Gross Moist Stability Assessment during TOGA COARE: Various Interpretations of Gross Moist Stability

Kuniaki Inoue University of Wisconsin–Madison, Madison, Wisconsin

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Larissa E. Back University of Wisconsin–Madison, Madison, Wisconsin

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Abstract

Daily averaged TOGA COARE data are analyzed to investigate the convective amplification/decay mechanisms. The gross moist stability (GMS), which represents moist static energy (MSE) export efficiency by large-scale circulations associated with the convection, is studied together with two quantities, called the critical GMS (a ratio of diabatic forcing to the convective intensity) and the drying efficiency [a version of the effective GMS (GMS minus critical GMS)]. The analyses reveal that convection intensifies (decays) via negative (positive) drying efficiency.

The authors illustrate that variability of the drying efficiency during the convective amplifying phase is predominantly explained by the vertical MSE advection (or vertical GMS), which imports MSE via bottom-heavy vertical velocity profiles (associated with negative vertical GMS) and eventually starts exporting MSE via top-heavy profiles (associated with positive vertical GMS). The variability of the drying efficiency during the decaying phase is, in contrast, explained by the horizontal MSE advection. The critical GMS, which is moistening efficiency due to the diabatic forcing, is broadly constant throughout the convective life cycle, indicating that the diabatic forcing always tends to destabilize the convective system in a constant manner.

The authors propose various ways of computing quasi-time-independent “characteristic GMS” and demonstrate that all of them are equivalent and can be interpreted as (i) the critical GMS, (ii) the GMS at the maximum precipitation, and (iii) a combination of feedback constants between the radiation, evaporation, and convection. Those interpretations indicate that each convective life cycle is a fluctuation of rapidly changing GMS around slowly changing characteristic GMS.

Corresponding author address: Kuniaki Inoue, Department of Atmospheric and Oceanic Sciences, University of Wisconsin–Madison, 1225 W. Dayton St., Madison, WI 53706. E-mail: inoue2@wisc.edu

Abstract

Daily averaged TOGA COARE data are analyzed to investigate the convective amplification/decay mechanisms. The gross moist stability (GMS), which represents moist static energy (MSE) export efficiency by large-scale circulations associated with the convection, is studied together with two quantities, called the critical GMS (a ratio of diabatic forcing to the convective intensity) and the drying efficiency [a version of the effective GMS (GMS minus critical GMS)]. The analyses reveal that convection intensifies (decays) via negative (positive) drying efficiency.

The authors illustrate that variability of the drying efficiency during the convective amplifying phase is predominantly explained by the vertical MSE advection (or vertical GMS), which imports MSE via bottom-heavy vertical velocity profiles (associated with negative vertical GMS) and eventually starts exporting MSE via top-heavy profiles (associated with positive vertical GMS). The variability of the drying efficiency during the decaying phase is, in contrast, explained by the horizontal MSE advection. The critical GMS, which is moistening efficiency due to the diabatic forcing, is broadly constant throughout the convective life cycle, indicating that the diabatic forcing always tends to destabilize the convective system in a constant manner.

The authors propose various ways of computing quasi-time-independent “characteristic GMS” and demonstrate that all of them are equivalent and can be interpreted as (i) the critical GMS, (ii) the GMS at the maximum precipitation, and (iii) a combination of feedback constants between the radiation, evaporation, and convection. Those interpretations indicate that each convective life cycle is a fluctuation of rapidly changing GMS around slowly changing characteristic GMS.

Corresponding author address: Kuniaki Inoue, Department of Atmospheric and Oceanic Sciences, University of Wisconsin–Madison, 1225 W. Dayton St., Madison, WI 53706. E-mail: inoue2@wisc.edu

1. Introduction

Despite decades of advancement of conceptual theories and computational ability, it has still been challenging to correctly simulate tropical convective disturbances, such as convectively coupled equatorial waves (CCEWs) and the Madden–Julian oscillation (MJO), with realistic intensity and phase speed (e.g., Lin et al. 2006; Kim et al. 2009; Straub et al. 2010; Benedict et al. 2013). Current general circulation models used for climate predictions also fail to accurately simulate the position and strength of the intertropical convergence zone (ITCZ; e.g., Lin 2007). We know that one of the reasons for the difficulties is our lack of fundamental understanding of the interactions between deep convection and large-scale circulations in the tropics. However, answering the question, “how, then, can we obtain better understanding of those interactions?” is a formidable task, because the problems to solve are generally too intricate to separate different causal contributions. To simplify the complex details in convective interactions, a conceptual quantity called the gross moist stability (GMS) has been investigated and has been proven to be useful in previous work. In this work, we utilize the GMS to look at mechanisms for convective amplification and decay in the Tropical Ocean and Global Atmosphere Coupled Ocean–Atmosphere Response Experiment (TOGA COARE) data.

The GMS, which represents efficiency of moist static energy export by large-scale circulations associated with moist convection, was originated by Neelin and Held (1987) with a simple two-layer atmospheric model. They described it as “a convenient way of summarizing our ignorance of the details of the convective and large scale transients.” Raymond et al. (2007) furthered this idea by defining the relevant quantity called the normalized gross moist stability (NGMS). Although different authors have used slightly different definitions of the NGMS [see a review paper by Raymond et al. (2009)], all versions of the NGMS represent efficiency of export of some intensive quantity conserved in moist adiabatic processes per unit intensity of the convection. In this study, we utilize one version of the NGMS defined as
e1
where s is dry static energy (DSE), h is moist static energy (MSE), υ is horizontal wind, the del operator represents the isobaric gradient, and the angle brackets represent a mass-weighted vertical integral from the tropopause to the surface. In this study, we simply call Γ the GMS instead of the NGMS. We will show that this quantity and relevant ideas can be used to diagnose mechanisms for convective amplification and decay.

Previous GMS studies can be broadly categorized into two approaches: theoretical and diagnostic approaches. Although these two approaches are looking at the same quantity—namely, the GMS—it is usually difficult to compare their results to seek agreement between them. One of the difficulties arises from the simplification of vertical structures in the theoretical GMS studies.

Most of the theoretical GMS studies are inevitably dependent on an assumption of simple vertical structures. Historically, the GMS has been proven to be a powerful tool in the version of the quasi-equilibrium framework where temperature stratification is assumed to be close to a moist adiabat (e.g., Emanuel et al. 1994; Neelin and Zeng 2000). The perturbation vertical velocity then takes a first baroclinic mode structure, and the GMS is quasi time independent (or nearly constant). In this framework, the values of the GMS set the phase speed of features that have commonalities with CCEWs (e.g., Emanuel et al. 1994; Neelin and Yu 1994; Tian and Ramanathan 2003; Raymond et al. 2009).

Recent observational studies, however, show that the vertical structures of the CCEWs are not explained only by the first baroclinic mode but require the second baroclinic mode [e.g., Kiladis et al. (2009) and references therein]. Some theoretical studies have attempted to include the second baroclinic mode and succeeded in producing realistic structures of the CCEWs (e.g., Mapes 2000; Khouider and Majda 2006; Kuang 2008a,b). In such frameworks, however, the GMS is not attractive as a quantity that controls phase speed and linear instability of CCEWs, because the second baroclinic mode inevitably causes singularities of the GMS, making it blow up to infinity at some points (e.g., Inoue and Back 2015). Raymond and Fuchs (2007) and Fuchs et al. (2012) found in their simple models, which can also produce variable vertical structures, that the dependency of the phase speed of equatorial gravity waves on the GMS is subtle.

The GMS also plays an important role in theoretical MJO studies. Recently, the idea emerged that the MJO is a moisture mode (Fuchs and Raymond 2007)1, and some simple linear model studies demonstrated that the moisture mode becomes unstable when the GMS or “effective” GMS, including radiative or surface flux feedbacks, is negative (Fuchs and Raymond 2007; Raymond and Fuchs 2007; Raymond et al. 2009; Fuchs et al. 2012; and others).

The recent diagnostic GMS studies have focused more on the highly time-dependent property of the GMS (e.g., Hannah and Maloney 2011; Benedict et al. 2014; Hannah and Maloney 2014; Masunaga and L’Ecuyer 2014; Sobel et al. 2014; Inoue and Back 2015). Specifically, those studies have focused on the aspect of the GMS as a quantity that describes the destabilization/stabilization mechanisms of the convective disturbances. Episodes of organized convective disturbances generally begin with a bottom-heavy vertical velocity profile, which progressively evolves into a top-heavy profile as the convection develops. As in Fig. 1, a bottom-heavy profile with MSE-rich-lower-tropospheric convergence and MSE-poor-midtropospheric divergence leads to net import of MSE by the vertical circulation and thus destabilizes the convective system via column moistening; this condition is associated with negative GMS. Conversely, a top-heavy profile with MSE-poor midtropospheric convergence and MSE-rich upper-tropospheric divergence is associated with net export of MSE and positive GMS, which causes the convection to decay. These destabilization/stabilization mechanisms play crucial roles in the dynamics of the CCEWs in cloud-resolving model simulations (e.g., Peters and Bretherton 2006; Kuang 2008a).

Fig. 1.
Fig. 1.

Schematic figures of a typical MSE profile and vertical velocity (omega) profiles in a bottom-heavy and a top-heavy shape. The leftward (rightward) arrows correspond to convergence (divergence).

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

In this study, we focus our attention on the diagnostic aspect of the GMS. We propose useful applications of the GMS to diagnoses of tropical convective disturbances. First, by utilizing the time dependency of the GMS, we claim that the destabilization/stabilization mechanisms discussed above play crucial roles in short-time-scale tropical disturbances and that those mechanisms can be extracted by investigating the GMS in observational data. Second, we propose some methods to calculate a meaningful value of the quasi-time-independent GMS for which computations and interpretations are relatively easy.

The rest of this paper is structured as follows. Section 2 describes the dataset we used (the TOGA COARE dataset). Section 3 sets forth the theoretical framework of the relationship between the time-dependent GMS and amplification/decay of convection. In this section, we introduce new quantities called the critical GMS (a ratio of diabatic forcing to the convective intensity) and drying efficiency [a version of the effective GMS (GMS minus critical GMS)]. By investigating those quantities in the TOGA COARE data, we demonstrate the amplification/decay mechanisms of the convection in section 4. In section 5, we extend our arguments toward the time-independent aspect of the GMS. In this section, we suggest some methods to calculate the quasi-time-independent GMS and clarify the interpretations of that. In section 6, we summarize our arguments.

2. Data description

We investigate the field campaign data from TOGA COARE (Webster and Lukas 1992) to clarify the relationship between the GMS, vertical atmospheric structures (especially vertical velocity profiles), and convective amplification/decay. The TOGA COARE observational network was located in the western Pacific warm pool region. In this study, we analyze the data averaged over the spatial domain called the intensive flux array (IFA), which is centered at 2°S, 156°E, bounded by the polygon defined by the meteorological stations at Kapingamarangi and Kavieng and ships located near 2°S, 158°E and 4°S, 155°E. The sounding data were collected during the 4-month intensive observing period (IOP; 1 November 1992–28 February 1993) with 6-hourly time resolution. All variables are filtered with a 24-h running mean for a reason explained in the next section.

The dataset utilized was constructed by Minghua Zhang, who analyzed the sounding data by using an objective scheme called constrained variational analysis (Zhang and Lin 1997). In that scheme, the state variables of the atmosphere are adjusted by the smallest possible amount to conserve column-integrated mass, moisture, static energy, and momentum. See Zhang and Lin (1997) for more detailed information about the scheme.

3. Theoretical framework

Following Yanai et al. (1973), we start with the vertically integrated energy and moisture equations
e2
e3
where sCpT + gz is DSE; CpT is enthalpy; gz is geopotential; QR is radiative heating rate; L is the latent heat of vaporization, P is precipitation rate; H is surface sensible heat flux; q is specific humidity; E is surface evaporation; the angle brackets represent mass-weighted column integration from 1000 to 100 hPa; and the other terms have conventional meteorological meanings. Each quantity is averaged over the IFA. As in Raymond et al. (2009), assuming ω vanishes at the surface and tropopause pressures, utilizing the continuity equation, and taking integration by parts yields
e4
e5
In the deep tropics, temperature anomalies are small because of weak rotational constraints (Charney 1963, 1969; Bretherton and Smolarkiewicz 1989), and thus the DSE tendency and horizontal DSE advective terms in Eqs. (2) and (4) are often assumed to be negligible, which is called the weak temperature gradient approximation (WTG; Sobel and Bretherton 2000; Sobel et al. 2001). When applying the WTG to observational data, however, we need to remove diurnal cycles of the temperature field, which is the primary exception to the WTG. Figures 2a and 2b illustrate the power spectra of the column DSE and column moisture tendencies. These figures show that most variance of the column DSE tendency is explained by the diurnal cycle, while the diurnal cycle of the column moisture tendency is much smaller. Therefore, taking a daily running mean filter makes the column DSE tendency much less significant than the column moisture tendency, as illustrated in Figs. 2c and 2d, allowing us to neglect it. Neglecting the column DSE tendency and adding Eqs. (4) and (5) yields
e6
where hs + Lq is MSE, and SLE + H is surface fluxes. Generally, H is negligible over the tropical ocean.
Fig. 2.
Fig. 2.

(a) Power spectrum of ∂〈s〉/∂t. (b) Power spectrum of ∂〈q〉/∂t. (c) Time series of raw (black), and daily running-averaged ∂〈s〉/∂t (blue) during TOGA COARE. (d) As in (c), but for ∂〈q〉/∂t. The specific humidity q is scaled into the energy unit by the latent heat of evaporation.

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

We now utilize a relationship between precipitation and column-integrated water vapor 〈q〉 (i.e., precipitable water or water vapor path), which was shown by Bretherton et al. (2004). They showed the relation in the form of
e7
where a and b are some constants calculated by nonlinear least squares fitting. Figure 3 illustrates the relationship between the precipitation and precipitable water during TOGA COARE. The patterns statistically agree with the proposed exponential relationship. This exponential relationship is, however, not so crucial for this study. The ideas described below are valid as long as the precipitation has positive correlation with the precipitable water, which can be observed in the figure. Equation (7) can be replaced by a linearized form:
e8
where τc is a convective adjustment time scale, as in the Betts–Miller parameterization (Betts 1986; Betts and Miller 1986), and the same conclusions can be drawn. Taking the natural logarithm of Eq. (7) and plugging it into Eq. (6) yields
e9
where F ≡ 〈QR〉 + S is a diabatic source term.
Fig. 3.
Fig. 3.

Precipitation as a function of precipitable water 〈q〉. The black line was computed by a nonlinear least squares fitting.

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

Equation (9) indicates two convective phases:
e10
e11
According to Eq. (9), precipitation increases over time if a system is in the phase of Eq. (10), while it decreases in the phase of Eq. (11). Since the value of ∇ ⋅ 〈hυ〉 − F is dependent on the intensity of the convection, it is advantageous to normalize it by the intensity of the convection so that we can take composites of all the convective events with different intensities in the TOGA COARE data, and from that context, the concept of the GMS appears. A similar normalization technique has been utilized by Hannah and Maloney (2011).
In this study, we define a case with positive ∇ ⋅ 〈sυ〉 to be convectively active and a case with negative ∇ ⋅ 〈sυ〉 to be convectively inactive. Since we are interested in events when convection is happening, most of the analyses given below are conducted only for convectively active times. When convection is active, dividing Eqs. (10) and (11) by ∇ ⋅ 〈sυ〉 yields
e12
e13
where
e14
which we name the critical GMS. Here, Γ is the GMS defined in Eq. (1), and we call the quantity Γ − ΓC the drying efficiency. This drying efficiency can be viewed as a version of a quantity called the effective GMS (e.g., Su and Neelin 2002; Bretherton and Sobel 2002; Peters and Bretherton 2005; Sobel and Maloney 2012) and is similar to the effective GMS used in Hannah and Maloney (2014). We choose not to primarily refer to it as the effective GMS, because the effective GMS has generally described how convection responds to other MSE budget forcings (surface fluxes and/or horizontal advection), and, in the drying efficiency definition, all MSE budget terms have been folded in, so there is no longer a forcing term that the effective GMS is describing the response to. Nevertheless, if preferred, one can view the drying efficiency as a version of the effective GMS that includes horizontal MSE advection and surface fluxes in it.
When Γ − ΓC is negative (positive), the system is in the amplifying (decaying) phase in which convection intensifies (decays). (When convection is inactive with negative ∇ ⋅ 〈sυ〉, those phases are reversed.) These hypotheses are not surprising, because Γ − ΓC is equivalent to
e15
which represents efficiency of moisture discharge/recharge per unit intensity of convection, and the GMS and the critical GMS, respectively, represent contributions of MSE advection (−∇ ⋅ 〈hυ〉) and diabatic forcing (F ≡ 〈QR〉 + S) terms to that efficiency. Therefore, the phases of Eqs. (12) and (13) simply state that a moistened (dried) system leads to amplification (dissipation) of the convection. Despite the simplicity, this concept is useful from both diagnostic and theoretical perspectives.

We take composites of convective structures onto values of the drying efficiency. This composite method functions well because the drying efficiency is independent of the convective intensity (therefore, it is only a function of the convective structures) and is a good index of the convective stability.2 Hence by using the drying efficiency composite method, we can illustrate the connection between convective structures and the stability of moist convection.

4. Results and discussion

a. Drying efficiency and convective amplification/decay

First, we need to verify the hypotheses of the amplifying and decaying phases, Eqs. (12) and (13), for convectively active times during TOGA COARE. When computing Γ and ΓC, as suggested by Raymond et al. (2009), the time filter was applied to the numerator and denominator before taking the ratio between them. All data points with ∇ ⋅ 〈sυ〉 less than 10 Wm−2 were removed to exclude convectively inactive times and to avoid division by zero. Furthermore, since we apply a binning average method to Γ − ΓC, we excluded 2.5% outliers from the left and right tails of the PDF of Γ − ΓC before taking composites in order to avoid biases due to very large and small values.

Figure 4a shows precipitation changes as a function of the drying efficiency Γ − ΓC. The precipitation changes were calculated by center differencing, and those were averaged in 12.5-percentile bins with respect to Γ − ΓC. In the amplifying phase (negative Γ − ΓC), the precipitation changes are positive, indicating the convection is enhanced; in the decaying phase (positive Γ − ΓC), in contrast, the convection is attenuated. Figure 4b illustrates the probabilities of increase in precipitation as a function of the binned Γ − ΓC. These probabilities were computed as a ratio of the number of the data points with positive precipitation changes to the total number of the data points within each 12.5-percentile bin of Γ − ΓC. When Γ − ΓC is negative and large (−1.4 to −0.4) the probability of precipitation increase is greater than ~70%, whereas, when Γ − ΓC is positive and large (0.2 to 0.8), the precipitation decreases at ~80%. As Γ − ΓC increases from −0.4 to 0.2, the probability of precipitation increase rapidly drops. Both Figs. 4a and 4b are consistent with the hypotheses of the amplification/decaying phases.

Fig. 4.
Fig. 4.

(a) Binned precipitation changes as a function of the drying efficiency Γ − ΓC, averaged in 12.5-percentile bins of Γ − ΓC. The precipitation changes δP were computed by center differencing. (b) Binned probabilities of increase in precipitation as a function of Γ − ΓC, averaged in the same bins as (a). The values subtracted from 100% represent probabilities of decrease in precipitation. (c) Binned precipitation as a function of Γ − ΓC, computed in the same way as above. For this figure, all data points with ∇ ⋅ 〈sυ〉 less than 10 Wm−2 were removed to exclude convectively inactive times and to avoid division by zero.

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

Figure 4c shows the precipitation as a function of the binned Γ − ΓC. In the amplifying phase, the precipitation increases as Γ − ΓC becomes less negative and reaches the maximum when Γ − ΓC is zero, or Γ is equal to ΓC; in the decaying phase, the precipitation decreases with increase in Γ − ΓC. This figure, together with Figs. 4a and 4b, indicates that values of the drying efficiency are statistically linked to convective development and dissipation; that is, convection generally begins with high efficiency of moistening (negative and large Γ − ΓC), the efficiency of moistening gradually decreases (i.e., Γ − ΓC becomes less negative) as the convection develops, and, eventually, it starts to discharge moisture (positive Γ − ΓC), leading to dissipation of the convection.

When interpreting Fig. 4 and the other drying efficiency figures given below, one caution is required; that is, those figures do not include any information about time. They were plotted in order of stability from the most unstable to the most stable, and not ordered in time, so the length of the x axis does not represent the actual duration of the corresponding structures. Nevertheless, because every phenomenon statistically evolves from unstable to stable conditions, those figures represent a statistical convective life cycle: the convection generally evolves from negative and large Γ − ΓC to positive and large Γ − ΓC.

b. Variability of drying efficiency

In the last subsection, we verified that, when the drying efficiency Γ − ΓC is negative (positive), convection is enhanced (attenuated), respectively. Now let us investigate which processes cause variability of the drying efficiency, making the convection amplify or dissipate. In other words, we examine how moist convection evolves from unstable (negative Γ − ΓC) into stable (positive Γ − ΓC) conditions.

Variability of Γ − ΓC is separated into contributions of the GMS (or advective terms) and of the critical GMS (or diabatic forcing terms). Furthermore, GMS can be divided into horizontal and vertical components as
e16
where
eq1
eq2
Therefore, variability of the drying efficiency can be explained by three components: changes in the horizontal GMS ΓH, in the vertical GMS ΓV, and in the critical GMS ΓC. Figure 5 shows those three components as a function of the binned Γ − ΓC. By comparing the amount of the slope of each component with the slope of Γ − ΓC, we can determine which processes explain the variability of the drying efficiency when it evolves from negative to positive values.
Fig. 5.
Fig. 5.

Variability of each component, horizontal GMS ΓH (blue), vertical GMS ΓV (black), and critical GMS ΓC (red), decomposed from drying efficiency Γ − ΓC (gray), and averaged in the same bins as in Fig. 4.

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

In this figure, ΓC is broadly constant and maintains positive values around 0.25–0.5 along all the values of Γ − ΓC. (Although it varies some, the variations are less significant compared to the other two components.) This indicates that ΓC always decreases the value of Γ − ΓC toward negative values and thus forces the convective system toward the amplifying phase. The combination of radiative heating and surface fluxes, therefore, constantly creates a tendency toward destabilization as a moisture (or MSE) source, increasing efficiency of moistening (or decreasing the drying efficiency) during both the amplifying and decaying phases, and does not contribute to the variability of Γ − ΓC. Therefore, given a constant value of ΓC, convection intensifies (decays) when the GMS is less (greater) than that critical constant. More detailed discussions about ΓC are provided in section 4d and section 5.

In the amplifying phase (i.e., Γ − ΓC < 0), most of the slope of Γ − ΓC is explained by ΓV. This indicates that vertical MSE advection mainly explains the convective evolution from the amplifying into the decaying phases. In this phase, ΓH is broadly constant and nearly zero, implying the horizontal MSE (or moisture) advection does not contribute to amplification of the convection. When Γ − ΓC is ~−1.4, the values of ΓH, ΓV, and ΓC are ~−0.2, ~−0.7, and ~0.5, respectively. Hence, the system is primarily moistened by the vertical MSE advection, the radiative heating, and the surface fluxes. As the convection evolves toward the decaying phase, ΓV becomes less negative, which indicates that moistening via vertical advection becomes less efficient. At Γ − ΓC ≃ −0.5, ΓH and ΓV are nearly zero, while ΓC is ~0.5. In this stage, only the radiative heating and the surface fluxes moisten the convective system. As the convection develops further to greater Γ − ΓC, the vertical advection starts to discharge moisture (i.e., positive ΓV), leading to dissipation of the convection. Therefore, what drives the convection from the amplifying into the decaying phase is the vertical MSE advection (associated with ΓV), which at the beginning moistens the system, followed by discharge of moisture. During that evolution, ΓC constantly tends to moisten the system, resisting the drying by the vertical advection.

In the decaying phase (i.e., Γ − ΓC > 0), in contrast, the slope of ΓH nicely matches the slope of Γ − ΓC. Therefore, the drying efficiency in the fastest dissipation stage is mainly explained by the horizontal MSE advection. The vertical GMS ΓV also keeps positive values in this phase, indicating the vertical advection also exports MSE and dries the system. But the horizontal advection dries the system more efficiently (i.e., ΓH > ΓV). The critical GMS ΓC is relatively constant with positive values, making Γ − ΓC smaller. Therefore, in the decaying phase, both horizontal and vertical advection tend to dry the system, while the radiative heating and surface fluxes tend to supply MSE anomalies into the convective system.

c. Variability of vertical GMS

We have shown that, in the amplifying phase, most of the variability of the drying efficiency is explained by the vertical GMS ΓV. Now we investigate how ΓV varies. During TOGA COARE, 94% of the total variance of 〈ωh/∂p〉 is explained by the variance of ω. Thus, the variability of ΓV is mainly due to the fluctuations of ω profiles. The relationship between ΓV and ω has been pointed out by previous studies (e.g., Back and Bretherton 2006; Peters and Bretherton 2006; Sobel and Neelin 2006; Sobel 2007; Raymond et al. 2009; Masunaga and L’Ecuyer 2014; Inoue and Back 2015). Those studies have demonstrated that bottom-heavy ω profiles that import MSE via lower-level convergence and middle-level divergence are associated with negative (or close to negative) values of ΓV, while top-heavy profiles with middle-level convergence and upper-level divergence export MSE from the atmospheric column, causing positive and large ΓV.

Figure 6a illustrates the relationship between ΓV and ω profiles for convectively active times in the TOGA COARE data. The blue (red) shaded contours represent ascending (descending) motions. As described above, negative and large ΓV is associated with bottom-heavy ω shapes, and as ΓV increases ω becomes more top heavy. When the convection is inactive (i.e., ∇ ⋅ 〈sυ〉 is negative; in Fig. 6b), the relation is reversed; that is, negative and large ΓV corresponds to top-heavy ω with lower-tropospheric descending motion, while positive and large ΓV is associated with bottom-heavy profiles with upper-tropospheric descending motion.

Fig. 6.
Fig. 6.

(a) Vertical ω structures with respect to the values of vertical GMS ΓV for convectively active times (∇ ⋅ 〈sυ〉 > 0), averaged in 12.5-percentile bins of ΓV. The star marks on the x axis denote the centers of the bins. (b) As in (a), but for convectively inactive times (∇ ⋅ 〈sυ〉 < 0). The contour interval (CI) of (a) and (b) is 2 × 10−2 Pa s−1. All points with |∇ ⋅ 〈sυ〉| less than 10 Wm−2 were removed to avoid division by zero.

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

Figure 6b, together with Fig. 6a, completes a life cycle of the convection. The convection is initialized with small and positive ΓV during negative ∇ ⋅ 〈sυ〉 (in Fig. 6b), and ΓV increases as the convection develops. After passing the singularity of ΓV (or zero ∇ ⋅ 〈sυ〉), it becomes a negative and large value that corresponds to bottom-heavy motion (in Fig. 6a), which gradually deepens with increase in ΓV and reaches the other singularity. Again, the sign of ΓV flips, and it becomes negative and large when the convection is in a stratiform shape (in Fig. 6b), and, as the stratiform convection is dissipated, the value of ΓV becomes less negative, completing the life cycle. Since our main interest in this study is convective amplification/decay mechanisms instead of initialization/termination processes, we concentrate on analyses of the data points with positive ∇ ⋅ 〈sυ〉.

Interestingly, the anomalous temperature field is coherent with the ω profiles. Figure 7 shows anomalous temperature profiles with respect to the binned ΓV, which is compared with Fig. 6a. When ΓV is negative with bottom-heavy ω profiles, an anomalously warm layer can be observed around 600 hPa. The height of this stable layer matches the upper limit of the bottom-heavy ω. This temperature structure is commonly observed in CCEWs (e.g., Straub and Kiladis 2003; Kiladis et al. 2009; Frierson et al. 2011). We speculate that those temperature anomalies work like a lid that prevents the bottom-heavy ω profiles from becoming top heavy, maintains the negativity of ΓV, and destabilizes the convective system by enhancing the efficiency of moistening. This type of interaction between temperature anomalies and convection appears to be in favor of the “activation control” hypothesis of large-scale disturbances proposed by Mapes (1997).

Fig. 7.
Fig. 7.

As in Fig. 6a, but for temperature anomalies (CI = 0.125 K).

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

Previous TOGA COARE studies (e.g., Johnson et al. 1996, 1999) have posited that that stable layer is associated with melting processes of cloud droplets around 0°C, though it is not clear why that would occur preferentially during the growth phase of convection. An important role of that layer in convective dynamics has been pointed out by, for instance, Kikuchi and Takayabu (2004), who claimed that moistening below the 0°C level may be an influential factor for development of the convection. However, cloud microphysics may not be the only mechanism for the temperature anomalies. Raymond et al. (2014) claimed that those temperature anomalies are a balanced thermal response to the existence of mesoscale vorticity anomalies in the tropical atmosphere. This hypothesis has been verified in the case of tropical cyclogenesis and in easterly waves (e.g., Cho and Jenkins 1987; Jenkins and Cho 1991).

d. Critical GMS and feedback constants

Now that we have shown the critical GMS ΓC stays relatively constant in both the amplifying and decaying phases (in Fig. 5), let us investigate it in more detail. In theoretical GMS studies, where a vertical structure is assumed to be a single mode, the GMS is quasi time independent. That is equivalent to saying that the MSE advection can be linearly parameterized with the intensity of the convection. However, Inoue and Back (2015) demonstrated that the time-independent GMS is not an accurate approximation, especially on 2-day time scales. In this subsection, we will show that linear approximation of the diabatic forcing terms is, instead, more consistent with the observational data during TOGA COARE than that of the advective terms (cf. Figs. 8c and 8f, which are scatterplots of the diabatic source term F and ∇ ⋅ 〈hυ〉 as a function of ∇ ⋅ 〈sυ〉). This linear approximation of F provides us with a new interpretation of the quasi-time-independent GMS, which will be discussed more in section 5.

Fig. 8.
Fig. 8.

(a) Scatterplot of column radiative heating 〈QR〉 as a function of vertically integrated total DSE export (+∇ ⋅ 〈sυ〉) for all data points, including convectively inactive times. The solid line was computed by the linear least squares fitting. The values in the upper-left corner represent correlation coefficient R and mean-square error (Mean Sq Err) from the linear fit. (b)–(f) As in (a), but for (b) surface fluxes S, (c) diabatic forcing 〈QR〉 + S, (d) vertically integrated horizontal MSE export (+〈υ ⋅ ∇h〉), (e) vertically integrated vertical MSE export (+〈ωh/∂p〉), and (f) the total MSE export (+∇ ⋅ 〈hυ〉). The dashed lines in (c) and (f) were computed by a regression through the origin.

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

Generally, column radiative heating 〈QR〉 can be expressed as
e17
where rR is a cloud radiative feedback constant, and Q0 is the clear-sky column radiative heating (e.g., Su and Neelin 2002; Bretherton and Sobel 2002; Peters and Bretherton 2005; Sobel 2007). The DSE budget equation [Eq. (4)] with the WTG is
e18
Here, we neglect the surface sensible heat flux. By rearranging Eq. (18) and plugging it into Eq. (17), we obtain
e19
where
e20
and
e21
Figure 8a illustrates a scatterplot of 〈QR〉 versus ∇ ⋅ 〈sυ〉 with the least squares fit; 〈QR〉, which has a high correlation with ∇ ⋅ 〈sυ〉 (0.83), is well represented by the linear equation [Eq. (19)].
Similarly, applying a positive correlation between surface fluxes and precipitation (e.g., Raymond et al. 2003; Back and Bretherton 2005; Araligidad and Maloney 2008; Riley Dellaripa and Maloney 2015), we obtain
e22
where rS represents an evaporation–moisture convergence feedback (e.g., Zebiak 1986; Back and Bretherton 2005), and S0 is the surface fluxes at zero precipitation. In a similar way to Eq. (19), utilizing the DSE budget equation with the WTG, Eq. (22) can be rearranged into
e23
where
e24
and
e25

Figure 8b is a scatterplot of S versus ∇ ⋅ 〈sυ〉 with the least squares fit. The linear fit seems adequate enough to express the overall pattern of S. As pointed out by previous studies, there is a positive correlation (0.57) between S and intensity of the convection (∇ ⋅ 〈sυ〉 in this study). However, this positive correlation is not the only reason for the validity of the linear approximation of S, because the correlation between ∇ ⋅ 〈hυ〉 and ∇ ⋅ 〈sυ〉 is also high (0.55) and is comparable to that of S. [The correlation of 〈ωh/∂p〉 is even higher (0.63).] For the linear approximation of S to be more accurate than that of ∇ ⋅ 〈hυ〉, besides the positive correlation, small variance of S compared to the other MSE budget terms (especially ∇ ⋅ 〈hυ〉) is required. That can be seen in the values of the mean-square errors of the linear fits given in Fig. 8. The mean-square error for S is about an order smaller than that for ∇ ⋅ 〈hυ〉, indicating that the linear fit of S is better than that of ∇ ⋅ 〈hυ〉. This smaller mean-square error is simply as a result of the smaller variance of S than that of ∇ ⋅ 〈hυ〉.

Hence, for Eq. (23) to be more valid than assuming a constant GMS, two conditions have to be satisfied: 1) S is positively correlated with ∇ ⋅ 〈sυ〉, and 2) variance of S is much smaller than that of ∇ ⋅ 〈hυ〉. The second condition is violated in longer time scales, such as the MJO scale, in which variance of S is comparable to the other MSE budget terms (e.g., Maloney 2009; Benedict et al. 2014; Inoue and Back 2015). Furthermore, Riley Dellaripa and Maloney (2015) found that the relationship between S and convective intensity [or γS in Eq. (23)] significantly varies along a life cycle of the MJO. It must be noted, therefore, that, although the same methodology we used in this work (drying efficiency composite) is applicable to the search for moistening/drying mechanisms in MJO events, the potential conclusions for the MJO are likely to be different from the conclusions in this study. For instance, we can make a similar figure to Fig. 5 for the MJO. In that figure, however, ΓC is most likely not nearly constant because of the significant variation of γS in Eq. (23) along an MJO life cycle. We more thoroughly discuss time-scale dependency and what time scales we are seeing the behavior of in this study in section 4g.

Since both 〈QR〉 and S are well represented by the least squares fit, this is also the case for F, the combination of 〈QR〉 and S. Adding Eqs. (19) and (23) yields
e26
where
e27
and
e28
which is shown in Fig. 8c with a high correlation coefficient (0.76).
Interestingly, Eq. (26) can be simplified further because, in the TOGA COARE data, the intercept of the 〈QR〉 fitting (βR; in Fig. 8a) cancels out the intercept of the S fitting (βS; in Fig. 8b), causing the intercept of the F fitting (β; in Fig. 8c) to be negligible. Hence, Eq. (26) becomes
e29
Therefore, the critical GMS is
e30
The good linear fit of F indicates the constancy of ΓC in Fig. 5 in the TOGA COARE dataset. (Of course, this linear approximation is not perfect, and, thus, ΓC slightly varies in Fig. 5.) The amplifying and decaying phases, Eqs. (12) and (13), can be written as
e31
e32
These equations suggest that a convective system intensifies (decays) if the GMS is less (greater) than the feedback constant γ. Thus, how much convection can grow is tightly related to the feedback constant γ.

We do not yet understand why the intercept is close to zero. It would be interesting to examine whether this disappearance of the intercept β is just a coincidence or is due to some physical constraints. Although we are not sure if this is the case in general, we could, at least, use simple linearization [Eq. (29)] in a simple model framework, the implications of which will be discussed in section 5.

When dealing with anomalous MSE budgets instead of the total budgets, the argument becomes much simpler, because we do not have to worry about the intercept β. We can take anomalies of the MSE budgets to obtain similar relations to Eqs. (31) and (32), as follows:
e33
e34
where
e35
is anomalous GMS. [Interpretations of the anomalous GMS are discussed in Inoue and Back (2015).] Equations (33) and (34), respectively, correspond to the amplifying and decaying phases, and precipitation reaches the maximum when
e36
In spite of the simplicity of the anomalous form, we include the mean state in our argument below in order to obtain further interesting ideas discussed in section 5.

Before going to the next subsection, it should be acknowledged that the arguments given above are just statistical ones and are not based on physical reasoning. In other words, we have not discussed a priori reasons why, for instance, S has a positive linear relationship with the convective intensity. It might be because of downdraft-enhanced gustiness (Redelsperger et al. 2000) or a convergence feedback, where enhanced surface fluxes lead to enhanced precipitation, but examining these a priori reasons is beyond the scope of this study, and more thorough studies about those are required for more general conclusions.

e. Drying efficiency and convective structures

We have thus far shown the following:

  • Bottom heaviness of ω associated with negative vertical GMS ΓV is responsible for most of the moisture (or MSE) import in the amplifying phase.

  • That bottom heaviness might be related to middle-tropospheric temperature anomalies.

  • In the amplifying phase, horizontal GMS ΓH is close to zero, indicating a small contribution of the horizontal advection to the moistening.

  • Critical GMS ΓC is broadly constant because of the linearity of 〈QR〉 and S and because of the cancellation of the intercept β.

  • In the decaying phase, both vertical and horizontal advection export column moisture (i.e., ΓH, ΓV > 0), but the horizontal advection exports more efficiently (i.e., ΓH > ΓV).

Those points are summarized in Figs. 9 and 10, which illustrate vertical structures of ω, temperature anomalies, and vertical and horizontal MSE advection as a function of the binned Γ − ΓC.
Fig. 9.
Fig. 9.

(a) Binned vertical ω structures with respect to the drying efficiency Γ − ΓC for convectively active times (∇ ⋅ 〈sυ〉 > 0), averaged in the same bins as in Figs. 4 and 5 (CI = 2 × 10 −2 Pa s−1). The star marks on the x axis denote the bin centers. (b) As in (a), but for temperature anomalies (CI = 0.1 K).

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

Fig. 10.
Fig. 10.

As in Fig. 9, but for (a) vertical and (b) horizontal MSE advection (CI = 5 × 10−3 J kg−1 s−1).

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

When Γ − ΓC is negative, ω is in a bottom-heavy shape (Fig. 9a) which imports MSE from the lower troposphere (Fig. 10a), whereas the horizontal advection plays only a little role in the moistening processes in this phase (Fig. 10b). The bottom heaviness of ω might be related to the anomalously warm layer at about 600 hPa, observed in Fig. 9b. Since ΓC is broadly constant, it does not change the vertical structures, but it contributes to the shift of the x axis compared to Fig. 6a. For instance, in Fig. 6a, ω starts to become top heavy at ΓV ≃ −0.25, whereas in Fig. 9a it does at Γ − ΓC ≃ −0.45. The difference between those values is due to ΓC, which is roughly constant.

When Γ − ΓC is positive, ω with a top-heavy shape (Fig. 9a) exports MSE from the upper troposphere (Fig. 10a). Besides that, horizontal advection also exports MSE from the lower to middle troposphere, as depicted in Fig. 10b. This behavior of the horizontal advection is not surprising. Generally, at the very end of the dissipative stage of convection, the atmospheric column is anomalously moist compared to the surrounding environment. Therefore, horizontal winds in any direction lead to drying of the atmospheric column, causing positive ΓH, as shown in Fig. 10b.

The mechanisms described above imply that tropical convection is a self-regulating system. Variability of the drying efficiency is predominantly regulated by the shape of vertical velocity profiles (in the amplifying phase) and by the atmospheric column moisture (in the decaying phase), both of which are parts of the convective system. Moreover, timing of a transition from the amplifying into the decaying phase is associated with the feedback constants between the radiation, the evaporation, and the convection. A convective episode that starts with shallow convection spontaneously enhances the convection itself via bottom-heavy ω. Deepened convection, in turn, starts to dry out the system via top-heavy ω, dissipating the convection. In the decaying phase, horizontal winds also dry the system by carrying dry air from the surrounding environment into the convective system or carrying moist air from the system to the environment. Therefore, we might be able to refer to the amplifying (decaying) phases as “self-amplifying (self-decaying)” phases.

f. Vertical structures and resulting convective intensity

Now we investigate a qualitative relationship between vertical structures and resulting convective intensity. Utilizing the MSE budget equation [Eq. (6)] and the linearized precipitation equation [Eq. (8)], we obtain the following:
e37
Dividing both sides by ∇ ⋅ 〈sυ〉 and applying Eqs. (17) and (18) yields
e38
where rR and βR are the constants defined in Eq. (19). We neglect the sensible heat flux. This equation is only applicable to the data points with positive ∇ ⋅ 〈sυ〉. We solve this equation for P and obtain
e39
where
eq3
and P0 and t0 are some reference precipitation and time. This equation demonstrates that the rate of precipitation increase is determined by Λ, a time integration of the efficiency of moistening (negative drying efficiency). There are three ways to increase Λ: 1) decrease Γ via bottom-heavy ω; 2) increase ΓC via enhanced feedbacks between the convection, the radiation, and the evaporation [according to Eqs. (27) and (30)]; and 3) increase the duration in which Γ − ΓC is negative. Therefore, bottom-heavy ω, strong radiative–cloud and evaporation–convergence feedbacks, and a long duration of shallower vertical motion profiles can all intensify the resulting precipitation maximum. In Figs. 7 and 9b, we observed the temperature anomalies in the middle troposphere that might maintain the bottom heaviness of ω. Hence, it would be interesting to test whether there is a positive correlation between the intensity of the temperature anomalies and the intensity of the resulting convection.

g. Time-scale dependence

When examining MSE budgets in tropical variability, it is always necessary to clarify which time scale is the target, because MSE budgets behave in significantly different ways between different time scales (e.g., Inoue and Back 2015). In this study, we have taken composites with respect to the values of Γ − ΓC, which are, according to Eq. (15), equivalent to negative column water vapor tendency per unit intensity of the convection. Therefore, it is natural to think that our analyses herein represent the convective structures with the highest frequency in the dataset. We have removed the diurnal cycle; thus, the highest-frequency variability in the TOGA COARE data is disturbance with ~2-day periodicity (see Fig. 1 in Inoue and Back 2015). We examined the structures of the high-frequency disturbances using the same data (not shown) and found significant resemblances with the structures shown in Figs. 6, 7, 9, and 10.

By using a low-pass (or bandpass) filter, we could apply this method to lower-frequency variability, such as Kelvin waves and the MJO. In section 4d, however, we showed that the linear approximation of S requires small variance of S compared with ∇ ⋅ 〈hυ〉, and that condition is violated as the time scale gets longer. Figure 11 illustrates the ratio of the variance of ∇ ⋅ 〈hυ〉 to the variance of S as a function of cutoff period of the Lanczos low-pass filter with 151 weights. This figure shows the same information as the ratio of power spectra between them. As the cutoff period increases, the periodicity of the time series becomes longer. This figure shows that, as the periodicity becomes longer, the variance of ∇ ⋅ 〈hυ〉, which dominates S on short time scales, becomes more comparable to the variance of S. It indicates that the linear approximation of S becomes less accurate on longer time scales; thus, we cannot assume the constancy of the critical GMS ΓC any more.

Fig. 11.
Fig. 11.

Ratio of the variance of ∇ ⋅ 〈hυ〉 to the variance of S on different time scales. The x axis represents the cutoff period of the low-pass Lanczos filter with 151 weights, and the y axis represents the ratio of var(∇ ⋅ 〈hυ〉) to var(S).

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

We have discussed the convective amplification/decay mechanisms in such a way that, because ΓC is nearly constant, variability of Γ is the most important. But this may not be the case for longer-time-scale disturbances, such as the MJO. Therefore, although a similar methodology is applicable to the MJO, the potential conclusions may be different from that in this study. It would be interesting to perform a similar analysis to that here for longer time scales of variability.

5. More discussion: Characteristic GMS

As described above, the gross moist stability Γ is a highly time-dependent quantity, which significantly varies from negative to positive along the convective life cycle. Recent diagnostic studies have focused more on the time-dependent aspect of Γ (e.g., Hannah and Maloney 2011; Benedict et al. 2014; Hannah and Maloney 2014; Masunaga and L’Ecuyer 2014; Sobel et al. 2014; Inoue and Back 2015); on the other hand, quasi-time-independent GMS has been popularly utilized in theoretical studies (e.g., Neelin and Held 1987; Emanuel et al. 1994; Neelin and Yu 1994; Tian and Ramanathan 2003; Fuchs and Raymond 2007; Raymond et al. 2009; Sugiyama 2009; Sobel and Maloney 2012). Then, some natural questions will come up: How can we calculate a meaningful value of the quasi-time-independent GMS in observational data, how can we interpret it, and how can we relate it with the highly time-dependent GMS? Fortunately, all the analyses shown so far in this paper have already provided the answers for those questions. We will clarify those answers through a couple steps.

First, we need to clarify how to calculate a single meaningful value of the quasi-time-independent GMS. There have been a couple different ways proposed from different contexts. We now show that all of them are almost equivalent in the TOGA COARE dataset. Those different definitions are listed as follows:

  1. GMS defined at the maximum anomalous precipitation (e.g., Sobel and Bretherton 2003), or
    e40
  2. GMS computed from a scatterplot of anomalous ∇ ⋅ 〈hυ〉 versus ∇ ⋅ 〈sυ〉 [e.g., Table 1 in Inoue and Back (2015)], or
    e41
  3. GMS computed from a scatterplot of nonanomalous ∇ ⋅ 〈hυ〉 versus ∇ ⋅ 〈sυ〉 [e.g., Fig. 9 in Raymond and Fuchs (2009)], or
    e42
  4. climatological GMS [e.g., Eq. (7) in Kuang (2011)], or
    e43
The overbar represents time average, and the prime is perturbation from the time mean. There are a few more different methods to estimate quasi-time-independent GMS (e.g., Yu et al. 1998; Chou et al. 2013), but all of them can be qualitatively categorized in one of the above definitions. We include the horizontal advection in the definitions above, although it is generally not included.

From Eq. (36), is equal to γ, which represents a combination of the radiative–convective and the evaporation–convergence feedback constants according to Eq. (27). Now, γ can be statistically calculated by a least squares method as
e44
But from the MSE budget equation, γ is also expressed as
e45
Since ∂〈h〉/∂t and ∇ ⋅ 〈sυ〉′ (or P′) are almost out of phase (e.g., Inoue and Back 2015), covariance between them becomes negligible if the time series is long enough. Therefore, we obtain
e46
Moreover, in the TOGA COARE data, the intercept of the least squares fit of F (β; in Fig. 8c) is negligible. This indicates that the least squares fit of ∇ ⋅ 〈hυ〉 as a function of ∇ ⋅ 〈sυ〉 also has to go through the origin, as shown in Fig. 8f, where the least squares fit is almost identical to the regression line through the origin. Therefore, we obtain
e47
and this equation can be rearranged into
e48
Furthermore, Fig. 8d shows the horizontal component of , , is close to zero (0.011); hence,
e49
where is the vertical component of .

The above arguments demonstrate that all the quasi-time-independent GMSs defined in the different ways (i)–(iv) are equivalent and are all equal to γ in the TOGA COARE data. We collectively call them the characteristic GMS. From the definition of γ [Eq. (27)], it represents a combination of the radiative–convective and the evaporation–convergence feedback constants, and, moreover, it is equal to the critical GMS ΓC from Eq. (30), which is the threshold between the amplifying and the decaying phases [Eqs. (12) and (13)]. Therefore, we can interpret all the characteristic GMSs, , , , and , as follows:

  1. a critical value that determines the threshold between the amplifying and the decaying phases of the convection at a given place;

  2. a value of the time-dependent GMS at the precipitation maximum;

  3. a combination of the radiative–convective and the evaporation–convergence feedback constants.

These interpretations are useful for clarifying the mechanisms for convective amplification/decay. At a given place, convection intensifies if a value of the time-dependent GMS is below the characteristic (or climatological) GMS at that place, and subcritical GMS is primarily because of bottom-heavy ω profiles. Eventually, the ω profile becomes a top-heavy shape, causing the GMS to be greater than the critical value, which leads to decay of the convection. This idea is demonstrated in Fig. 12. Here, ΓC in Fig. 4 is replaced with the climatological GMS Γ0. The figure shows that, when Γ − Γ0 is negative (positive), the convection intensifies (decays) as shown in Fig. 4. This mechanism is consistent with what Masunaga and L’Ecuyer (2014) claimed. Furthermore, the third interpretation indicates that the feedback constant γ (≡γR + γS) is equal to the climatological GMS Γ0, which is primarily determined by climatological ω profiles. That relationship implies a tight connection between ω profile shapes and the linear feedback mechanisms between the radiation, the evaporation, and the convection.

Fig. 12.
Fig. 12.

As in Fig. 4, but as a function of GMS minus climatological GMS Γ − Γ0.

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

For facilitating conceptualization of the GMS variability, Fig. 12 is plotted in a different plane. In Fig. 13, the red (blue) dots represent data points in which convection intensifies (decays), and the slope of the black solid line represents the characteristic (or critical, or climatological) GMS. This figure illustrates that, when a dot is located below (above) the critical line in this plane [which is equivalent to negative (positive) drying efficiency], the convection intensifies (decays). Since the x axis represents convective intensity, as convection develops, the dot moves to the right. But the GMS has to be equal to the climatological one at the convective maximum. So the dot also moves toward the characteristic GMS line. This idea is depicted in Fig. 14. From this figure, we can view each short-time-scale convective life cycle as a fluctuation of the rapidly varying GMS (shown in the thin light red arrows) around the slowly varying climatological GMS line (shown as the solid blue line) in the ∇ ⋅ 〈hυ〉-versus-∇ ⋅ 〈sυ〉 plane. In this study, we utilized the rapidly varying property of the GMS (shown in the thick red arrow) to extract the mechanisms for convective application/decay, ignoring the slow variation (shown in the thick blue arrows) of the climatological GMS, which is regulated by large-scale phenomena, such as a planetary boundary layer contribution controlled by SST gradient (e.g., Sobel and Neelin 2006; Back and Bretherton 2009a,b).

Fig. 13.
Fig. 13.

Scatterplot of ∇ ⋅ 〈hυ〉 vs ∇ ⋅ 〈sυ〉 with the characteristic (or climatological) GMS line as in Fig. 8f. The dots represent data points when the precipitation increases (red) and decreases (blue).

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

Fig. 14.
Fig. 14.

Schematic figure of a convective life cycle (light red arrows) in the ∇ ⋅ 〈hυ〉-vs-∇ ⋅ 〈sυ〉 plane. The thick red arrow represents variation of highly time-dependent GMS; the thick blue arrows represent variation of slowly changing climatological GMS.

Citation: Journal of the Atmospheric Sciences 72, 11; 10.1175/JAS-D-15-0092.1

6. Summary

We have investigated the convective amplification/decay mechanisms in short-time-scale disturbances by examining the gross moist stability (GMS; Γ) and its relevant quantities in the TOGA COARE dataset. We coined two quantities: namely, the critical GMS ΓC and the drying efficiency Γ − ΓC. The drying efficiency is a version of the effective GMS, which represents negative precipitable water tendency per unit intensity of convection. The GMS Γ and critical GMS ΓC, respectively, represent the contributions of the advective terms (∇ ⋅ 〈hυ〉) and the diabatic forcing terms (F ≡ 〈QR〉 + S) to the drying efficiency.

First, we verified that the convection is amplified (attenuated) via negative (positive) drying efficiency; Figs. 4a and 4b show that the precipitation intensifies (decays) when Γ − ΓC is negative (positive). Therefore, we call the phases with negative (positive) Γ − ΓC the amplifying (decaying) phases. We also found that the precipitation reaches the maximum when Γ − ΓC is zero, or the GMS is equal to the critical GMS (Fig. 4c).

Next, we investigated which processes explain the variability of Γ − ΓC. By doing so, we can clarify which processes destabilize the convection and how the convection is forced to transition from the amplifying into the decaying phases. In the amplifying phase (i.e., Γ − ΓC < 0), most of the variability of Γ − ΓC is explained by the vertical GMS ΓV (Fig. 5), which indicates that the convective transition from the amplifying into the decaying phases is primarily controlled by the vertical MSE advection. Convection with a bottom-heavy ω profile efficiently imports MSE via low-level convergence (negative ΓV), which leads to further enhancement of the convection via column moistening. Positive temperature anomalies in the middle troposphere might play a role in controlling the bottom heaviness of ω. As the convection develops, the ω profile gradually becomes top heavy, starting export of the column MSE from the upper troposphere (positive ΓV), which leads to dissipation of the convection, finishing the amplifying phase. During the amplifying phase, the horizontal GMS ΓH broadly stays close to zero, indicating that the horizontal MSE advection does not contribute the column moistening in this phase. In the decaying phase (Γ − ΓC < 0), in contrast, the variability of Γ − ΓC is mainly explained by ΓH. In this phase, the vertical advection also exports MSE (i.e., ΓV > 0), but the horizontal advection exports more efficiently (i.e., ΓH > ΓV), leading to decay of the convection via column drying.

Throughout the convective life cycle, the critical GMS ΓC broadly stays constant with positive values (Fig. 5). This indicates that the column radiative heating and surface fluxes always tend to destabilize the convective system by supplying the MSE sources in a constant manner. The constancy of ΓC is due to the linearity of the diabatic forcing with respect to the intensity of the convection (which is the case only in short-time-scale disturbances), and also due to the disappearance of the intercept β in Eq. (26). Although we are not sure whether or not the negligible β is the case in general, the linear approximation of the diabatic forcing provides us with a simple framework in which we can interpret the GMS in novel ways.

In section 5, we extended our arguments toward the quasi-time-independent GMS. We demonstrated that all of the following definitions of the quasi-time-independent GMSs are equivalent in the TOGA COARE data: (i) anomalous GMS at the precipitation maximum , (ii) GMS computed from a scatterplot of anomalous ∇ ⋅ 〈hυ〉 versus ∇ ⋅ 〈sυ, (iii) GMS computed from a scatterplot of nonanomalous ∇ ⋅ 〈hυ〉 versus ∇ ⋅ 〈sυ, and (iv) climatological GMS (Γ0), all of which are collectively called the characteristic GMS. The characteristic GMS can be interpreted as 1) a critical value that determines the threshold between the amplifying and the decaying phases, 2) a value of the GMS at the precipitation maximum, and 3) a combination of the radiative–convective and the evaporation–convergence feedback constants. These interpretations, together with Fig. 14, facilitate conceptualization of the GMS variability. From this figure, we can view a short-time-scale convective life cycle as a fluctuation of rapidly changing GMS around a slowly changing climatological GMS line in the ∇ ⋅ 〈hυ〉-versus-∇ ⋅ 〈sυ〉 plane. In this study, we utilized the rapidly changing property of the GMS to diagnose the convective amplification/decay mechanisms.

Acknowledgments

We thank Professor Gregory J. Tripoli and Professor Matthew H. Hitchman for reading Kuniaki Inoue’s M.S. thesis describing a part of this study. We also thank Professor Adam H. Sobel, Professor David J. Raymond, and one anonymous reviewer for their constructive comments that improved our first manuscript significantly. We are grateful to Professor Minghua Zhang, who has made his TOGA COARE dataset publicly available. This research is supported by NASA Grant NNX12AL96G.

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1

Other studies [Yu and Neelin (1994), and many others] also suggested modes that correspond to the “moisture mode” with different names. For a concise summary about the terminology, refer to the introduction in Sugiyama (2009).

2

In this study, we use the word “stability” to refer to the drying efficiency (or a version of the effective gross moist stability) and not to conventional thermodynamic stability, such as convective available potential energy (CAPE).

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