1. Introduction
A tornado is a rapidly rotating column of air in contact with the surface and a cumuliform cloud (Agee 2014). The latter is typically associated with a rotating, mesoscale convective storm that forms within a thermodynamic environment characterized by strong low-level wind shear and significant convective available potential energy for low-level air parcels (Thompson et al. 2004; Grams et al. 2012). Much research attention has been devoted to improving the understanding and prediction of tornadoes and their parent storms based on meteorological variables (e.g., Lawson et al. 2018; Allen et al. 2015). Meanwhile, given that a tornado is also in contact with the surface, variations in surface properties, particularly elevation, may also significantly affect tornado formation, structure, and evolution. However, the role of surface heterogeneity in modulating tornado activity remains poorly understood.
Past work has identified numerous complexities in how surface heterogeneity affects tornadoes via a variety of research techniques. Historical case study analysis has demonstrated that tornadoes may form along preferred terrain orientations such as ridges and valleys (Gallimore and Lettau 1970), including within large mountain ranges (Prociv 2012). Topography may enhance tornadogenesis both directly via vortex stretching in downslope flow and indirectly by promoting development of the parent convective cell via enhanced mesoscale low-level wind shear caused by near-surface flow channeling (Homar et al. 2003; LaPenta et al. 2005; Bosart et al. 2006; Schneider 2009; Knupp et al. 2014). Importantly, these case studies highlight that multiple length scales of elevation variability may be important. Laboratory experiments and simulations have demonstrated that surface roughness heterogeneity associated with variations in land cover can directly impact the velocity structure of tornado-like vortices (Lewellen et al. 2008; Natarajan 2011; Lewellen 2014; Bodine et al. 2016) as well as the formation of multiple vortices (Leslie 1977). More recently, idealized atmospheric numerical modeling has demonstrated that variations in orographic geometry can impose significant effects on supercell evolution and potentially on tornado evolution as well (Lewellen 2014).
While tornado–terrain interactions are clearly complex, past work has also sought generalized relationships between tornadoes and elevation variability by applying statistical methods to historical data. Gallimore and Lettau (1970) found a reduction in tornado activity in Arkansas and Wisconsin in low elevation roughness regions by comparing cross-sectional elevation power spectra in low- and high-tornado regions, and they further identified a critical length scale of elevation roughness of either 1 or 16 km below which this signal emerges. However, the authors acknowledged at the time that potential reporting biases may be significant, an effect that is now widely understood to be large in the historical record (Doswell and Burgess 1988; Doswell 2007; Verbout et al. 2006; Elsner et al. 2013). Karpman et al. (2013) also found a decrease in tornado activity with increasing topographic variability using a multiplicative point-process model that takes as its topographic variability parameter the integrated elevation variance over an approximately 5-km radius, though this study again does not account for population bias. Population bias effects were accounted for by Jagger et al. (2015) and Elsner et al. (2016), who found a similar elevation roughness effect over the Great Plains by modeling tornado activity conditioned on elevation roughness and population density using a negative binomial statistical model fit to tornado, elevation, and population density data binned either at the county level or on a regular grid.
Here we build upon the work of Elsner et al. (2016) by demonstrating a simpler and more general approach using Bayes’s law to estimate the joint dependence of tornado activity on elevation variability and population density. We apply this method to historical data in the vicinity of Arkansas. This approach offers three principal benefits: 1) the complete joint dependence is calculated directly from the data, in the absence of statistical modeling assumptions, allowing for direct inspection of the structure of this dependence; 2) the calculation exploits information regarding elevation and population explicitly in the vicinity of each individual historical tornado; and 3) the methodology uses physical length scales relative to individual tornado events, enabling a direct empirical test for the existence of an optimal elevation roughness length scale as well as providing a potential bridge between empirical results and physical modeling. A simple statistical model is then applied a posteriori to quantify the magnitude of these conditional dependencies. Our analysis focuses on Arkansas because the region possesses a wide range of small-scale elevation variability in the absence of major mountain ranges that rise above the boundary layer and thus can substantially disrupt the large-scale atmospheric flow (Manabe and Terpstra 1974). Moreover, focusing on a limited area minimizes variability in environmental thermodynamic heterogeneity on climatological time scales, thereby credibly separating nonmeteorological effects (population and elevation) from meteorological effects associated with large-scale atmospheric variability. Overall, then, Arkansas provides an ideal region to search for a statistical signature of elevation roughness on tornado activity. We note that such a physical effect, should it exist in nature and be isolated empirically, ought to be generalizable to any region that possesses variability in terrain elevation. Thus, our results need not be specific to Arkansas, and indeed we compare our results to those of prior analyses in other regions. Finally, we examine the robustness of this joint dependence to varying time period, EF rating, and terrain length scale. The latter tests for the potential existence of a preferred physical length scale of the effect of elevation variability on tornadogenesis.
The paper is organized as follows. Section 2 describes the datasets and Bayes’s law theory and methodology. Section 3 presents the results for a step-by-step demonstration application followed by more general results testing for robustness. Section 4 provides a summary and discussion of the significance of this work as well as avenues of future research.
2. Methodology
a. Data
We combine historical tornadogenesis data within the domain bounded by 90.2408°–95.2366°W longitude and 32.8134°–37.1342°N latitude, which encompasses the state of Arkansas, with historical population density and elevation data within a slightly larger domain bounded by 90°–96°W longitude and 32°–38°N latitude.
Tornadogenesis latitude, longitude, year, and intensity (EF) rating data are taken from the NOAA Storm Prediction Center database for the period 1955–2015 (https://www.spc.noaa.gov/wcm/#data, accessed 18 March 2016) (Fig. 1a). This dataset has a range of known and unknown data reporting and quality biases (Doswell and Burgess 1988; Doswell 2007); nonetheless, it is by far the most comprehensive database available whose relatively large sample size lends itself well to empirical analysis. EF0 events have especially large empirical, societal, and physical reporting biases (Verbout et al. 2006; Agee and Childs 2014; Tippett et al. 2015) and are thus discarded. The resulting dataset contains 1991 EF1–5 tornadoes and 855 EF2–5 tornadoes. Population density data at 30-arc-s resolution (≈0.76 km at 35° latitude) are obtained from version 4 of the Columbia University Gridded Population of the World dataset (http://sedac.ciesin.columbia.edu/data/set/gpw-v4-population-density) for the year 2015, and time-varying population density data at 30-arc-s resolution are taken from Global Population Density Grid Time Series Estimates, version 1 (1970–2000) (http://sedac.ciesin.columbia.edu/data/set/popdynamics-global-pop-density-time-series-estimates) for years 1970, 1980, 1990, and 2000. Terrain elevation raster data at 7.5-arc-s resolution (≈0.19 km at 35° latitude) are obtained from the Global Multiresolution Terrain Elevation Data 2010 (GMTED2010) (https://www.usgs.gov/land-resources/eros/coastal-changes-and-impacts/gmted2010, downloaded from https://earthexplorer.usgs.gov/). Terrain and population density datasets are cropped to the analysis region (Fig. 1b) using the clipper tool in QGIS, version 2.18 (QGIS 2015). All subsequent statistical analyses are performed using MATLAB R2015a. All geographic area and distance calculations assume a sphere with radius r = 6371.22 km.
b. Variable definitions
Population density, (lpop; No. km−2, log2-transformed), is calculated via simple bilinear interpolation of the raw data to a point of interest and then taking the base-2 logarithm. The logarithm is applied because this quantity varies over many orders of magnitude. Moreover, population biases may be expected to scale multiplicatively, for example, an increase from 1 to 10 people per unit area is likely more similar to an increase from 1000 to 10 000 than from 1000 to 1009.
Elevation roughness (ER; m) is defined as the standard deviation of all elevation values at radii r ≤ R; this quantity is the simplest statistical measure of spatial variability. The associated length scale of variability is defined as LER = 2R (i.e., circle diameter), and we present results over the range
Integral to the Bayes’s law approach described in the next subsection, population density and elevation roughness are calculated at locations spread uniformly within the domain as well as at all tornadogenesis locations. This yields datasets for both background population density (lpopb) and elevation roughness (ERb) as well as tornado-centered population density (lpopT) and elevation roughness (ERT).
c. Conditional probability analysis: Bayes’s law
All three probabilities on the right-hand side of Eq. (4) can be calculated directly from historical data. The terrain- and population-independent tornado probability P(T) is calculated by applying Eq. (1) for all tornadoes in the full domain, that is, the domainwide mean tornado probability. For terrain- or population-dependent probabilities, we discretize ER and lpop into fixed-width bins of
Combining these probabilities according to Eq. (4) yields an empirical estimate of
d. Statistical modeling
For each analysis, we perform a 1000-member bootstrap ensemble in which we redo the full analysis using 1000 resamples of the tornado dataset and its associated tornado-centered covariate values
3. Results
a. Demonstration application
We begin with a step-by-step demonstration application for the case of all EF1+ tornadoes for the full period 1955–2015 with calculation length scale LER = 10 km.
1) Average tornado probability: P(T)
For period length Y = 61 years, 1991 EF1+ tornadoes, and domain area A = 218 660 km2, Eq. (1) yields P(T) = 0.0149 yr−1 (100 km2)−1. This translates to approximately 1.49 tornadoes per 1° × 1° latitude–longitude box annually within this latitude band.
2) Marginal probability distributions: P(ER ), , P(ERT),
Prior to calculating the update factor probabilities of Eq. (4), it is instructive to first quantify marginal probability distributions for elevation roughness and population density and compare the general case to that centered on a tornado. Note that these probabilities are intrinsic to the joint probabilities of Eq. (4) via the definition of conditional probability, for example,
All four marginal probability distributions are shown in Fig. 2. The distribution of ERT is shifted toward lower values relative to that of ERb, indicating a preference for tornadoes to form in the presence of smaller elevation roughness relative to the background distribution. Meanwhile, the distribution of lpopT is shifted toward higher values relative to that of lpopb, indicating the population bias associated with increased likelihood that a tornado will be observed or its intensity properly quantified in regions with higher population density relative to the background distribution. While this offers initial intuitive insight, the two quantities are correlated and thus separating the independent effects of each necessitates analysis of their joint probability.
3) Joint probability distributions: P(ER , P(ER ,
The distributions of joint probabilities P(ERb, lpopb) and P(ERT, lpopT) are displayed in Fig. 3. The joint distribution of P(ERb, lpopb) (Fig. 3a) indicates that land most frequently possesses a combination of relatively low elevation roughness and moderate population density, as might be expected based on the marginal distributions of Fig. 2. Importantly, though, a wide range of (ERb, lpopb) values exist in our domain, including low ERb at high lpopb and vice versa, thereby offering hope of statistically separating the terrain signal from that associated with population density bias. Meanwhile, the distribution of P(ERT, lpopT) appears to shift toward lower ERb and higher lpopb values (Fig. 3b); the significance of this shift is directly manifest in the update factor distribution analyzed next.
4) Final conditional probability:
Distributions of the Bayesian update factor, defined as the ratio of the joint probabilities presented in Fig. 3, and the final conditional probability
A broad reduction in tornado probability is evident moving toward both lower population density and higher elevation roughness. This may be interpreted alternatively as a decrease in tornado probability with increasing elevation roughness conditioned on (i.e., controlling for) population density. The effect appears consistent over the full range of population density, though it is most readily visible at intermediate population density where elevation roughness varies significantly within a given population density bin. We emphasize that these results arise purely from data; no statistical models have yet been applied. Fitting the log-link GLM model given by Eq. (9) to the data shown in Fig. 4 yields best-fit coefficient values of
5) Interpretation
b. General analysis
We now examine the sensitivity of our coefficients to calculate length scale, time period, and the exclusion of EF1 tornadoes. Figure 5 displays
First, for the full-period (1955–2015) analysis, the best-fit values and 5%–95% confidence interval are consistently negative for
Second, results are robust to the chosen time period within the historical record. Interestingly, there is no systematic time trend in
Third, all of the above findings appear to be robust to the exclusion of EF1 tornadoes. Best-fit values of both coefficients are quantitatively similar to the original case; confidence intervals are now wider because of the significantly reduced tornado sample size.
Finally, the above analysis uses a static 2015 population density dataset. Thus, we further test the extent to which accounting for changes in population density with time affect these results. We perform the prior analysis for successive 21-yr overlapping periods 1960–80, 1970–90, 1980–2000, and 1990–2010, each centered on decennial population data for 1970–2000. Figure 6 displays the results, which are quantitatively similar to that shown in Fig. 5. This result indicates that these conclusions are not very sensitive to the details of changes in population density with time. This is perhaps a reflection of the fact that we analyze the logarithm of population density, which requires exponential changes in its spatial distribution to induce significant variations.
Overall, these results indicate that the negative effect of elevation roughness on tornadogenesis appears to be strongest at small length scales, consistent with the work of Gallimore and Lettau (1970). The resolution of our terrain data limits our capacity to confidently test even smaller length scales below 1 km. Moreover, the asymptote for large LER to an 11% decrease in tornado probability for every 10-m increase in elevation roughness is comparable to that found in previous studies in the Great Plains. Specifically, Jagger et al. (2015) found an 18% decrease per 10 m for EF1+ tornadoes over the period 1970–2013 using county-level data, which implicitly averages data over the relatively large length scales associated with county boundaries. Elsner et al. (2016) found a 26% decrease per 10 m for EF1+ tornadoes over the period 1955–2014 using gridded data with horizontal resolution of approximately 23 km; with EF0 events included, this sensitivity decreased slowly from 23% at 23-km resolution to 17% at 6-km resolution (cf. their Table 1). Meanwhile, the population bias effect in each study was 13% and 12% (EF0+) per doubling, respectively. Thus, our results are qualitatively similar though yield a somewhat smaller elevation roughness effect and larger population bias, each by approximately a factor of 2. Further discussion is provided below.
4. Discussion and conclusions
This work combines historical tornado, population density, and digital elevation model datasets to quantify the independent effects of varying elevation roughness and population density on the probability of tornadogenesis. Our analysis employs Bayes’s law to calculate the probability of tornadogenesis conditioned jointly on elevation roughness (elevation standard deviation) and population density (log2-transformed). This approach provides the most general empirical estimation of this joint conditional probability in the absence of statistical modeling assumptions, enabling direct inspection of the complete structure of the joint dependence. Moreover, it makes explicit use of elevation roughness and population information in the vicinity of individual tornado events. The latter is additionally important for testing the length-scale dependence of elevation roughness in the immediate vicinity of potential tornado formation. The resulting probability distribution exhibits a systematic increase in tornado probability at higher population density and lower elevation roughness. To obtain a specific quantitative measure of these conditional dependencies, a simple bivariate log-link linear model is fit to the distribution data to yield mean regression coefficients for each quantity. Results indicate that tornado probability, conditioned on population density, decreases by 11% per 10-m increase in elevation roughness over relatively large length scales (15–20 km), and this effect increases by at least a factor of 2 moving toward smaller length scales of 1–5 km. Finally, the elevation roughness effect is found to remain nearly constant with time, whereas the population bias effect decreases with time, consistent with a trend toward improved reporting practices. These results are robust to varying time period and exclusion of EF1 tornadoes.
Our results are consistent with previous research on the topic using county-level or gridded data, including a negative effect of elevation roughness on tornadogenesis at fixed population density (Jagger et al. 2015; Elsner et al. 2016), a decrease in population density bias with time (Elsner et al. 2013), and no time trend in elevation roughness effect (Elsner et al. 2016). Our results for large LER yield a smaller elevation roughness effect and larger population bias than these prior studies, each by roughly a factor of 2. The reasons for this difference are unclear, though it may be associated with real differences in visibility and surface vegetation between Arkansas and the Great Plains as well as with differences in statistical correlations of elevation roughness and population density between the regions that might plausibly yield an empirical trade-off between the two effects. Importantly, though, our novel method identifies an enhancement in the elevation roughness effect at smaller elevation roughness length scale down to 1 km, in line with early research by Gallimore and Lettau (1970). Estimation of this scale-dependent effect in the immediate vicinity of individual tornadogenesis points is unique to our methodology, as it is not quantifiable from county-level or coarse-grid data.
Our results in conjunction with the aforementioned studies suggest that local surface elevation variability likely has a real physical effect on tornado formation. We emphasize that this variability is small-scale in that it exerts a minimal impact on the large-scale flow (as opposed to, for example, a major mountain range). Moreover, the magnitude of this terrain effect is empirically large enough to have significant effects on tornado activity and perhaps its impacts on society. However, we currently lack a physical understanding of the pathways through which small-scale surface elevation variability affects tornado formation, which may include the vortex scale (e.g., direct vortex breakdown), the storm scale (evolution of convective storm structure and organization), and/or details of the mesoscale thermodynamic environment in which parent storms develop. This work has identified an enhanced elevation roughness effect on tornadogenesis at small length scales that are perhaps comparable to those of the horizontal scale of a tornado, which may suggest a direct effect of elevation variability on the vortex itself; deeper evaluation of this hypothesis is needed.
There are a number of caveats associated with our analysis. First and foremost, while we have attempted to account for key confounding factors (population, EF1, time period) in the historical tornado record and test for robustness, we are nonetheless reliant on this database and all of its known and unknown deficiencies. Indeed, there may exist other biases in the historical dataset, such as proximity to interstate highways (Blair and Lunde 2010), not captured by population density that warrant closer examination. Additionally, details at scales finer than the resolutions of our elevation and population datasets may yet be important but cannot be captured here. Finally, the extent to which our results can be generalized to much higher elevation roughness values is unclear, nor is it obvious that elevation standard deviation is necessarily the most important measure of elevation roughness relevant to tornado formation.
Following from these caveats, there are myriad avenues for future work. First and foremost, with the recent emergence of tornado-scale physical modeling, idealized physical modeling experiments of small-scale surface elevation variability could yield insight into the pathways by which surface variability affects tornadogenesis in the vein of Lewellen (2014). This could include both detailed understanding of these pathways and how such effects vary across different patterns of elevation variability as well as its magnitude, from gentle hills to mountain ranges. Second, this methodology could be applied to other regions of the country to further test the robustness of our results. Third, a comprehensive apples-to-apples comparison across the range of methodologies used in this and prior studies would help explain quantitative differences in elevation roughness effects and population density biases, as well as other nonpopulation biases not yet accounted for in the literature. Fourth, this approach could be viably applied to a radar-based tornadic signature database whose objective event database would be considered more reliable albeit with a much smaller sample size. Fifth, this work has assumed that the effect of terrain elevation variability is isotropic; consideration of the orientation of terrain relative to tornado path may yield additional empirical insight into the tornado–terrain interaction problem. Similarly, the effect of surface roughness associated with land cover (e.g., lakes, forest, farmland) has not been explored. Finally, this Bayesian framework may be readily extended to incorporate meteorological parameters in addition to the nonmeteorological parameters analyzed here. Doing so could yield a more general, population-adjusted Bayesian tornado probability model useful for real-world prediction at any time scale, from climatological to subseasonal to daily.
Acknowledgments
This work is funded in part by NOAA Grant NA16OAR4590208 and by NSF Grant AGS-1648681. The authors thank Robin Tanamachi, Ernie Agee, and three anonymous reviewers for feedback that improved this manuscript.
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