the same site, only the deepest time series is selected. We believe this is the best available representation of the bottom velocity field because the bottom drag represents the dissipation of the kinetic energy just above the bottom boundary layer. 4) The minimal length of the time series that we require in the current meter records to use in our analysis is 180 days. This is a compromise between temporal coverage and the number of available records based on the database. 5) We do the ellipse fitting based on velocity vectors for each current meter record. To make sure that the bias caused by the effect of topography-induced strong currents is excluded (e.g., channeling flows), we eliminate those records in which the ratio of the major axis and minor axis is larger than 5 (representing “limited in direction”), and of which the magnitude of velocity is more than 20 times higher than the average computed from all the records. After applying the above criteria, the number of observations that we used (n = 632) is much larger than the number of observations Sen et al. (2008) used (n = 266), although the measurements are still sparse and unevenly distributed throughout the global ocean. Since we use the mean values of both the surface geostrophic and the integrated baroclinic velocities in parameterizations of the bottom drag dissipation over years, the in situ measurements should also be averaged within a long period (at least one year) to capture the seasonal cycle. However, the sites of observations become too sparse to estimate the global dissipation if we only use the records longer than 365 days. Besides, uncertainty may arise if we loosen the cutoff criterion of duration to a month because signals with short periods cannot be canceled and seriously corrupt the construction of the bottom velocity field. Figure 1 illustrates the sites of 632 records (red circles) that are mainly concentrated in particular regions such as the Kuroshio Extension and the North Atlantic basin. Hence, the incorporation of surface geostrophic currents is indispensable when scaling bottom velocities from in situ observations to the global scale. By plotting a similar figure (not shown) to the one Wright et al. (2013, see their Fig. 2) showed, we observe no obvious effect of the arrest of the bottom boundary layer in our in situ data.
The barotropic component of global mean surface geostrophic currents
Citation: Journal of Physical Oceanography 48, 6; 10.1175/JPO-D-16-0287.1
b. Deriving global bottom velocities from sea surface height, stratification, and a barotropic correction











AVISO daily MADT data are multisatellite-merged products. Different repeat periods of these satellites may yield a short time interval between two observations, implying that the merged MADT data may contain high-frequency signals. In addition, Sen et al. (2008) reported a 20% increasing in the estimate of the dissipation due to bottom drag with the current meter records including high-frequency variation. Since we focus on the low-frequency geostrophic flows, of which the typical time scale is longer than several days, both the in situ velocity time series and surface geostrophic velocity data have a 72-h low-pass filter applied to them (Sen et al. 2008).















c. Bottom drag
3. Results
Because the locations of the in situ bottom velocity measurements are limited in their geographical coverage (e.g., sampling is particularly sparse in the midocean and Southern Ocean regions), the maps of surface geostrophic currents and the barotropic component help us estimate the bottom velocity field. First, we define Rg (
Scatter diagram of log10(1/R) vs
Citation: Journal of Physical Oceanography 48, 6; 10.1175/JPO-D-16-0287.1
It is possible that the mechanisms could vary with flow speed, for example, the blocking and splitting effects occur at a relatively low flow speed for a particular topographic height (Nikurashin et al. 2014). Nevertheless, the jump of local trends in the scatter relationship may demonstrate potential shortcomings of this method when using
Then, we replace the surface geostrophic velocities




(a) The probability distribution of seafloor roughness. According to the interval of magnitude of roughness (0–180 m2) in the global ocean, the probability distribution is presented in 18 segments. The red line denotes the mean value of probability. (b) The cd–ξ relationship derived from the inverse method to guarantee the uniform probability distribution of cd based on the segments shown in (a). The red dashed line denotes the median value of the range of cd.
Citation: Journal of Physical Oceanography 48, 6; 10.1175/JPO-D-16-0287.1
According to Eq. (5), we choose both the satellite surface geostrophic current
The maps of bottom drag (MW m−2) using 632 in situ measurements derived from (a) the pattern of surface geostrophic velocity (
Citation: Journal of Physical Oceanography 48, 6; 10.1175/JPO-D-16-0287.1
(a) The residual of dissipation rates between estimates of bottom drag (MW m−2) from altimetry geostrophic velocity
Citation: Journal of Physical Oceanography 48, 6; 10.1175/JPO-D-16-0287.1
4. Discussion
The number of in situ records has a significant impact on the estimate of bottom drag (Sen et al. 2008), and we calculate the global dissipation rates caused by bottom boundary layer drag with more long-period moored measurements. Since the arrangement of measurements focuses on particular scientific objectives such as strong currents and channel effects, the increasing observations cannot guarantee the coverage of the global ocean yet, especially in the midocean and the Southern Hemisphere. Previous studies (Sen et al. 2008; Wright et al. 2014) resolved this problem with the help of a map of surface geostrophic currents
The outcome suggests the global integral of bottom drag is ~0.26 TW (Fig. 4c), accounting for a quarter of wind power input. The remarkable boost of energy dissipation in the Southern Ocean (south of 40°S) is ~0.17 TW, as a result of the combined effects of the rough topography and the robust deep-reaching ACC (Nikurashin and Ferrari 2010a,b). This component of dissipation accounts for approximately 66% of the global integral, yet it is underestimated in previous studies (e.g., 18%; Sen et al. 2008). This proportion is comparable to the ratio, 70% (Wunsch 1998), of global wind power input in that region. It is logical that the quasi-frictional dissipation converts the mechanical energy of fluid into the internal energy locally instead of radiating at a distance. Our estimate of bottom drag is an addition to the understanding of the bottom energy budget, which maintains the structure of MOC (Marshall and Speer 2012). We also test the sensitivity of our estimates of bottom drag to the values of the threshold depth H. The global integrals of the dissipation due to bottom drag are 0.23, 0.26, 0.30, and 0.46 TW when the values of H are selected as 4000, 3000, 2000, and 1000 m, respectively. However, the proportions of dissipation occurring in the Southern Ocean fluctuate slightly between 63% and 68% and do not change as significantly as the global integrals.
We perform residual analysis between two estimates with and without barotropic correction (Fig. 5a) and the zonal integral of bottom drag (Fig. 5b) to check the differences induced by the barotropic correction. The zonal integral shows that the Southern Ocean plays an important role in bottom drag under both circumstances. In general, the barotropic correction further increases the dissipation rate in the Southern Ocean (Fig. 5b, blue line) with modulation of the spatial distribution (Fig. 5a). Although the extreme large values in the pattern without barotropic correction are suppressed to the south of Africa, lee of Kerguelen Plateau, south of New Zealand and Drake Passage, the regional sum of bottom drag, however, increases by 42% (from 0.12 to 0.17 TW), which corresponds to the relative enhancement of constructed bottom velocity derived from the barotropic component of surface geostrophic currents. The high energy dissipation level within the bottom boundary layer along the ACC area is consistent with the Southern Ocean’s ability to consume momentum related to the vertical structure of the ACC (Peña-Molino et al. 2014). In the Northern Hemisphere, the high dissipation rates around 40°N (Fig. 5b, red line) disappear in the estimate with barotropic correction, while the dissipation computed from the
5. Summary
We suggest a new approach to the near-global distribution of the bottom velocity and contribute to determining the map and amount of bottom drag, which is of great importance to delineate the balance of the deep-sea energy budget. We make improvements by using an increased number of long-period in situ measurements and introducing a barotropic correction and a seafloor roughness-dependent drag coefficient. It is noteworthy that the assessment of bottom drag may involve several dissipative processes including the generation of lee-wave energy (Wright et al. 2013). However, there is no direct evidence showing that the dissipation rate derived from the parameterized method (Sen et al. 2008; Wright et al. 2013) contains the whole power of lee-wave generation (Scott et al. 2011; Wright et al. 2014; Trossman et al. 2013, 2015, 2016), and these studies on the energy dissipation, including both bottom drag, topographic blocking, and lee-wave generation in the deep ocean, do not mention that these processes have overlap. Future projects are needed to distinguish the details of processes in the bottom boundary layer. In addition, the meaning of the estimate depends on the definition of drag efficiency cd, which is unclear. One can determine this energy conversion rate as friction or the overall effect of the bottom boundary layer artificially. In this paper, we tend to take cd(ξ) as the efficiency of topographic friction. Since the magnitudes of drag dissipation are sensitive to cd, in situ measurements to investigate the exact relationship cd = f(ξ) are required in the future. On one hand, although there is controversy over the present methods in the estimate of bottom drag, it is still important to investigate the spatial distribution of bottom drag. Our estimates clarify the dominant role of the Southern Ocean in dissipation of the eddy kinetic energy by the bottom boundary layer. On the other hand, there are also defects in the present estimates of lee-wave generation. Nikurashin and Ferrari (2011) showed a 20%–30% reduction in lee-wave energy radiation if taking into account the presence of a turbulent bottom boundary layer. Scott et al. (2011) suggested that using linear theory with corrections for finite-amplitude topography causes a decrease of approximately 10% in the magnitude of lee-wave energy generation. Combined with the dissipation due to lee-wave generation (0.75 ± 0.19 TW; Wright et al. 2014), our estimate could almost compensate the wind power input. We plan to estimate lee-wave dissipation using the bottom velocity obtained from the methods described herein, which is beyond the scope of this paper. Combining the locally consumed portion of the kinetic energy caused by bottom drag with other dissipative processes, such as lee-wave generation (Nikurashin and Ferrari 2011), future research can improve the understanding of the global oceanic energy budget (Ferrari and Wunsch 2010) and eddy diffusivity (Griesel et al. 2014).
Acknowledgments
We thank Dr. R. B. Scott very much for supplying GMACMD data and reviewing our manuscript. Thanks are given also to two anonymous reviewers and Prof. K. J. Heywood for their great suggestions to improve this paper. This work was supported by Aoshan S&T Innovation Project from Qingdao National Laboratory for Marine Science and Technology, the National Key Research and Development Program (Grants 2016YFC1401004 and 2016YFC1401008), the National Natural Science Foundation of China (Grants 41676168 and 41376028), the NSFC-Innovation research group of Sciences Fund (Grant 41421005), the NSFC-Shandong Joint Fund for Marine Science Research Centers (Grant U1406402), National Science Foundation for Young Scientists of China (Grant 41606200), and the Natural Science Foundation of Shandong Province, China (Grant ZR2014DQ027).
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