1. Introduction
Internal gravity waves shape the ocean by mixing density and dissolved substances when they break. This mixing is a key player of Earth’s climate system since it can drive oceanwide flow such as the meridional overturning circulation (Munk and Wunsch 1998; Talley et al. 2003; Wunsch and Ferrari 2004). The wave forcing is mostly due to tides and localized in spectral space, while observations show a spread of energy over a wide range of wavenumbers. It has long been recognized that the spectral wave energy distribution is surprisingly similar at different locations. A series of studies (Garrett and Munk 1972, 1975; Cairns and Williams 1976; Munk 1981) formulated what is known today as the Garrett–Munk (GM) spectrum: a spectral energy distribution characterized by slopes close to minus two in the wavenumber and frequency range of internal gravity waves, superimposed by relatively weak spectral peaks near the inertial and tidal frequencies. Such a continuously populated energy spectrum is similar to isotropic turbulence with its famous −5/3 slope. The apparently fixed slopes therefore point toward energy transfers from the wavenumbers and frequencies where forcing generates the waves, toward regions in spectral space where dissipative processes like wave breaking extract energy from the wave field. Wave–wave interactions by nonlinearities are thought to establish such an energy transfer.
The so-called scattering integral or kinetic equation (Hasselmann 1966; Nazarenko 2011) allows the prediction of the energy transfers by such wave–wave interactions for a given energy spectrum under the assumption of slowly changing wave amplitudes, that is, for weak interactions. Previous studies (Olbers 1976; McComas and Bretherton 1977; Pomphrey et al. 1980; Lvov et al. 2012; Eden et al. 2019b) have evaluated the kinetic equation for internal gravity waves for different versions of the GM spectrum, under different approximations, and using different numerical methods. They share some common features but are also in parts contradictory, which puts doubts on the validity of the method. Furthermore, Holloway in a series of comments (Holloway 1978, 1980, 1982) and Müller et al. (1986) argue that the assumption of weakly changing wave amplitudes might not be justified. It was proposed already by Holloway (1981) that numerical model simulations should be used to clarify the issue. Hibiya et al. (1998) find that forcing applied to a model initialized with the GM spectrum is most effective in the frequency range 2 < ω/f < 3 to produce energy at high vertical wavenumber, but doubt is also cast on this study since the model is two dimensional but the wave–wave interaction is inherently three dimensional.
The aim of the study presented here is therefore to compare the prediction of the kinetic equation by the use of direct three-dimensional numerical simulations of the interaction of internal gravity waves. We show that the spectral energy transfers predicted by the kinetic equation are indeed similar to the numerical model simulation for certain frequency and wavenumber ranges and speculate how the emerging picture of the coherent spectral shape of the transfers we find may relate to the observed energy and dissipation rates in a global spectral energy budget of the gravity waves in the ocean.
In the following section, we introduce the numerical model and the initialization and diagnostic methods we use to derive the energy transfers by wave–wave interactions in the direct numerical simulations, and compare in section 3 with the predictions of the kinetic equation. Section 4 discusses mechanisms and limits of the kinetic equation. The last section provides a summary and a discussion of the implications of the results for the global wave energy budget.
2. Direct numerical simulation
(a) The GM spectrum
Citation: Journal of Physical Oceanography 50, 4; 10.1175/JPO-D-19-0022.1
The mean wave energy
(a) Numerical damping rate λnum. The gray area corresponds to ω and m values not covered by the model grid. (b) Ensemble mean geostrophic energy transfer ∂t
Citation: Journal of Physical Oceanography 50, 4; 10.1175/JPO-D-19-0022.1
From t = 0 to about t = 0.1 day there is an increase in the geostrophic energy
3. Kinetic equation
Being just another model representation, Eq. (4) is not yet useful. Using Hasselmann’s weak interaction assumption (Hasselmann 1966; Nazarenko 2011), however, it is possible to cast Eq. (4) into a tendency equation for the energy spectrum
Here we use the same consistent numerical representation of our rederivation of the kinetic equation as detailed in Eden et al. (2019b). Both resonant and nonresonant interactions are calculated on a wavenumber grid corresponding to the model grid for Δ(ω, t) at different times t, using method 2 of Eden et al. (2019b). We choose a grid with half as many grid points but the same domain as the model (the calculations take several days on several thousand processors of the DKRZ supercomputer in Hamburg, Germany), because we except the triads at higher wavenumbers to be effected by the damping in the model. We calculate ∂t
(a) Geostrophic energy transfer ∂t
Citation: Journal of Physical Oceanography 50, 4; 10.1175/JPO-D-19-0022.1
Figure 3b shows ∂t
4. Mechanism of resonant wave–wave interactions
McComas and Bretherton (1977) suggest three dominant kinds of resonant triad interactions in the scattering integral with different characteristics: elastic scattering (ES) with ω ≈ ω′ ≫ ω″, m ≈ −m′ ≈ |m″/2|; induced diffusion (ID) with ω ≈ ω′ ≫ ω″, m ≈ m′ ≫ |m″|; and parametric subharmonic instability (PSI) with ω′ ≈ ω″ ≈ ω/2. The triads satisfy the conditions ω = ω′ ± ω″ and m = m′ ± m″, where all three frequencies and wavenumbers can become ω0,1,2 and m0,1,2 in the scattering integral. Types ES and ID have their names from well-known processes in particle physics that are also described by a similar scattering integral, whereas PSI is a classic wave–wave interaction.
Figure 4 shows
(a) Energy transfer weighted frequency
Citation: Journal of Physical Oceanography 50, 4; 10.1175/JPO-D-19-0022.1
Energy transfer weighted frequency and wavenumber for the difference interaction. Note that
Citation: Journal of Physical Oceanography 50, 4; 10.1175/JPO-D-19-0022.1
The energy transfer at low frequencies is dominated by the PSI-like interactions. Figure 4c shows ∂t
5. Summary and discussion
We find good agreement between the predictions of the kinetic equation for the spectral energy transfers in the GM spectrum Eq. (1) and direct simulations of internal gravity wave–wave interactions in a three-dimensional, nonhydrostatic numerical model for a certain range of frequencies and wavenumbers. Such an agreement between the kinetic equation for gravity waves and numerical model simulations has not been shown before to our knowledge. Because the signal by wave–wave interactions is relatively small in the model, it is necessary for this validation to remove the effect of the random phase of the initial conditions in physical space by using an ensemble model integration. We also find it necessary to use eigenvalues and eigenvectors appropriate to the discrete numerical model for the initialization with the GM spectrum, for the model diagnostic, and for the calculation of the interaction coefficients for the kinetic equation. Part of the wave energy generates initially the geostrophic mode. After that inverse nonlinear geostrophic adjustment, wave energy is decreased at 2 < ω/f < 3 and increased at smaller ω and larger m by the nonlinear terms. The initial increase in the geostrophic mode and the transport pattern of wave energy for small m is reproduced by the kinetic equation including nonresonant interactions. The latter is similar to the result including only resonant interactions, but differences show up for both between the kinetic equation and the model simulations for m > (5–10)m*, where m* represents the dominant vertical wavenumber in the GM spectrum.
The resonant energy transfers predicted by the kinetic equation are in agreement with previous studies, although here calculated without using the hydrostatic approximation and with considerably larger numerical effort. Energy transfer weighted frequencies and wavenumbers show that parametric subharmonic instability (PSI) triad interactions are mostly responsible for the energy transfers at low frequencies toward large m, but that ID triad interactions become important for larger ω and large m, but also for small ω and very small m, as suggested by McComas and Bretherton (1977). The triad interactions for m > (5–10)m*, however, are found to violate the weak interaction assumption inherent to the kinetic equation, as anticipated by Holloway (1978, 1980, 1982) and Müller et al. (1986), which might explain the difference to the model simulations.
Due to the large computational costs, we were not able to increase the model resolution to fully cover the large scale separation important for ID. However, in the range of ω and m which we do cover (with considerable computational effort) and which is not affected too much by numerical damping and grid dispersion errors, there are no indications of significant energy transfers beyond the dominant energy transfers from 2 < ω/f < 3 toward smaller ω and larger m generated by PSI triad interactions. Our model results thus suggest no large role of ID for energy transfers in the GM spectrum, but this needs to be checked with models with higher resolution in the future. Sugiyama et al. (2009) find in a forced model simulation of internal wave interaction also predominantly energy transfers to near inertial frequencies by PSI triad interactions, but there the model is two dimensional and of coarser resolution as here.
Ignoring the caveat of model resolution and the role of ID, the observed GM spectrum demands energy transfers from 2 < ω/f < 3 to smaller ω and larger m. Note that it was shown in Eden et al. (2019b) that varying parameters in the GM spectrum Eq. (1) like the Coriolis parameter f, the bandwidth c*, or the spectral slope r, this coherent energy transfer pattern stays very similar. In steady state, these energy transfers need to be balanced by other terms in a more complete spectral energy balance in physical and spectral space. We believe that this question forms the major challenge to understand the global gravity wave field in the ocean and its effects. Already in the early studies by Müller and Olbers (1975), Olbers (1976), McComas and Bretherton (1977), and Pomphrey et al. (1980) it was envisioned that spectral regions of ∂t
However, we also know today that the wave field is predominantly generated by the interaction of the barotropic tide with topography, forcing waves with fixed frequency ωT. at a rate of 1–2 TW (Wunsch and Ferrari 2004). Recent estimates by Falahat et al. (2014) and Vic et al. (2019) point toward somewhat lower values of 0.5 TW for the first 10 baroclinic modes.
Other forcing processes as inertial pumping at the bottom of the surface mixed layer induced by winds appear to be much smaller (e.g., Rimac et al. 2013). Internal tidal waves can be refracted and scattered at the bottom or the balanced flow (Müller and Xu 1992; Savva and Vanneste 2018), changing their wavenumbers while their frequency ωT remains constant. As long as m remains small, the tidal waves cannot be directly dissipated by these processes. This route can then only be established by the interaction of the internal tidal waves with the continuum described by the GM spectrum.
We find that the GM spectrum in steady state demands an energy source in the spectral region of 2 < ω/f < 3. To adjust the Coriolis parameter f in order to locate the tidal forcing frequency ωT in this frequency interval implies for the most important half-daily tide roughly that 20° < |ϕ| < 30° (or 10° < |ϕ| < 15° for the daily tide), where ϕ denotes geographical latitude. To obtain a balanced energy spectrum in steady state, we could invoke therefore a nonlocal spectral energy balance, in which the tidal wave energy needs to propagate toward the latitudinal window where 2 < ωT/f(ϕ) < 3. Such a nonlocal spectral energy balance is given by the radiative transfer equation for gravity waves discussed in, for example, Olbers et al. (2012), where divergences of energy transports in physical and spectral space balance forcing, dissipation, the energy transfers by the wave–wave interactions, or the rate of change of the spectral energy
Latitudinal variations of (a) internal wave dissipation rates and (b) internal wave energy levels derived from Argo profiles of temperature, salinity, and pressure using the so-called finestructure method (e.g., Gregg 1989; Kunze et al. 2006) following the same procedure as detailed in Pollmann et al. (2017). Dots denote estimates at different longitudinal positions at a depth of 250–500 m, and lines show their average in the different ocean basins. Results deviating by more than a factor of 3 from the average at a given latitude are considered to be outliers and are disregarded in the calculation of the mean.
Citation: Journal of Physical Oceanography 50, 4; 10.1175/JPO-D-19-0022.1
Acknowledgments
This paper is a contribution to the Collaborative Research Centre TRR 181 “Energy Transfer in Atmosphere and Ocean” funded by the Deutsche Forschungsgemeinschaft (DFG, or German Research Foundation) Projektnummer 274762653. The numerical calculations have been performed on the “High Performance Computing system for Earth system research (HLRE-3)” at the Deutsches Klimarechenzentrum (DKRZ) of Hamburg, Germany.
APPENDIX A
Numerical Model
We use a model based on the incompressible equations of motions for a rotating and stratified fluid. The Earth’s rotation and stratification stability frequencies, f = 10−4 s−1 and N = 50f, respectively, are constant and representative for the midlatitude interior ocean. The numerical discretization is given in Eq. (A1). The model domain is triple periodic with 1001 grid points in all directions and 50 km × 50 km × 5 km extent and 50-m lateral and 5-m vertical grid resolution. Dissipation is given by explicit harmonic diffusion and friction with coefficients of 2.5 × 10−3 m2 s−1 (2 × 10−5 m2 s−1) in lateral (vertical) direction, which can be seen to parameterize the effect of smaller-scale turbulent motions. There is also implicit damping by the time stepping scheme which is chosen as a quasi-second-order Adam–Bashforth interpolation with adjusted weights to allow for stable simulations of gravity waves of highest frequency N with a time step of 20 s. The explicit damping affects predominantly the high wavenumbers, while the implicit damping affects the high frequencies, and both effects are proportional to
APPENDIX B
Eigenvalues and Eigenvectors
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