1. Introduction
The character of the earth’s climate is greatly determined by its attempt to balance absorption of incoming solar radiation with outgoing emitted infrared radiation. Clouds attenuate solar radiation and thus play a crucial role in establishing this balance. The extent to which clouds attenuate solar radiation is related directly to their optical depth τ, or vertically integrated extinction. Hence, it is vital that global climate models reproduce correctly the spatial and temporal variations of τ.
Cloud optical depth information is generally retrieved two ways, both of which rely on 1D radiative transfer models. The first uses ground-based observations of downwelling fluxes (spectral or broadband) that are then related to cloud transmittances, and finally to τ (e.g., Leontyeva and Stamnes 1994; Leontieva et al. 1994; Boers 1997; Barker et al. 1998; Boers et al. 2000). The other uses spaceborne (satellite) observations of upwelling radiances that are related to cloud reflectances, and again to τ (e.g., Rossow and Schiffer 1991; Barker and Liu 1995; Loeb and Davies 1996; Loeb and Coakley 1998). These studies are limited, however, by their complete reliance on 1D transfer theory.
Recently, Marshak et al. (2000) proposed a ground-based methodology that relies on disparate optical properties of cloud water droplets and green vegetation at two narrow spectral bands in the visible and near infrared. Using a Monte Carlo radiative transfer algorithm and broken cloud fields derived from Landsat imagery, Barker and Marshak (2001, hereafter BM01) demonstrated the potential value of this method for retrieving τ for a wide range of cloud conditions. This was extended to aircraft-mounted radiometers by Barker et al. (2002). While their method does not account for 3D radiative effects, it has demonstrated some ability to retrieve τ for broken clouds.
The purpose of the present study is to numerically assess the sensitivity of BM01’s retrieval algorithm to instrument noise and aerosol. Section 2 presents the fundamentals behind the retrieval algorithm and section 3 describes input data and tools used here. Section 4 presents results of the retrievals for different numerical tests, while section 5 finishes with a discussion and conclusion.
2. Cloud optical depth retrieval algorithm
Practically speaking, observed downwelling fluxes needed for estimation of upwelling flux at cloud base are measured as a time series while clouds advect and evolve past the radiometers. Within the frozen turbulence approximation, this is equivalent to taking, in the spatial frame of reference, a 1D transect at the surface as representative of the complete 2D flux field. In the simulations performed here, the cloud field is fixed and values of F↓λ(k) are obtained from neighboring pixels.
Finally, once cloud-base reflectance is computed, τ is retrieved using a 1D solution of the radiative transfer equation. Exact solutions were computed for 14 values of τ using the 16-stream version of the discrete ordinate method radiative transfer code (DISORT; Stamnes et al. 1988) with Henyey–Greenstein phase function (Henyey and Greenstein 1941) at asymmetry parameter g = 0.85 and single-scattering albedo ϖ0 = 1. These data were then fit with a Padé approximant that inflicts an error of about ±0.5% on retrieved values of τ between 0.01 and 100. If retrieved optical depth τret exceeds 100, it is reset to 100. If τret < 0.01, it is assumed to be zero. This way, individual observations can be labeled clear or cloudy, thereby enabling estimation of retrieved cloud fraction.
BM01 used two marine boundary layer cloud fields with τ inferred from Landsat imagery (mean inherent optical depth
3. Methodology
The first step in this evaluation was to simulate cloud fields and radiometric measurements needed by the retrieval algorithm. The second step was to estimate τret. For each pixel, τret was compared to its inherent counterpart τinh. Modifications of simulation properties allowed assessment of the algorithm’s sensitivity to parameters.
a. Cloud fields
Three 2D cloud fields were used here. All of them vary in the vertical and one horizontal direction while the second horizontal dimension is homogenous. Their domain size is 100 km in the variable horizontal direction and ∼2 km in the vertical. They possess periodic horizontal boundaries conditions, and cloud droplet size distributions that are resolved into 1-μm bins between 0 and 20 μm and that vary in space. These fields were generated initially for the Synergy of Passive and Active Instruments (SYPAI) simulator project (Park et al. 2000),and were produced using a variant (Szyrmer 1998; Szyrmer and Zawadzki 1999) of the Canadian Regional Climate Model (Caya and Laprise 1999) with a 2-s time step and 25- to 50-m grid spacing. Cloud microphysics were treated with the method proposed by Brenguier (1991) and applied by Brenguier and Grabowski (1993).
The three cloud fields represent scattered arctic stratocumulus (scene A), broken arctic stratocumulus (scene B), and fair-weather cumulus (scene C). Table 1 gives information about the fields while Fig. 2 shows vertical cross sections of the extinction coefficient for representative segments. Figure 3 presents histograms of τinh for the three scenes.
b. Surface types
Five types of vegetated ground surfaces were used to underlay the CRCM data: green vegetation, urban, cropland, needleleaf, and broadleaf forest. The green vegetation surface is as in BM01. For the other surfaces, the Land Cover Map of Canada v1.1 (Cihlar et al. 1999) was used to obtain appropriate surface vegetation distributions (1995 growing season) while the Canada-wide 1-km AVHRR Composite Maps based on Geocoding and Compositing (GEOCOMP) data enhanced with ABC3v2 Software database (available online at http://geogratis.cgdi.gc.ca/) was used to assign typical visible and near-infrared albedos. Table 2 lists values of α1 and α2 in addition to Δαλ for each of them.
c. Monte Carlo radiative transfer scheme
The Monte Carlo radiative transfer scheme employed in this study was developed originally by Barker (1991). It simulates photon transport for a 3D array of cells and uses random numbers to determine the outcome of events based on probability distributions. Radiometric quantities are computed for all surfaces simultaneously in a single simulation. This approach banks on wavelength invariant droplet phase functions and surface bidirectional reflectance distribution functions.
Each atmospheric cell requires extinction coefficient, g, and ϖ0 for each atmospheric constituent present. Rayleigh scattering is neglected as wavelengths were longer than 0.65 μm. Radiances were computed using the local estimation method (Marchuk et al. 1980; Marshak et al. 1995). For these simulations, 105 photons per column were used.
4. Results
Figure 4 presents an intercomparison plot between inherent and retrieved τ for each cloudy column of the three cloud fields using the green vegetation surface. Two important features are noteworthy. First, retrieved values of τ are very accurate in general and show low variability. Second, there is a tendency for τ to be overestimated for low values and underestimated for higher values. A similar feature was observed by BM01 and explained by horizontal transport of photons from relatively dense cloud regions to relatively tenuous regions.
Table 3 lists errors made on retrieved average cloud-base reflectance
a. Sensitivity to instrument noise
In the last analysis, radiometric quantities simulated by the Monte Carlo radiation scheme were used directly in the retrieval algorithm. This is tantamount to the assumption that measurements are almost perfect (not withstanding minor Monte Carlo noise). Though full portrayal of sensor errors is beyond the scope of this study, simulated downwelling surface radiance measurements were contaminated by adding independent random Gaussian noise at both wavelengths. Retrievals were then made using radiance fields altered by noise ranging from 1%–10% at the 95% confidence level. Downwelling surface irradiances were not subject to random noise. This is because effective downwelling irradiances are summations of numerous measured irradiances, and so random errors in the denominator of (1) will be negligible.
Figure 5 illustrates how potentially sensitive retrievals can be to radiance noise. It shows the relative difference between the two downward radiances when they are perfect (as given by the Monte Carlo model) as a function of τinh for green vegetation, cropland, and coniferous surfaces for cloud field A. Even at τinh ≈ 5, differences are only about 3%–10%. In practice, these differences should be large compared to measurement noise. Retrieval statistics are presented in Fig. 6 where retrieved cloud fraction,
First, consider the retrieved cloud fraction, which decreases with increasing radiance noise, but whose sensitivity to noise increases as Δαλ decreases. If independent random noise added to spectral radiances acts to reduce ΔI↓λ, radiances can become indistinguishable and even reverse order. In either case, the column is retrieved as cloudless. Noise that is correlated to some extent between the two radiance measurements or uncorrelated leading to a negative measurement error for I↓2 and positive for I↓1 might lead to a false clear sky. The latter possibility is the one that has the greater probability to yielding a false cloudless column. As noise increases, large values of τ are more susceptible to this misinterpretation. Surfaces with small Δαλ (and thus small ΔI↓λ to begin with) are affected most. Estimated cloud fraction for cloud field C is affected weakly by radiance noise since it contains very few small τ.
Turning attention to mean retrieved τ, Fig. 6 shows that it increases with noise amplitude. The misinterpretation related to cloud fraction, as explained above, affects thin columns most and cannot explain fully these sharp increases in
The plots of rmse show how much retrievals can be affected by radiance noise. This demonstrates clearly the necessity of having a surface with as large a value of Δαλ as possible and precise instrumentation.
b. Sensitivity to aerosols
Thus far, atmospheres have consisted of either cloudy or clear columns with attenuation of radiation by cloud droplets only. However, aerosol particles also have an important impact on solar radiation (e.g., Charlson and Heintzenberg 1995). Atmospheric aerosols are ubiquitous but vary in time and space. In this subsection, the impact of aerosols on retrievals of τ is examined. To simplify matters, a homogeneous aerosol was added with optical depth τaer = 0.2 between surface and top of model domain, single-scattering albedo ϖaer0 = 0.9, and asymmetry parameter gaer = 0.7. These parameters are typical for near-source continental, nonurban aerosols (Andreae 1995).
Until now, it was easy to discern between clear and cloudy columns as the former did not generate radiance. When aerosols are added, this is no longer the case and a clear–cloudy threshold method must be established. This task, however, is not simple since thresholds will have to be dynamic and depend to some extent on cloud structure (through horizontal photon transport) and illumination geometry.
Figure 7 shows retrieved cloud fraction and
For cloud field B, a similar pattern is observed but with some noteworthy differences. First, a larger τ* has to be reached before the aerosol signal is surpassed. This can be explained by horizontal transport of photons out cloud sides. Larger mean τinh and cloud fraction of field B both produce stronger convergence of photons in intercloud aerosol regions. This translates into more radiance coming from aerosol columns compared to field A. Another feature is the smoother decrease in cloud fraction and increase in
For cloud field C, the quasi-absence of thin cloud columns forms a veritable plateau at large τ*. Also, photon convergence between thick clouds explains why a value of τ* ≈ 1.1 had to be achieved before aerosols were surpassed. In addition,
To see more precisely how aerosols affect retrievals as a function of τinh, Fig. 8 presents an intercomparison between τinh and τret for all three cloud fields together for a case with and without aerosols using the green vegetation surface. As expected, when aerosols are included, small τinh are highly overestimated. This prevents τret from being lower than 0.4. For larger τinh, absorption by aerosol attenuates cloud reflectance and τret are underestimated.
Thus, a potential method for setting τ* when using real data might be to simply generate curves like those shown in Fig. 7 and determine at what values of τ* the second derivatives of cloud fraction and mean τ with respect to τ* become very close to zero. This will occur for two values of τ*, the larger value being the one of interest. Then, repeat the retrieval using this threshold, to provide final estimates of τret. Since the algorithm executes very quickly, repeated application to isolate τ* is not as computationally taxing as it sounds.
5. Conclusions
The main objective of this study was to analyze the surface-based cloud optical depth retrieval algorithm developed by Barker and Marshak (2001). Its sensitivity to two key parameters that influence the accuracy of the retrievals was assessed: instrument noise and presence of aerosol.
Instrument fidelity can be a critical issue for the algorithm’s accuracy. Results shown take into account the precision part only and not the accuracy that affects initial calibration. Here, the issue is signal-to-noise ratio in the spectral radiance difference. For small τinh, uncorrelated noise can become so important that it totally overwhelms the signal. This can result in flagging some of the thinner cloud columns as cloudless. Conversely, noise can amplify the spectral radiance difference and in this case large values of τinh can produce apparent reflectance estimates >1. When this occurred, they were reset to 100 (the retrieval algorithm’s maximum value).
When aerosol is present, as it always is, the issue is determination of optical depth threshold τ* that will allow for optimal partition between cloudy and cloud-free columns. Results presented in Fig. 7 suggest that this segregation might be made when the second derivatives of cloud fraction and mean (and perhaps higher moments of) optical depth with respect to τ* stabilize.
In addition to these sources of uncertainties, two other parameters were found to affect the algorithm’s efficiency. These are the mean inherent τ of the cloud field and the difference in spectral surface albedo for the two observing wavelengths. The main problem with mean τ is that as it increases, cloud reflectance becomes increasingly insensitive to changes in τ. This means that errors made on retrieved reflectance by the algorithm will be more destructive for optically thick cloud fields. Finally, the difference between spectral surface albedos Δαλ has a major impact on retrievals (cf. BM01). This is because division by two small terms in (1) makes results extremely sensitive to the accuracy of the measurements.
Acknowledgments
The work presented in this paper was supported in part by the Canadian Space Agency (CSA) and the Meteorological Service of Canada (MSC) through the Cloudsat program, and also from the Modelling of Clouds and Climate Proposal which is funded through the Canadian Foundation for Climate and Atmospheric Sciences, the Meteorological Service of Canada, and the Natural Sciences and Engineering Research Council. The first author received Université du Québec à Montréal (UQAM) bursaries from the Department of Earth and Atmospheric Sciences and also from the Canadian Meteorological and Oceanographic Society (CMOS) through Student Travel Bursaries. We thank W. Szyrmer, A. Trishchenko, and N. O’Neill for their support in various part of the work, and are grateful to C. Pavloski and A. Marshak for helpful discussions. We also acknowledge the help of UQAM Department of Physics and the Center for Research in Geochemistry and Geodynamics (GEOTOP) for making computer time available.
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Cloud field characteristics.
Surface data characteristics.
Inherent and retrieved averaged cloud properties for the three cloud fields using the green vegetation surface type.