1. Introduction
Bubbles are a captivating visual cue of processes intrinsic to the evolving sea surface and an important participant in air–sea exchanges. A complete understanding of bubble dynamics remains elusive but is imperative to quantifying gas transfer and improving climate and hurricane numerical models (Stanley et al. 2009; Brumer et al. 2017). Intermittent destabilization of the sea surface results in wave breaking events that entrain air and generate turbulence. This turbulence fragments the volume of air into groups or plumes of bubbles (Holthuijsen and Herbers 1986; Gemmrich 2010). Subsequently, these bubbles alter subsurface optical properties, scatter sound, contribute to marine aerosol production, and enhance air–sea gas flux; their diverse role in air–sea interaction and ocean surface layer dynamics has been investigated in field and laboratory studies for decades (e.g., Blanchard and Woodcock 1957; Medwin 1970; Johnson and Cooke 1979; Deane and Stokes 1999). Since the earliest studies, size distribution has been observed to be the most important quantifiable property of a bubble population (Deane and Stokes 2002).
Wave growth, evolution, and breaking have been observed in the field and investigated in the laboratory (e.g., Thorpe and Stubbs 1979; Koga 1982; Rapp and Melville 1990; Drennan et al. 1996), but with critically limiting caveats. Field studies, such as those conducted in the surf zone or from research vessels and platforms (Deane 1997; Holthuijsen and Herbers 1986; Gemmrich and Farmer 2004), are site-specific and constrained by the stochastic nature of wave breaking. The lack of predictability and control in these open-ocean settings has placed limitations on data quality and replication compared to what is achievable in the laboratory. Conversely, the bubble populations analyzed in most prior laboratory experiments have been produced by waves breaking in an unrealistic manner. Popular mechanisms in the literature for this unnatural bubble entrainment have included dispersive focusing of waves, tipping buckets, and forced injection by jets, pipettes, or pumps through fixed-diameter orifices (Rapp and Melville 1990; Hwang et al. 1991; Rensen et al. 2005) without wind forcing. Additionally, even where natural wave breaking has been observed in the open ocean, it has served as background context for observed bubble populations rather than being directly linked via statistics to the size and number of bubbles actually seen.
Given the limitations in earlier studies, particularly including an outstanding deficit of direct bubble and air–sea gas exchange measurements in hurricanes, we conducted a series of novel laboratory wind-wave tank experiments that provide the first simultaneous measurements of wind-forced wave-breaking-induced bubble populations and subsurface turbulence measured in natural seawater up to hurricane force conditions. Bubble size distributions observed are directly linked to evolution of the sea surface wave field, changes in ambient water properties, and wave-scaled subsurface turbulence (Hwang et al. 1991; Drennan et al. 1996; Terray et al. 1996).
2. Data
a. Experiments
The experiments were conducted in the Surge–Structure–Atmosphere Interaction facility wind-wave tank (hereafter SUSTAIN) at the University of Miami’s Rosenstiel School of Marine and Atmospheric Sciences (RSMAS) from 10 to 14 July 2018. SUSTAIN is 23 m long × 6 m wide × 2 m high with an 18-m test section composed of acrylic wall panels to facilitate optical measurements and flow visualization. The acrylic tank is mounted within a stainless steel frame and concrete, permitting rigid instrumentation installations within and through ceiling panels at specific fetches. Wind is driven by a 1460-horsepower fan and forced through a flow collimator honeycomb array into the test section via a gently sloping adjustable flap to avoid jump discontinuities as the wind meets the water surface.
Twelve independently operating HR Wallingford mechanical piston-action wave paddles are situated directly below the wind inlet and are controlled through computer software linkages and a user interface. When in use together, SUSTAIN is capable of producing 10-m equivalent wind speeds in excess of 100 m s−1 (223.7 mph) and single-amplitude (monochromatic), spectral, and dispersive-focused waves with modified along-crest structure or spreading. Additionally, the SUSTAIN facility is equipped with a boiler-fed through-flow pump and heat exchanger that allows for specific set-point water temperatures to be achieved in the tank water volume; this capability was particularly crucial to the experimental design. A schematic of SUSTAIN with instrument locations indicated with symbols is shown in Fig. 1.

Schematic of the test section of the SUSTAIN facility wind-wave tank. Wind/airflow was blown in the direction of the positive x axis. The instrument locations are indicated with symbols. (a) Above-tank view, showing the position of instruments. The bubble imager has two separate cylindrical nodes, which are depicted in purple here at about 9-m fetch. (b) Side view of the tank, with instrument locations shown. Note that the instruments have different cross-tank positions along the positive y axis. (c) Schematic symbols legend. Schematic not to scale.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Schematic of the test section of the SUSTAIN facility wind-wave tank. Wind/airflow was blown in the direction of the positive x axis. The instrument locations are indicated with symbols. (a) Above-tank view, showing the position of instruments. The bubble imager has two separate cylindrical nodes, which are depicted in purple here at about 9-m fetch. (b) Side view of the tank, with instrument locations shown. Note that the instruments have different cross-tank positions along the positive y axis. (c) Schematic symbols legend. Schematic not to scale.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Schematic of the test section of the SUSTAIN facility wind-wave tank. Wind/airflow was blown in the direction of the positive x axis. The instrument locations are indicated with symbols. (a) Above-tank view, showing the position of instruments. The bubble imager has two separate cylindrical nodes, which are depicted in purple here at about 9-m fetch. (b) Side view of the tank, with instrument locations shown. Note that the instruments have different cross-tank positions along the positive y axis. (c) Schematic symbols legend. Schematic not to scale.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Thirty-five independent experiments comprised this study, each with a specific water temperature, wind speed, and wave condition. Wind speeds spanned the range 10.6–50 m s−1 and either monochromatic or JONSWAP (Joint North Sea Waves Project) spectral (e.g., Hasselmann et al. 1973) waves were produced. Since one of the primary goals of this collaborative study was to quantify bubble gas transfer and dynamics, the length of each experiment was governed by the noble gas mole ratios and saturation state, which were monitored throughout each experiment. A gas equilibration period with weak wind and gentle waves was necessary between each experiment. Water temperature set points for the experiments were 20°, 26°, and 32°C and were monitored at two depths and four locations within the tank. Noble gases included neon (Ne). argon (Ar), krypton (Kr), xenon (Xe), helium (He), and oxygen gas (O2), and were measured in undersaturated and supersaturated conditions in different subsets of experiments. The gas saturation conditions were as listed prior to the experiment(s) indicated. A full summary of the experimental conditions is given in Table 1.
Experimental conditions in SUSTAIN. The column headers refer to experiment number, water temperature (Tw), wave type either monochromatic or JONSWAP spectrum, dominant wave frequency (f) or peak period (Tp), amplitude (a) or significant wave height (Hs), and gas saturation conditions in the water.


b. Instrumentation
1) Air side and at interface
Instruments were positioned near the middle of the SUSTAIN tank due to ease of access and to allow for wave development (see Fig. 1). Noble gas measurements and discrete gas concentration samples were taken from the midtank region of the testing section (≈9.10–10.6-m fetch) using a gas equilibrator mass spectrometer (GEMS; Manning et al. 2016), copper tube samples that were brought to the Woods Hole Oceanographic Institution (WHOI) Isotope Geochemistry Facility for analysis, equilibrator inlet mass spectrometer (EIMS; Cassar et al. 2009), and an optode oxygen gas sensor. The GEMS and EIMS units were mounted on a crane-suspended platform above the SUSTAIN midtank panel to minimize momentum transfer and vibrations. GEMS and EIMS provided continuous noble gas mole ratios (Ne/Xe, Kr/Xe, etc.) and O2/Ar mole ratios, respectively; the two mass spectrometers were continuously routed subsurface water from SUSTAIN via a water pump relay system. Discrete noble gas samples for measuring actual concentrations were taken using copper tube sampling on water transported by the same submersible water pump. The specific details of the noble gas measurement strategy and instrumentation are outside the scope of this manuscript; however, we direct interested readers to Kinjo (2019).
Inlet-ward of the midtank panel, we placed a cross-pattern array of five Senix ToughSonic ultrasonic distance meters (UDMs; average fetch of 7.93 m) and at a roughly similar fetch (7.71 m), a Campbell Scientific infrared gas-analyzer and 3D sonic anemometer (IRGASON). The UDMs provided time-of-flight distance to water surface data at 10–20 Hz, and the IRGASON sonic anemometer measured the u, υ, and w wind velocities, and sonic air temperature T at 20 Hz. The IRGASON was placed in an off-center cross-tank position so as to not obstruct or be obstructed by other instruments. A series of three full-length (2 m) Ocean Sensor Systems (OSS) WS Type III wave wires were arranged in an equilateral triangular configuration with 0.283 m side lengths at an average fetch of 10.075 m. Each wave wire in the array recorded at 20-Hz sampling frequency and was externally hose-clamped and made taut based on visual necessity before experiments were underway. The triangular arrangement was chosen based on a similar configuration with UDMs aboard the R/V F. G. Walton Smith for implementation of wavelet directional method (WDM; Donelan et al. 1996) analysis using the surface elevation time series. Water surface elevation, individual wave crest statistics and feature analysis, and surface elevation spectra were derived from this array.
Above the midtank panel, two cameras were focused on a 1.20 m × 0.90 m rectangular region of the water surface, observed through protective thin plastic sheets. Nearer to the wind inlet, a FluxData FD-1665 polarimeter comprised of a beam-splitter and three Basler Scout charge-coupled device (CCD) cameras captured images at 50 frames per second at 0°, 45°, and 90° linear polarization states for surface slope reconstruction. Details on this camera system, and its use in the laboratory and the field are described in Laxague et al. (2017). At the other end of the panel, a FLIR T540 series high-resolution forward-looking infrared camera was mounted to observe the surface skin temperature. The FLIR sampled nominally at about 30 Hz with 464 pixel × 348 pixel resolution; images were saved in sequence files using FLIR Thermal Studio Pro software.
2) Water side
Water temperature was varied throughout the experiments, necessitating continuous measurements at multiple locations to ensure the water volume was homogenized. Four Decagon conductivity–temperature–depth (CTD) sensors were submerged and attached with suction cups in a downward facing orientation to give real-time information on the salinity, water temperature, heat exchanger performance for experiment timing, and depth for tank refilling. Two CTDs were placed at the fetch extremes (0.05 and 16.17 m) of SUSTAIN, near the inlet and start of the parabolic beach, respectively; the other two were positioned at 9.86-m fetch in the midtank region but at heights of 0.125 and 0.465 m above the bottom of SUSTAIN. This arrangement allowed for the calculation of horizontal and vertical gradients.
Three different instruments were submerged and attached to the bottom of SUSTAIN in the midtank region using suction cups and lead weights: an oxygen optode sensor, two acoustic Doppler current profilers (ADCPs), and a bubble shadowgraph imager system. The oxygen optode measured O2 concentrations and was taking measurements at the approximately 9.86-m fetch in-line with the vertically staggered CTDs. Both ADCPs were upward-sensing Nortek manufactured units; a four-beam fast-sampling Vectrino Profiler and a three-beam 2-MHz Aquadopp HR high-resolution full-depth profiler. The Vectrino Profiler provided subsurface velocity and turbulence data for this study, sampling at 100 Hz at 9.44-m fetch. Velocity and turbulence data were observed over a 0.03 m cylinder at 0.001 m vertical resolution; this field of view was 0.34 m down-fetch of the bubble imager system center.
The bubble shadowgraph imaging system (hereafter, bubble imager; Özgökmen et al. 2018) was composed of an adjustable plastic and painted steel mount and two large cylinders encasing the camera and LED light source (Fig. 2). The bubble imager was positioned underwater at 9.10-m fetch and its data transmission and power cables were fed through the midtank plywood panel to a computer. Shadowgraph images were captured with a Basler avA2300-gm area-scan camera using a telecentric lens at 5-Hz imaging frequency. The telecentric lens removes parallax error that would distort object size in the images. Using a calibration square transparency with 0.001 m × 0.001 m grids, the 2328 pixel × 1750 pixel field of view was translated into 0.0685 m × 0.0515 m in physical space. Multiplied by the 0.1-m spacing between the two black cylindrical imager nodes, the bubble imager volume observed was 3.524 × 10−4 m3. The LED light source was a Luxeon Rebel royal blue (470 nm) emitter; light rays were directed through a collimator before entering the observed water volume.

The bubble shadowgraph imager (a) unit photograph and (b) components and operation diagram.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

The bubble shadowgraph imager (a) unit photograph and (b) components and operation diagram.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
The bubble shadowgraph imager (a) unit photograph and (b) components and operation diagram.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
3. Methods and analysis
a. Wind and surface stress
Three-dimensional air-side velocity, air density, and sonic temperature measured by the Campbell Scientific IRGASON sonic anemometer were postprocessed using a sonic diagnostic flag hierarchy described in Table 10.2 of the instrument manual (https://s.campbellsci.com/documents/us/manuals/irgason.pdf). Values contain a bit field monitoring various conditions pertaining to the instrument operation and data quality, each set to true until the indicated condition is no longer present. As such, bit values of “0” indicate no flags are triggered and represent good data. Velocity data were subset to retain only good values when computing measured wind speed at instrument height Uz, and for the calculation of eddy covariance momentum flux terms for determining air-side friction velocity
b. Surface wave field structure and evolution

Decomposition of dimensions for individual wave analysis (a) as described in Babanin et al. (2007, their Fig. 1) and (b) example based on water surface elevation η measurements from the SUSTAIN wave wire array.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Decomposition of dimensions for individual wave analysis (a) as described in Babanin et al. (2007, their Fig. 1) and (b) example based on water surface elevation η measurements from the SUSTAIN wave wire array.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Decomposition of dimensions for individual wave analysis (a) as described in Babanin et al. (2007, their Fig. 1) and (b) example based on water surface elevation η measurements from the SUSTAIN wave wire array.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
c. Identification of breaking waves

Morlet wavelet amplitude
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Morlet wavelet amplitude
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Morlet wavelet amplitude
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
d. Bubble population identification and properties
Subsurface bubbles were observed using shadowgraphy, wherein the imager system camera captured the visible pattern of illumination variations caused by the refraction and reflection of light rays through and off of the bubbles. The degree of angular deflection of light by a bubble is directly related to its size and composition (i.e., void fraction) via Snell’s law of refraction, n1 sinθ1 = n2 sinθ2, where n is the refractive index and θ is the angle of deflection relative to the interface between the two media indicated by subscripts 1 and 2.
Illumination gradients (contrast) in the images were analyzed to identify the boundaries of the bubbles via a circular Hough transform (CHT; Atherton and Kerbyson 1999), which has been used in previous studies where bubble size distribution was optically quantified (Deane and Stokes 1999; Riquelme et al. 2013). For each image, the CHT uses a complex (i.e., real and imaginary) 3D accumulator array that gathers votes cast by foreground pixels of sufficient illumination gradient magnitude. A sensitivity threshold dictates whether pixels possess sufficient gradient magnitude to cast votes. Votes are cast in a circle of fixed radius r for and at the location of all eligible pixel pairs (x, y) in the images to determine the circle center (ax, ay). Intuitively, overlap of votes defines the circle center and is the namesake accumulation. In a second step, the precise radius r is determined using a “phase-coding” technique; briefly, the method involves accumulating in-phase pixels along radial “spoke” lines of varying phase 0–2π radians between edge pixels and circle centers. For additional details, readers are directed to Atherton and Kerbyson (1993). For our purposes, the CHT provides coordinates of the center of bubble objects and their radii rb over a span of radius values. Once identified, the volume Vb, surface area ab, and void fraction estimate αb = (Vb/VT) were determined using the familiar geometric formulas by assuming spherical bubble geometry where VT = 3.524 × 10−4 m3 is the total volume observed by the bubble imager. A series of progressive bubble images showing the bubble identification process via CHT is given in Fig. 5.

Bubble identification with the circular Hough transform (CHT; Atherton and Kerbyson 1999) in an example image taken during experiment 34. (a) The raw original 2328 pixel × 1750 pixel image, (b) identified bubble edges indicated in blue with a small inset focus on a 100 pixel × 100 pixel section, and (c) zoomed inset showing the bubbles and labeled edges.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Bubble identification with the circular Hough transform (CHT; Atherton and Kerbyson 1999) in an example image taken during experiment 34. (a) The raw original 2328 pixel × 1750 pixel image, (b) identified bubble edges indicated in blue with a small inset focus on a 100 pixel × 100 pixel section, and (c) zoomed inset showing the bubbles and labeled edges.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Bubble identification with the circular Hough transform (CHT; Atherton and Kerbyson 1999) in an example image taken during experiment 34. (a) The raw original 2328 pixel × 1750 pixel image, (b) identified bubble edges indicated in blue with a small inset focus on a 100 pixel × 100 pixel section, and (c) zoomed inset showing the bubbles and labeled edges.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Bubble size distributions (or bubble spectra) were determined by constructing a histogram using the observed bubble radii, as in previous studies (e.g., Thorpe 1982; Deane and Stokes 2002). Bin width δr was taken to be 30.25 μm, equal to the square pixel resolution of the Basler avA2300-gm area-scan camera in accordance with methodological precedent from Deane and Stokes (1999). Consequently, radii of 30.25–1512.50 μm (1–50 pixel radius) were included in size distributions. We also determined probability distribution function (PDF) and cumulative distribution function (CDF) estimates through histogram normalization.
e. Subsurface turbulence and dissipation rate
Velocity data with SNR not meeting the relevant criteria were flagged and discarded. The Goring-Nikora 3D phase-space algorithm despiked velocity data uses a 3D phase-space or Poincaré map to separate good data from spiky data using a mathematical ellipse constructed from the derivative and Laplacian of the raw velocities. Extreme values in the derivative and Laplacianindicate outliers associated with rapidly changing data, or data with high spread or variance. Data within the Poincaré ellipse was retained, whereas spiky data was eliminated and linear interpolation was performed to fill across spikes (W. M. Drennan 2020, personal communication).

Triple decomposition of subsurface velocity signals from the ADCP. (a) Raw signal u. (b) Wave-coherent signal
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Triple decomposition of subsurface velocity signals from the ADCP. (a) Raw signal u. (b) Wave-coherent signal
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Triple decomposition of subsurface velocity signals from the ADCP. (a) Raw signal u. (b) Wave-coherent signal
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
1) The ARIIS algorithm
A recently developed algorithm for robustly identifying the inertial subrange (ARIIS; Ortiz-Suslow et al. 2020) alleviates subjective ambiguity by identifying the most probable Δk and the slope of the inertial subrange using an empirical fit. ARIIS was originally field tested using turbulent velocity data collected offshore of Southern California from towered 3D ultrasonic anemometers aboard the R/P FLIP during the Coupled Air–Sea Processes and Electromagnetic Ducting Research (CASPER; Wang et al. 2018) field campaign. ARIIS has three steps: 1) declaration of inputs and constants, 2) check for isotropic convergence, and 3) robust slope-fitting of the identified subrange to k−5/3.
4. Results
a. Wind stress and surface wave spectra

Wind and stress in SUSTAIN experiments with monochromatic and JONSWAP spectrum wave conditions: (a) 10-m equivalent wind speed U10 as a function of SUSTAIN fan speed (Hz) and (b) τ (N m−2) as a function of U10. COARE 3.5 data (Edson et al. 2013) are given by the black crosses.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Wind and stress in SUSTAIN experiments with monochromatic and JONSWAP spectrum wave conditions: (a) 10-m equivalent wind speed U10 as a function of SUSTAIN fan speed (Hz) and (b) τ (N m−2) as a function of U10. COARE 3.5 data (Edson et al. 2013) are given by the black crosses.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Wind and stress in SUSTAIN experiments with monochromatic and JONSWAP spectrum wave conditions: (a) 10-m equivalent wind speed U10 as a function of SUSTAIN fan speed (Hz) and (b) τ (N m−2) as a function of U10. COARE 3.5 data (Edson et al. 2013) are given by the black crosses.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Laboratory fan speeds ranged from 11.0 to 40.9 Hz, producing U10 = 11–50 m s−1 (24.6–111.8 mph) or category 3 equivalent at the highest fan speed used. As wind speed measured inside SUSTAIN is dependent upon both fan speed and air volume constriction from changes in water depth (e.g., wave propagation, water loss due to spray ejection), U10 was 1.4%–2.5% larger in the presence of monochromatic waves versus when JONSWAP spectrum waves were present. The τ increased in the presence of both wave types, with a quadratic to linear dependence on U10. Differences in wind stress measured above the two wave types increased according to a quadratic fit with U10 from Δτ ≈ 0.0067–0.0682 N m−2, with τ larger above monochromatic waves than JONSWAP spectrum waves. Consequently, 2.0%–4.1% less aerodynamic drag CD10 is observed above monochromatic waves.
Water surface elevation (wave) spectra Sη(f) constructed from η(t) are presented in Fig. 8, color-coded according to increasing U10. Here, we compare Sη from monochromatic wave experiments 2–8 to those from JONSWAP spectrum wave experiments 27–34, where fan speed and starting water levels were the same and average water temperatures

Water surface elevation (wave) spectra from (a) experiments 2–8 with monochromatic wave field present, and (b) experiments 27–34, where JONSWAP spectrum waves were present. (c) Integrated directional wave spectral density: compare the monochromatic (red) and JONSWAP spectrum (blue) wave spectra. Each value in (c) considers wave energy from ±30° from the wave propagation direction (down-fetch). Squares indicate the mean while the error bars give ±1 standard deviation.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Water surface elevation (wave) spectra from (a) experiments 2–8 with monochromatic wave field present, and (b) experiments 27–34, where JONSWAP spectrum waves were present. (c) Integrated directional wave spectral density: compare the monochromatic (red) and JONSWAP spectrum (blue) wave spectra. Each value in (c) considers wave energy from ±30° from the wave propagation direction (down-fetch). Squares indicate the mean while the error bars give ±1 standard deviation.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Water surface elevation (wave) spectra from (a) experiments 2–8 with monochromatic wave field present, and (b) experiments 27–34, where JONSWAP spectrum waves were present. (c) Integrated directional wave spectral density: compare the monochromatic (red) and JONSWAP spectrum (blue) wave spectra. Each value in (c) considers wave energy from ±30° from the wave propagation direction (down-fetch). Squares indicate the mean while the error bars give ±1 standard deviation.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
b. Surface wave statistics
By individually analyzing wave crests captured by wave wire data using the aforementioned zero-crossing wave quadrant method (cf. Babanin et al. 2007), we quantified statistics of the waves observed in each experiment. Figure 9 summarized the statistics, including wave frequency f, wavenumber k, wave height H, wave steepness δ = (H/2)k, above–below zero wave skewedness Sk, and forward–rear wave crest asymmetry As. In each panel, we color the data according to significant wave height Hsig. In each panel, statistics from monochromatic wave (JONSWAP spectrum wave) experiments are indicated with squares (triangles). In Fig. 9a, waves of higher frequency f have higher wavenumber k regardless of wave condition; however, waves in monochromatic conditions are substantially more clustered around f = 1.00 Hz and k = 4.00 rad m−1. Average frequency and wavenumber for these monochromatic cases was

Wave statistics determined from SUSTAIN wave wire data. (a) Median wavenumber k and wave frequency f. (b) Median wave height H and steepness δ. (c) Median wave crest skewedness Sk and wave crest asymmetry As. In each panel, monochromatic wave statistics are indicated by squares, while JONSWAP spectrum wave statistics are indicated with triangles. Each data point across all panels is colored according to significant wave height Hsig given by the color bar.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Wave statistics determined from SUSTAIN wave wire data. (a) Median wavenumber k and wave frequency f. (b) Median wave height H and steepness δ. (c) Median wave crest skewedness Sk and wave crest asymmetry As. In each panel, monochromatic wave statistics are indicated by squares, while JONSWAP spectrum wave statistics are indicated with triangles. Each data point across all panels is colored according to significant wave height Hsig given by the color bar.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Wave statistics determined from SUSTAIN wave wire data. (a) Median wavenumber k and wave frequency f. (b) Median wave height H and steepness δ. (c) Median wave crest skewedness Sk and wave crest asymmetry As. In each panel, monochromatic wave statistics are indicated by squares, while JONSWAP spectrum wave statistics are indicated with triangles. Each data point across all panels is colored according to significant wave height Hsig given by the color bar.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Wave steepness shows similar behavior in Fig. 9b in that, although wave height and steepness increase expectedly with Hsig, JONSWAP spectrum waves steepen 4.5% faster per unit wave height than the monochromatic waves. Monochromatic waves, however, again have greater average steepness and less spread in δ values, with
Laboratory and numerical model investigation into predicting breaking wave onset (Babanin et al. 2007) and results from earlier wave breaking studies (Caulliez 2002; Young and Babanin 2006) have measured inherent nonlinear characteristics of breaking waves, namely, the asymmetry and skewedness. Figure 9c shows measurements for these two wave crest features, and from cursory examination the relationship is less clear than the previous statistics. Based on their definitions in (2b) and (2c), breaking of waves is favored where asymmetry is negative (wave crest tilted forward in direction of propagation) and where skewedness is positive (crest height exceeds trough depth). In Babanin et al. (2007), these behaviors occur with increasing wave steepness δ (see their Fig. 4).
In Fig. 9c, monochromatic waves actually become less negatively asymmetric (although As < 0) and less positively skewed (although Sk > 0) as they steepen, with a weak trend (R2 = −0.21) of decreasing As with increasing Sk. Conversely, for JONSWAP spectrum waves experiments there are two behaviors dependent upon wave steepness δ: for small to moderate δ, asymmetry and skewedness of waves is less negative and less positive, respectively; for moderate to large δ, wave crests asymmetry becomes increasingly negative and skewedness becomes increasingly positive. Additionally, the correlation of wave crest asymmetry As and skewedness Sk in JONSWAP spectrum experiments is large and significant (R2 = 0.76, p0.05 = 0.016) where p0.05 is the significance test probability at the 95% confidence interval. The inflection point between these two behaviors occurs at δ = 0.23 where U10 ≈ 36 m s−1, suggesting that JONSWAP spectrum waves may break as a consequence of the effects of nonlinear asymmetries, while monochromatic wave breaking is occurring as a consequence of steepness of the waves. Monochromatic wave breaking may also be augmented by the presence of bound waves on the leeward face more commonly observed with higher-amplitude long waves (Plant et al. 1999).
Wave breaking likelihood Pb is quantified using the dynamic criterion (Hwang et al. 1989; Liu 1993) given in (9), relating downward acceleration of wave crests to gravitational acceleration, in both monochromatic and JONSWAP spectrum wave experiments (Fig. 10). In Figs. 10a and 10b, the wave steepness δ is multiplied by skewedness and asymmetry, respectively, to represent cumulative effects of steep and asymmetric waves. In Figs. 10c and 10d, steepness scaled skewedness and asymmetry are related to the kinematic energy loss due to breaking estimated via ΔQb = u2 + w2, where u and w are particle velocities at the free surface, following Hwang et al. (1989). Recapitulating, positive skewedness and negative asymmetry are associated with breaking, and feature crests larger above the zero vertical plane with forward tilt in the direction of wave propagation (Babanin et al. 2007). In Fig. 10a, breaking likelihood is found to increase as waves steepen and crests are skewed positive. Linear regression fits of Pb and δ × Sk show statistical significance in JONSWAP spectrum conditions at 95% confidence (R2 = 0.66, p0.05 = 0.014), while correlation and p values for the monochromatic cases were lower and not significant at equal confidence (R2 = 0.46, p0.05 = 0.09). Conversely, increasingly negative steepness scaled lateral crest asymmetry δ × As is statistically significantly correlated with larger Pb in both wave conditions (R2 = 0.82, p0.05 = 0.002, and R2 = 0.75, in JONSWAP spectrum and monochromatic experiments, respectively).

(a),(b) Wave breaking prevalence and (c),(d) kinetic energy loss due to breaking as a function of (left) steepness scaled skewedness δ × Sk and (right) steepness scaled asymmetry δ × As. In each panel, monochromatic wave statistics are indicated by squares, while JONSWAP spectrum wave statistics are indicated with triangles. Each data point across all panels is colored according to significant wave height Hsig given by the color bar.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

(a),(b) Wave breaking prevalence and (c),(d) kinetic energy loss due to breaking as a function of (left) steepness scaled skewedness δ × Sk and (right) steepness scaled asymmetry δ × As. In each panel, monochromatic wave statistics are indicated by squares, while JONSWAP spectrum wave statistics are indicated with triangles. Each data point across all panels is colored according to significant wave height Hsig given by the color bar.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
(a),(b) Wave breaking prevalence and (c),(d) kinetic energy loss due to breaking as a function of (left) steepness scaled skewedness δ × Sk and (right) steepness scaled asymmetry δ × As. In each panel, monochromatic wave statistics are indicated by squares, while JONSWAP spectrum wave statistics are indicated with triangles. Each data point across all panels is colored according to significant wave height Hsig given by the color bar.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Kinematic energy loss ΔQb has no significant relationship with steepness scaled skewedness δ × Sk, however, statistical significance is observed when coupling the effects of steepness and lateral asymmetry via δ × As. In both JONSWAP spectrum and monochromatic wave experiments, increased scaled asymmetry results in larger energy loss due to breaking, with R2 = 0.92, p0.05 = 0.002 and R2 = 0.84, p0.05 = 0.010, in the respective conditions. Summarizing, we observe increased wave breaking likelihood with steeper, positively skewed, and negatively asymmetric waves; particularly, correlations and significance statistics are most similar when considering the relationships between wave crest asymmetry, breaking likelihood, and wave breaking intensity (via the proxy ΔQb). Hence, the combined effects of steepness and asymmetry are the most universal across our observed wind and wave conditions in the context of breaking probability and intensity.
c. Bubble size distributions
Bubble populations have been estimated or quantified by visual, camera-aided optical, and acoustic methods since the mid-twentieth century; therefore, we first summarize wind, wave, notable environmental conditions, and bubble size to contrast data from prior studies with those in this work in Table 1.
From Table 2, we note the earlier studies were field experiments in coastal locations, offshore of beaches, and from research vessels or platforms; however, this summary table does not report all extant studies. More recent work has been conducted in controlled laboratory settings and has included expanding the upper range of observed bubble radii using improved acoustic and optical methods as well as via the benefit of larger tanks and fetch. Our study includes the highest range of wind speeds and the only to attain hurricane-force intensity, two distinct types of waves (the use of mechanical wave paddles is not unique to our work), and natural seawater as in Deane et al. (2016). We also observed a wide range of radii in the bubbles seen, taking advantage of high pixel resolution in a subsurface optical system (shadowgraph imager) and robust bubble identification algorithm (Atherton and Kerbyson 1999; see also Deane and Stokes 1999; Riquelme et al. 2013).
Brief summary of several field, numerical, and laboratory studies involving the measurement of bubble size distributions including the present work, with units where necessary indicated. In the table, H refers to wave height, T to wave period, Tw to water temperature, PB to plunging breaking waves, SB to spilling breaking waves, MWP to mechanical wave packet, WPF to wave packet frequency, and NPS to natural pumped seawater.


In the present study, bubble size distributions were constructed from a series of 10 shadowgraph images taken beneath the water surface and temporally in the middle of each experiment. We focus on the bubble density beneath the monochromatic and JONSWAP spectrum wave experiments 1–8 and 27–34, respectively. In these experiments, 10-m equivalent wind speed U10N = 11.2–53.5 m s−1 and average water temperature

Bubble size distributions for (a) monochromatic experiments 1–8 and (b) JONSWAP spectrum wave experiments 27–34, color-coded by U10N. Colored circles indicate the bin average, and error bars show 1 standard deviation across the 10 images used in the construction of each distribution. (c) Void fraction α and (d) surface area to volume ratio for the respective experiments as a function of wind stress τ, defined in Eq. (17).
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Bubble size distributions for (a) monochromatic experiments 1–8 and (b) JONSWAP spectrum wave experiments 27–34, color-coded by U10N. Colored circles indicate the bin average, and error bars show 1 standard deviation across the 10 images used in the construction of each distribution. (c) Void fraction α and (d) surface area to volume ratio for the respective experiments as a function of wind stress τ, defined in Eq. (17).
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Bubble size distributions for (a) monochromatic experiments 1–8 and (b) JONSWAP spectrum wave experiments 27–34, color-coded by U10N. Colored circles indicate the bin average, and error bars show 1 standard deviation across the 10 images used in the construction of each distribution. (c) Void fraction α and (d) surface area to volume ratio for the respective experiments as a function of wind stress τ, defined in Eq. (17).
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Average bubble size distributions, regardless of wave conditions present, show an increase in the total number of bubbles over low to moderate U10N ≈ 11.7–34.8 m s−1. The number of bubbles beneath JONSWAP spectrum (monochromatic) waves increases by approximately 4.6 times (2.4 times) at a rate of about Δn/ΔU10 ≈ 5.75 × 105 (1.22 × 106) bubbles (m s−1)−1, followed by a decrease in the number of bubbles at higher winds. Therefore, monochromatic waves produce a greater number of bubbles at a greater rate with the increase in wind forcing at these speeds. Additionally, while the peak (or most observed) bubble radius is steady or increasing over the low to moderate wind speeds, for U10 > 35 m s−1 the peak bubble radius decreases in both wave conditions. Beneath JONSWAP spectrum (monochromatic) wave conditions, this occurs at a rate Δr/ΔU10 ≈ −7.2 (−6) μm/U10. Therefore, subject to comparable wind speeds and marginally higher stress (
In Figs. 11c and 11d, we show the void fraction αb = (Vb/VT) and surface area to volume ratio (SA:V), respectively, for the same experiments whose bubble number spectra are shown in Figs. 11a and 11b. Although void fraction magnitude is on average 3.2 times larger in monochromatic wave conditions than JONSWAP spectrum wave conditions, void fraction increases 1.5 times faster beneath the latter wave condition. Surface area to volume ratio, which relates the exposed bubble surface given a certain internal volume (shown in Fig. 11d), indicates a greater magnitude of SA:V in JONSWAP spectrum wave conditions. SA:V is 1.6 times larger in JONSWAP spectrum wave conditions; however, the reduction in SA:V with stress occurs at a rate 4.7 times as quickly in monochromatic conditions. Therefore, larger total entrained bubble volume results in greater void fractions in monochromatic wave conditions where waves are higher, steeper, and more frequently break. Conversely, in monochromatic conditions a more rapidly decreasing bubble radius and SA:V with increasing stress demonstrate the greater number of small bubbles observed in monochromatic wave condition bubble spectra.
Void fraction αb increases exponentially and statistically significantly with
A series of bubble images, each with progressively larger

Subsurface bubble evolution and interaction as captured in shadowgraph images subject to increasing
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Subsurface bubble evolution and interaction as captured in shadowgraph images subject to increasing
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Subsurface bubble evolution and interaction as captured in shadowgraph images subject to increasing
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
d. Parameterization of bubble distributions based on wind, wave, and temperature data

Exponential distribution parameters and their relationship to wave-scaled wind input to waves
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Exponential distribution parameters and their relationship to wave-scaled wind input to waves
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Exponential distribution parameters and their relationship to wave-scaled wind input to waves
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
To validate the parameterizations and quantify error, the average of 10 distributions (one per shadowgraph image) were compared with constructed exponential distributions using the expected values defined via (2a) and (2b). Histograms of the observed distributions beneath JONSWAP spectrum waves are overlain with both the parameterized exponential distribution using

(a)–(h) Observed and parameterized bubble size distributions in the JONSWAP spectrum wave conditions. Histograms depicting the observed distributions are in blue bars, the parameterized distribution is plotted in red. The exact fits are given in black. The ratio of parameterized and observed distribution parameters as previously described are given in each panel. The title indicates the wind speed in each panel.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

(a)–(h) Observed and parameterized bubble size distributions in the JONSWAP spectrum wave conditions. Histograms depicting the observed distributions are in blue bars, the parameterized distribution is plotted in red. The exact fits are given in black. The ratio of parameterized and observed distribution parameters as previously described are given in each panel. The title indicates the wind speed in each panel.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
(a)–(h) Observed and parameterized bubble size distributions in the JONSWAP spectrum wave conditions. Histograms depicting the observed distributions are in blue bars, the parameterized distribution is plotted in red. The exact fits are given in black. The ratio of parameterized and observed distribution parameters as previously described are given in each panel. The title indicates the wind speed in each panel.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
In Fig. 14, parameterized bubble size distributions agree well with observations at wind speeds U10 ≥ 31.6 m s−1, with Np/Nm and γm/γp nearer to unity in those cases. The most commonly observed bubble radius observed as indicated by the peaks in n(r) decreases from r = 166 μm to r = 75 μm as wind speed increases from 31.6 to 49.8 m s−1 (bin width dr = 30.25 μm). Agreement is poor in the low-wind conditions (Figs. 14a–c) because wind stress and wave heights are insufficient to entrain many bubbles, impacting the brightness gradients and foreground–background separation involved in the bubble identification process. Our parameterization thus carries with it the expectation that increased input from wind to waves per unit significant wave height results in a broadening of the distributions resulting in less bubbles at the peak radius and a slower decay rate. In a similar way, the bubble size distributions from beneath monochromatic wave conditions and their parameterized fits are shown in Fig. 15.

(a)–(g) Observed and parameterized bubble size distributions in the monochromatic wave conditions. Histograms depicting the observed distributions are in blue bars, the parameterized distribution is plotted in red. The exact fits are again given in black. The ratios of distribution parameters are also given. The title indicates the wind speed in each panel.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

(a)–(g) Observed and parameterized bubble size distributions in the monochromatic wave conditions. Histograms depicting the observed distributions are in blue bars, the parameterized distribution is plotted in red. The exact fits are again given in black. The ratios of distribution parameters are also given. The title indicates the wind speed in each panel.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
(a)–(g) Observed and parameterized bubble size distributions in the monochromatic wave conditions. Histograms depicting the observed distributions are in blue bars, the parameterized distribution is plotted in red. The exact fits are again given in black. The ratios of distribution parameters are also given. The title indicates the wind speed in each panel.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
As in the JONSWAP wave spectrum experiments, bubble size distributions show broadening and decrease in average bubble size from r = 166 μm to r = 45 μm as wind forcing increases, generally from U10 ≥ 27.2. Using the parameters from the exact fits, Npeak takes a maximum in both wave conditions for U10 = 27.2–36.3 m s−1, decreasing thereafter as the bubble size distributions broaden to include other bubble radii. Similarly, γ takes its most negative values in that wind speed range and then begins to increase toward zero such that the rate of bubble loss at higher radius is less rapid. Since wave breaking and the turbulent kinetic energy flux associated with it are integral to the production and separation of bubbles across a variety of radii, in the next subsection we complete the connection between sea surface structure and subsurface turbulence using surface wave and subsurface ADCP turbulence measurements.
e. Subsurface turbulent kinetic energy and dissipation
Here, we use our laboratory measurements of subsurface turbulence and dissipation beneath different wind-wave environments to extend previous data to the hurricane-force wind-wave regime. Wave scaling of dissipation rate follows the method used on fixed tower measurements by Terray et al. (1996) at the Canada Centre for Inland Waters (CCIW), and by Drennan et al. (1996) based on underway vessel data from the R/V Frederick G. Creed. The wave-scaled dissipation rate εHsigF−1 includes significant wave height as multiplier to the raw measurement, while the wind-to-wave energy input F reduces the wave-scaling effects as more energy input occurs from wind to waves.
In Fig. 16, we show the midprofile zonal velocity spectrum Suu(f) for both wave types with increasing 10-m equivalent wind speed U10N. In the JONSWAP wave spectrum experiments (blue curves), spectra were flat or nearly flat at frequencies lower than the expected peak near f ≈ 1.00 Hz. Wave band development can be seen progressively from Figs. 16c to 16h, with the peak frequency shifting from fp = 4.30 Hz to fp = 0.93 Hz with wind speed increasing with each panel. The inertial subrange slope in the velocity spectra where U10N ≥ 34 m s−1 (hurricane force) are −2.05, −1.73, −1.67, and −1.67, respectively. At wind speeds less than this, the portion of the turbulence spectra determined to be isotropic (via ARIIS, see section 3d) includes wave band energy contributions. Comparing to the monochromatic wave experiments (red), again, at lower wind speeds the wave band may be part of the identified inertial subrange. At wind speeds U10N ≥ 27 m s−1, the wave band is broader with less spectral density, while it narrows considerably to the frequency range expected of prescribed monochromatic waves at moderate and high winds. Additionally, the average area beneath the inertial subrange of the spectra indicates the turbulent kinetic energy to be 5.65 × 10−4 ± 6.4 × 10−4 m2 s−2 beneath high-wind (U10N ≥ 34 m s−1) JONSWAP spectrum waves and 1.01 × 10−3 ± 6.2 × 10−4 m2 s−2 under similar monochromatic wave conditions—a difference of 76.9%. Based on this, we expect larger TKE dissipation rates beneath monochromatic waves, where the isotropic turbulence in the inertial subrange extends to higher frequencies than those in JONSWAP spectrum wave conditions.

Vectrino II 3D ADCP derived zonal water velocity spectra Suu(f) beneath JONSWAP wave spectrum (blue) and monochromatic (red) waves subject to the indicated wind speed U10. The solid black line in each panel is f−5/3.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

Vectrino II 3D ADCP derived zonal water velocity spectra Suu(f) beneath JONSWAP wave spectrum (blue) and monochromatic (red) waves subject to the indicated wind speed U10. The solid black line in each panel is f−5/3.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Vectrino II 3D ADCP derived zonal water velocity spectra Suu(f) beneath JONSWAP wave spectrum (blue) and monochromatic (red) waves subject to the indicated wind speed U10. The solid black line in each panel is f−5/3.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
From the subsurface velocity spectra, expected slope above the peak frequency and subsequent energy spectral density do not conform to the f−5/3 values over much of the spectrum in low-wind conditions where wave breaking is infrequent, or occurring at scales insufficient to produce sufficient scatterers below the air–water interface (i.e., Figs. 16a–d). Given manufacturer guidelines, the Nortek Vectrino II 3D ADCP is effective at resolving turbulence where signal-to-noise ratio (SNR) is greater than 20 dB throughout the profile. In Fig. 17, we quantify the relationship between wave-scaled wind-wave energy input

(a) Signal-to-noise ratio and (b) TKE dissipation rate averaged over the center of the Vectrino II 3D ADCP profile. Colors corresponding to U10 and wave conditions indicated as JONSWAP (with triangles) or monochromatic (with circles) as before. Dissipation rates derived from zonal subsurface velocity spectra in Drennan et al. (1996) are shown in black crosses in (b). Error bars are one standard deviation.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

(a) Signal-to-noise ratio and (b) TKE dissipation rate averaged over the center of the Vectrino II 3D ADCP profile. Colors corresponding to U10 and wave conditions indicated as JONSWAP (with triangles) or monochromatic (with circles) as before. Dissipation rates derived from zonal subsurface velocity spectra in Drennan et al. (1996) are shown in black crosses in (b). Error bars are one standard deviation.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
(a) Signal-to-noise ratio and (b) TKE dissipation rate averaged over the center of the Vectrino II 3D ADCP profile. Colors corresponding to U10 and wave conditions indicated as JONSWAP (with triangles) or monochromatic (with circles) as before. Dissipation rates derived from zonal subsurface velocity spectra in Drennan et al. (1996) are shown in black crosses in (b). Error bars are one standard deviation.
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
f. Bubble–turbulence interactions
In prior literature from field studies (e.g., Blanchard and Woodcock 1957; Medwin 1970; Johnson and Cooke 1979) and laboratory experiments (e.g., Koga 1982; Hwang et al. 1991; Deane and Stokes 2002), acoustic and optical techniques have been used to capture bubbles and connect the observed size distributions to surface wave conditions or subsurface velocity and turbulence measurements. Here, we extend that effort in reporting the linkage between subsurface turbulent kinetic energy dissipation and bubble size distributions beneath an air–water interface composed of wind-wave conditions up to hurricane force. We do this by presenting relationships between the wave-scaled wind input
Derived from independent instruments, Fig. 18 shows the subsurface ADCP-derived TKE dissipation rates and shadowgraph image-derived void fractions as a function of

(a) TKE dissipation rate averaged over the center of the Vectrino II 3D ADCP profile and (b) void fraction calculated from the shadowgraph image-derived bubble size distributions, and (c) average bubble radius scaled by significant wave height, as functions of the wave-scaled rate of energy input from the wind to waves,
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

(a) TKE dissipation rate averaged over the center of the Vectrino II 3D ADCP profile and (b) void fraction calculated from the shadowgraph image-derived bubble size distributions, and (c) average bubble radius scaled by significant wave height, as functions of the wave-scaled rate of energy input from the wind to waves,
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
(a) TKE dissipation rate averaged over the center of the Vectrino II 3D ADCP profile and (b) void fraction calculated from the shadowgraph image-derived bubble size distributions, and (c) average bubble radius scaled by significant wave height, as functions of the wave-scaled rate of energy input from the wind to waves,
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
Finally, we examine the wave-scaled TKE dissipation rates and bubble void fraction together using wave-scaled depth coordinates of Terray et al. (1996),

(a) Wind-input scaled TKE dissipation rate and (b) bubble void fraction vs wave-scaled depth using the coordinates from Terray et al. (1996). Included in crosses are the data from SWADE and WAVES field experiments, reported in Drennan et al. (1996) and Terray et al. (1996), respectively. Our data are given by the squares. The dashed line is a best fit of the data with the form
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1

(a) Wind-input scaled TKE dissipation rate and (b) bubble void fraction vs wave-scaled depth using the coordinates from Terray et al. (1996). Included in crosses are the data from SWADE and WAVES field experiments, reported in Drennan et al. (1996) and Terray et al. (1996), respectively. Our data are given by the squares. The dashed line is a best fit of the data with the form
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
(a) Wind-input scaled TKE dissipation rate and (b) bubble void fraction vs wave-scaled depth using the coordinates from Terray et al. (1996). Included in crosses are the data from SWADE and WAVES field experiments, reported in Drennan et al. (1996) and Terray et al. (1996), respectively. Our data are given by the squares. The dashed line is a best fit of the data with the form
Citation: Journal of Physical Oceanography 52, 9; 10.1175/JPO-D-21-0209.1
5. Conclusions
Laboratory experiments designed to investigate bubble dynamics and air–sea gas transfer at high winds provided data for directly connecting wave structure and wave breaking in up to hurricane-force winds to the production of bubbles, subsurface turbulence, and its dissipation. Laboratory waves modeled after the JONSWAP wave spectrum (Hasselmann et al. 1973) produced gradually increasing wave spectra, decreasing wave frequency and wavenumber with increasing wind stress. Wave breaking was found to occur more frequently and with greater intensity in the steeper monochromatic wave conditions, and the breaking prevalence increases most rapidly between U10 = 27 and 37 m s−1.
Bubble size distributions from field, numerical, and laboratory studies including this study can be parameterized using an exponential distribution from and above their distribution peak radius. This distribution is reasonable for bubbles observed in actively breaking wave crests and more diffuse plumes. Bubble statistics including void fraction, number, and radius of bubbles were each expressed in terms of the energy input from wind to the waves,
Wind-wave energy input determined using wave growth rate and directional wave spectra was found to be larger in monochromatic wave conditions. Significant wave height and directional spectra demonstrate a more narrow-banded wave field and larger growth rate are present with these monochromatic waves. Subsurface velocity, stress, and ADCP SNR are each larger in monochromatic than JONSWAP spectrum wave conditions, owing to the increased probability and intensity of wave breaking. SNR is found to be weak in low-wind conditions, particularly for JONSWAP spectrum waves, as a direct consequence of the smaller wave heights and less vigorous breaking events resulting in fewer subsurface scatterers (e.g., bubbles).
Wave-scaled TKE dissipation rates in laboratory and field data from SWADE (Drennan et al. 1996) and WAVES (Terray et al. 1996) follow power law fits with wave-scaled depth. Wave-scaled dissipation rates are larger in monochromatic wave conditions and increase toward smaller wave-scaled depth. With increasing wind stress, wave breaking, and subsurface turbulence, fewer large bubbles remain either due to buoyant outgassing, horizontal advection, or fragmentation due to shear turbulence. A greater number of small bubbles is observed, particularly in monochromatic wave conditions, and the bubble distribution slope at high radii decreases as a result.
Our results demonstrate that evolution and breaking of the sea surface wave field results in diverse bubble populations even observable at hurricane-force conditions, the distributions of which can be linked to the energy flux from the wind to sea surface waves. Furthermore, increased breaking probability and intensity of the steeper monochromatic laboratory waves results in a greater number of small bubbles and enhanced subsurface shear turbulence induced by the wave-breaking events. Subsurface imaging of bubbles has also demonstrated interaction between bubbles through clustering actively occurs, particularly at high winds where whitecaps and breaking can be seen.
Although our laboratory measurements are constrained in water depth, fetch, and in the scale of waves (e.g., significant wave height) relative to the open ocean, the physical mechanisms involved in air entrainment and bubble production via breaking waves have been shown to be quite scale-independent (Carey et al. 1993; Su and Cartmill 1995; Krall et al. 2019). These studies have involved tipping buckets and wind-wave flumes with volumes from 276 to 1107 m3; however, we still observe key forces and physics relevant to air–sea gas exchange such as wave-orbital motions, jet intrusions, air cavity collapse, bubble rise, cohesion, and filaments (Deane and Stokes 1999; Deane and Stokes 2002; Krall et al. 2019). Despite this, bubble motion, lifetime, and potential gas exchange to the ocean may be missing in depth-limited laboratory tanks, necessitating the need for vertical scaling and full-depth ADCP profiles and bubble imaging to ascertain the full picture.
Furthermore, although our mechanically generated paddle waves physically behave like swell, swell has been observed to dominate the wave spectrum in hurricanes (Whalen and Ochi 1978; Ochi and Chiu 1982; Young 1997), with wind sea seen above about 3 times the peak frequency, 3fp (Young and Babanin 2006). Such one-dimensional wave spectra have been parameterized using the generalized JONSWAP spectrum form proposed in Donelan et al. (1985). As such, the wind-wave conditions in the present study, which feature swell-like waves subject to hurricane-force winds are likely appropriate for comparison with open ocean observations. Future experiments implementing NDBC buoy observed wave spectra in the SUSTAIN wind-wave tank could provide a useful, more realistic wave state and bubble size distributions that further elucidate air–sea gas exchange in extreme wind conditions. Additional future research using purely wind generated waves and imaging bubbles in actively breaking wave crests, combined with full-depth profiles of subsurface turbulence for the computation of shear and dissipation are also recommended to more fully understand and parameterize air–sea exchanges governed by waves and their breaking.
Acknowledgments.
We gratefully acknowledge the assistance of the entire Alfred C. Glassell Jr. SUSTAIN laboratory at the University of Miami in executing the experiments and collecting the raw physical data, and Wellesley College students Helene Alt, Danielle Aldrett, Emily Kopp, and Lumi Kinjo for collecting the noble gas data. We extend special thanks to Cedric Guigand for his assistance in setup and installation of the bubble imager. This work was supported by Grant OCE1634432 and Grant OCE1634467 from the National Science Foundation (NSF).
Data availability statement.
Data are publicly available through the Biological and Chemical Oceanography Data Management Office (BCO-DMO) at https://www.bco-dmo.org/project/776111.
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