1. Introduction
The eddy-driven surface westerlies and associated storm tracks are a prominent feature of the general circulation of Earth’s atmosphere, and they are an important influence on ocean circulation and the global climate. One of the robust circulation changes in simulations of climate with increasing greenhouse gases (GHGs) is a poleward shift of the storm tracks and surface westerlies (e.g., Fyfe et al. 1999; Meehl et al. 2007a). Idealized general circulation models (GCMs) shift their westerlies poleward in response to the large-scale thermodynamic changes that occur under increasing GHGs, and this encourages the view that the shift is a robust response and that idealized models contain the same underlying dynamics. In a dry GCM these large-scale changes include raising the tropopause height and/or heating the tropical upper troposphere (Williams 2006; Lorenz and DeWeaver 2007; Haigh et al. 2005; Butler et al. 2010). In a moist GCM, increasing the surface temperature also acts to heat the tropical upper troposphere via latent heat release, and shifts the jets poleward (Frierson et al. 2006; Lu et al. 2010). Dry (and moist) GCMs also shift their surface westerlies poleward in response to cooling the polar stratosphere, which is analogous to a realistic atmosphere’s response to depleted polar stratospheric ozone (Haigh et al. 2005; Polvani and Kushner 2002). As such, idealized GCMs are seen as providing a reductionist tool for understanding the dynamics that alter the latitude of the surface westerlies in response to large-scale changes in the mean state.
All of the mean-state changes mentioned above increase the speed of the upper-level jet that is associated with the surface westerlies. Heating of the tropical troposphere increases the meridional temperature gradient in the midlatitudes, and the thermal wind increases the speed of the jet above. A reduction in polar stratospheric ozone has the same affect by cooling high latitudes. An increase of the tropopause height increases the zonal wind speed at the height of the tropopause if the vertical shear and surface winds are approximately unchanged. This has led some investigators to ask whether faster jets are inherently located closer to the pole, and to investigate the underlying dynamics by making changes to the speed of the jet in idealized models (Chen et al. 2007; Chen and Zurita-Gotor 2008). In this study we use a similar approach with a barotropic model. This model has often been used as the base of a model hierarchy of the midlatitude circulation, as it displays realistic nonlinear wave–mean flow interaction (Vallis et al. 2004; Kidston and Vallis 2010; Barnes et al. 2010) but is relatively simple to understand.












The first two terms on the rhs of Eq. (5) are the sources and sinks of pseudomomentum or wave activity that result from adding and removing vorticity in a forced-dissipative framework; these terms will be called
Here we find that as the jet is increased in speed, the latitude of the jet shifts poleward, even with the stirring of vorticity statistically unchanged. The cause appears to be the decrease in β* on the flanks of the jet that is associated with increasing the speed of the jet in a meridionally confined region. This has two related repercussions that encourage a poleward shift of the jet. The first is that poleward-propagating waves turn at high latitude and subsequently dissipate on the equatorward flank of the jet. The second is that waves may actually overreflect, providing a high-latitude source of pseudomomentum.
2. Methods




The source term is a stochastic vorticity stirring created in spectral space and is the same as used in Vallis et al. (2004) and Kidston and Vallis (2010). Only total wavenumbers 4–12 are excited, and waves with zonal wavenumber k less than 4 are masked. The stirring is meridionally localized by applying a Gaussian mask that is centered at 40° and has a half-width of 10°.
Results are presented for the experiments summarized in Table 1. There are three sets of nonlinear experiments: a fully nonlinear experiment and two quasilinear experiments. In the fully nonlinear experiments the amplitude of the stirring is set to 7 × 10−11 s−2, which with the damping values used typically gives RMS eddy velocities on the order of 10–50 m s−1. The value of τe is set to 6 days, and τm is set to either 6 or 24 days. These experiments are named NonLin_Strong and NonLin_Weak, respectively.
Summary of experiments. The name is that used in the text. Parameters shown are S, the magnitude of the vorticity stirring used in integrating Eq. (3); τm and τe, the damping time scale used in Eq. (7) for the zonal mean and the eddies, respectively; M, the number by which the eddy vorticity advection was multiplied to produce the quasilinear runs (see text); and the linearity, which states whether Eq. (3) was linearized before integrating. Variables shown are the percentage of days that contain a β* reversal within the domain.


In the quasilinear experiments, the amplitude of S is decreased by four orders of magnitude, but the effect of the eddies on the mean flow is increased so that the small-amplitude eddies generate a realistic amplitude jet, as in Barnes and Hartmann (2011). The zonal-mean momentum tendency due to eddy vorticity advection is increased by calculating the value at each time step and then multiplied by a large number M. In the first set of quasilinear experiments M is fixed at 107, and τm is varied from 0.5 to 100 days. The eddies are relatively weakly damped with τe set to 6 days. These experiments are named QLin_τm. In the second set of quasilinear experiments the damping time scales are fixed and the value of M is varied between 107 and 109. Here the eddies are relatively strongly damped, with τm and τe both set to 2 days. These experiments are named QLin_M.


3. Wave propagation
a. The relationship between the speed and latitude of the eddy-driven jet
As seen in Fig. 1a, the magnitude of

(a) The time-mean, zonal-mean zonal wind
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1

(a) The time-mean, zonal-mean zonal wind
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
(a) The time-mean, zonal-mean zonal wind
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
Chen et al. (2007) also found a poleward shift of the surface westerlies when the damping on the zonal-mean momentum was reduced in a multilayered primitive equation model. The explanation offered in Chen et al. (2007) was that the increase in
The relationship between
It appears that the variation of Φjet with
As seen in Eq. (2), the vorticity fluxes in this model completely determine the value of
b. Vorticity flux balance




(a) The balance of terms in Eq. (9): the lhs (solid), the first two terms on the rhs (dash-dotted), and the full rhs (dashed) for NonLin_Strong. (b) As in (a), but for the QLin_τm run with τm = 6 days (see text).
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1

(a) The balance of terms in Eq. (9): the lhs (solid), the first two terms on the rhs (dash-dotted), and the full rhs (dashed) for NonLin_Strong. (b) As in (a), but for the QLin_τm run with τm = 6 days (see text).
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
(a) The balance of terms in Eq. (9): the lhs (solid), the first two terms on the rhs (dash-dotted), and the full rhs (dashed) for NonLin_Strong. (b) As in (a), but for the QLin_τm run with τm = 6 days (see text).
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
The fact that the triple product term on the rhs of Eq. (9) is so large makes the prospect of understanding the differences in
c. Dynamics
The two integrations that provide the most parsimonious situation for understanding the underlying dynamics are the QLin_M experiments with M = 1 and M = 2. This is because (i) they are quasilinear, (ii) they are strongly damped, and (iii) the value of β* is always positive (Table 1), and so dynamic instabilities are unlikely to be important. As such Eq. (5) is well behaved and can be used to evaluate the vorticity flux changes. The balance of terms in Eq. (5) for QLin_M (M = 1) is shown as the thick lines in Fig. 3a, and there is good agreement between the lhs and the first two terms on the rhs (solid and dashed lines, respectively).

(a) Thick lines indicate the balance of terms in Eq. (5) for the quasilinear experiment QLin_M (M = 1) (black solid line is the lhs and black dashed line is the first two terms on the rhs). Gray lines indicate the same terms, but for the difference between the experiments QLin_M with M = 2 and M = 1. (b) The balance of terms in Eq. (10), for the differences between the same experiments as shown in (a): the solid line is the lhs and is the same as the gray dashed line in (a), and the dashed line is the rhs. (c) The two terms on the rhs of Eq. (10): the solid line is the first term, and the dashed line is the second term. (d) The numerator of the first term on the rhs of Eq. (10): the solid line is the total term, the dashed line is the change in
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1

(a) Thick lines indicate the balance of terms in Eq. (5) for the quasilinear experiment QLin_M (M = 1) (black solid line is the lhs and black dashed line is the first two terms on the rhs). Gray lines indicate the same terms, but for the difference between the experiments QLin_M with M = 2 and M = 1. (b) The balance of terms in Eq. (10), for the differences between the same experiments as shown in (a): the solid line is the lhs and is the same as the gray dashed line in (a), and the dashed line is the rhs. (c) The two terms on the rhs of Eq. (10): the solid line is the first term, and the dashed line is the second term. (d) The numerator of the first term on the rhs of Eq. (10): the solid line is the total term, the dashed line is the change in
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
(a) Thick lines indicate the balance of terms in Eq. (5) for the quasilinear experiment QLin_M (M = 1) (black solid line is the lhs and black dashed line is the first two terms on the rhs). Gray lines indicate the same terms, but for the difference between the experiments QLin_M with M = 2 and M = 1. (b) The balance of terms in Eq. (10), for the differences between the same experiments as shown in (a): the solid line is the lhs and is the same as the gray dashed line in (a), and the dashed line is the rhs. (c) The two terms on the rhs of Eq. (10): the solid line is the first term, and the dashed line is the second term. (d) The numerator of the first term on the rhs of Eq. (10): the solid line is the total term, the dashed line is the change in
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
If



The two terms that contribute to the rhs of Eq. (10) are shown separately in Fig. 3c. The second term on the rhs changes as a direct result of changing M, due to the changes in
The positive changes in
To understand the changes in
d. A linear model
To examine the effect of the speed of the jet on wave propagation and dissipation at a more basic level, fully linear experiments were carried out where the equations of motion were linearized about a zonal-mean flow, as has been described. Two linear experiments are presented where waves were stirred and dissipated on jets whose only difference was the background wind speed. In the first experiment the value of
The same metrics shown for QLin_M (M = 1) and QLin_M (M = 2) in Fig. 3 are shown in Fig. 4 for the fully linear runs. Even with linearized equations of motion, when

As in Fig. 3, but for the two fully linear runs (see text).
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1

As in Fig. 3, but for the two fully linear runs (see text).
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
As in Fig. 3, but for the two fully linear runs (see text).
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
e. Refractive index






Figure 5 explores the balance of terms in Eq. (12). The dashed lines show the lhs for waves with k = 7, a typical zonal wavenumber for the flow. The solid lines show the first term on the rhs, and so the vertical distance between the two lines represents the range of negative phase speeds that can propagate. If the phase speed is more negative than this difference, Eq. (12) does not hold and n2 becomes negative, implying that the waves will evanesce and be reflected.

(a) The rhs of Eq. (12) with k = 7 for the two fully linear runs (dashed; thick is FLin_Fast, and thin is FLin_Slow), and the first term on the rhs (solid). (b) The ratio of the maximum easterly wind speed at low to high latitude for the suite of runs named QLin_M (see text).
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1

(a) The rhs of Eq. (12) with k = 7 for the two fully linear runs (dashed; thick is FLin_Fast, and thin is FLin_Slow), and the first term on the rhs (solid). (b) The ratio of the maximum easterly wind speed at low to high latitude for the suite of runs named QLin_M (see text).
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
(a) The rhs of Eq. (12) with k = 7 for the two fully linear runs (dashed; thick is FLin_Fast, and thin is FLin_Slow), and the first term on the rhs (solid). (b) The ratio of the maximum easterly wind speed at low to high latitude for the suite of runs named QLin_M (see text).
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
In FLin_Slow (thin lines), there is a relatively large window for propagation on both sides of the jet. In FLin_Fast (thick lines), the window of propagating phase speeds is much smaller, particularly at high latitude, and so waves are more likely to turn at high latitude and propagate back equatorward. To some extent the wave activity is prevented from propagating both ways and so is trapped near the core of the jet. With the enstrophy trapped near the core of the jet,
Previous work has shown that in numerical integrations the dissipation can be crucial in determining the wave–mean flow interaction (Dickinson 1970; DelSole 2001). We do not think this is a candidate explanation in explaining the differences between the linear experiments FLin_Slow and FLin_Fast, or the quasilinear runs QLin_M, because in these experiments the damping was unaltered.
The turning latitude dynamics are well known in various contexts. The fact that turning latitudes appear on the flanks of fast jets can result in a waveguide (e.g., Hoskins and Ambrizzi 1993). The fact that β* reduces toward the poles is important for discouraging poleward wave propagation (Hoskins and Karoly 1981). Here we are highlighting dynamics due to a combination of these factors. As a jet increases in speed, the turning latitude appears first at high latitudes, and this has important consequences for the wave dissipation and subsequently the jet latitude. The dynamics are also essentially the same as those discussed in Barnes et al. (2010) in response to changing the stirring latitude in this model. That work highlighted reduced poleward propagation due to the decrease in β* when stirring is moved to higher latitudes. Here the decrease in β* is caused by the change in relative vorticity, but the effect on wave propagation is the same, and this causes the jet to shift poleward.
One further piece of corroboratory evidence is the relative speed of the low- versus high-latitude easterlies. From Eq. (2), the local strength of the easterlies is given by the vorticity flux, and from Eq. (5) in the quasilinear limit (ignoring the third term on the rhs) this is given by the sources and sinks of wave activity. Therefore if dissipation moves preferentially toward the equator for faster jets, it might be expected that the low-latitude easterlies become stronger when compared with the high-latitude easterlies. A crude measure of this is simply the ratio of the strongest easterly wind speed on the equatorward side of the jet to that on the poleward side. A higher ratio means relatively stronger easterlies on the equatorward side. As is shown in Fig. 5b, as the jet shifts poleward in the suite of runs QLin_M, the low-latitude easterlies get systematically stronger than the high-latitude easterlies. This is consistent with the idea that as the jet speeds up, an increasing fraction of the wave activity is dissipated at low rather than high latitude. A similar relationship is seen for the experiment QLin_τm (not shown).
4. Barotropic instability
When the jet increases in speed and the meridional shear increases, β* often becomes negative, as seen in Table 1. The reduction in the planetary component of β* toward the pole means that the β* reversal is more likely to occur at high rather than low latitudes. In this case, poleward-propagating waves may not find merely a turning latitude and be reflected but may actually tunnel through to the region of β* < 0 and overreflect. This barotropic instability will provide a high-latitude source of pseudomomentum that will accelerate the poleward flank of the jet and may provide a further encouragement for it to shift poleward. This mechanism can be thought of as closely related to, and an extension of, the refractive index argument outlined in the previous section.





From Eq. (14), an indicator of barotropic instability is the globally and time-averaged value of

(a) The time average of
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1

(a) The time average of
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
(a) The time average of
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
Further support for the presence of instability has been found in transient experiments (not presented here). In these experiments, S and D in Eq. (3) were set to zero. The flow was initialized with the daily mean values from the quasilinear experiments, but the eddy component of the initial flow was reduced by four orders of magnitude to suppress the cascade. In these experiments, the globally averaged eddy kinetic energy (EKE) frequently grew exponentially with time, indicating instability.
Further support for the notion that the flow is often barotropically unstable can be gleaned from comparing the values of
Calculating the enstrophy cascade term for these waves as a residual [the third term on the lhs of Eq. (13)] indicates that there is an inverse cascade giving an enstrophy flux into these waves, and that there is more dissipation due to this term than due to the mean flow instability (not shown), but nonetheless instability does appear to be occurring.
The impact of increased instability, as indicated in Fig. 6a, on the vorticity fluxes is clear in Fig. 6c. The value of
The increase in
Comparison of Figs. 6c and 6d shows that waves with low k are primarily responsible for the total change in
5. Full GCMs
The importance of the barotropic dynamics to more realistic atmospheres is the subject of ongoing work. The question is best addressed through the analysis of the transient adjustment in baroclinic models to idealized forcings, but this is beyond the scope of the current study. However, one hint that the barotropic dynamics may be relevant to full GCMs is provided through the correlation between the change in the speed in the upper troposphere, and the change in the latitude of the westerlies, across a suite of GCMs. Figure 7 shows the change in the zonal wind speed at 300 hPa at the latitude of the maximum surface westerlies, plotted against the change in the latitude of the surface maximum for the models that contributed a 1% increase in CO2 per year experiment to the model archive of phase 3 of the Coupled Model Intercomparison Project (CMIP3; Meehl et al. 2007b). Each point represents a single model, and the data are for the Southern Hemisphere during austral summer. The changes were calculated by a linear fit through the 70 yr when CO2 was increasing. Models that increase the speed of the upper-level westerlies jet more also shift the westerlies farther poleward. The relationship also holds in the annual mean. The fit is even tighter if the speed is taken at the surface, which is sometimes referred to as the “barotropic component” of the flow. The relationship is not caused by the pseudoconservation of angular momentum, since when the change in angular momentum or the change in angular velocity is plotted on the abscissa, the correlation remains (not shown).

The relationship between the change in wind speed in the upper troposphere above the surface westerlies and the change in their latitude, across a range of GCMs (see text). Each data point is a single model that submitted a run to the experiment in the CMIP3 archive that has CO2 increasing at 1% yr−1.
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1

The relationship between the change in wind speed in the upper troposphere above the surface westerlies and the change in their latitude, across a range of GCMs (see text). Each data point is a single model that submitted a run to the experiment in the CMIP3 archive that has CO2 increasing at 1% yr−1.
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
The relationship between the change in wind speed in the upper troposphere above the surface westerlies and the change in their latitude, across a range of GCMs (see text). Each data point is a single model that submitted a run to the experiment in the CMIP3 archive that has CO2 increasing at 1% yr−1.
Citation: Journal of the Atmospheric Sciences 69, 11; 10.1175/JAS-D-11-0300.1
Thus, just as with the barotropic model, the change in the speed of the jet is related to the magnitude of the poleward shift, across a suite of GCMs. This motivates continuing research into whether the barotropic dynamics discussed in the previous sections are the cause of the poleward shift of the westerlies in response to increasing GHGs. It should be noted that the change of jet latitude with jet speed is much greater in the CMIP3 than in the barotropic model, suggesting that other, potentially more important mechanisms may be at work in shifting the jet. However, it could also be the case that the barotropic dynamics are important in the full GCMs, but that there is a positive feedback on the jet movement, with the wave source region being encouraged to move poleward because of self-maintenance dynamics, as described in Robinson (2006) and Kidston et al. (2010), that may follow the shift in dissipation encouraged by the barotropic dynamics. This is the subject of ongoing work.
6. Discussion and conclusions
We have used a stirred barotropic model to show that even with statistically constant stirring, when the jet is forced to speed up, it moves poleward. Increasing the speed of the jet increases the meridional wind shear and reduces β* on the flanks of the jet, where the relative vorticity gradient is negative. This reduces the window of phase speeds that are able to propagate to the flanks of the jet and creates turning latitudes. This is a well-known phenomenon and is the reason that fast jets become waveguides (e.g., Hoskins and Ambrizzi 1993). We have shown that on the sphere, the turning latitude appears first at high latitudes, and this causes the dissipation to shift preferentially to the equatorward side. This appears to be the most parsimonious explanation of why the net source of wave activity moves poleward, and thus the jet shifts poleward, when the speed of the flow is increased in this model.
A further consequence of increasing the speed of the jet manifests when the value of β* becomes not only small, but actually negative. In this case waves may overreflect, or exhibit barotropic instability. This can provide a high-latitude source of pseudomomentum and can further encourage the net source of wave activity to shift poleward. It is possible that this explains the greater sensitivity of jet latitude to jet speed in the weakly damped integrations. The importance of this is left for further work.
The relevance of the quasilinear barotropic dynamics to realistic atmospheres is not clear. On the one hand, the barotropic model is very different from a realistic situation where wave activity is generated through baroclinic instability. On the other hand, the basic mechanism of the turning latitude appearing on the poleward flank of a faster jet seems so simple that it may be relevant to realistic flows. Across a suite of state-of-the-art GCMs forced with increasing GHGs, the magnitude of the poleward shift of the surface westerlies is well correlated with the increase in the speed of the jet. It remains to be seen whether the same dynamics relating jet speed to latitude that were diagnosed for the barotropic model are indeed relevant to the more realistic situation.
Acknowledgments
This work was partly supported by DOE Grant DE-SC0005189 and NSF Grant AGS-1144302. We acknowledge the modeling groups, the Program for Climate Model Diagnosis and Intercomparison (PCMDI) and the WCRP’s Working Group on Coupled Modelling (WGCM) for their roles in making available the WCRP CMIP3 multimodel dataset. Support of this dataset is provided by the Office of Science, U.S. Department of Energy.
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