1. Introduction
Clouds cover about two-thirds of Earth's surface and substantially regulate Earth's radiation budget. They cool the planet by reflecting shortwave (SW; 0.2–4 μm) radiation back to space, and warm it by reducing outgoing longwave (LW; >4 μm) radiation. In our present climate, the SW effect dominates, so the net effect of clouds is to cool the planet (e.g., Allan 2011). As the climate warms, however, the effect of clouds on the planet's radiation balance may also change, resulting in a feedback to the global climate system. Uncertainty in the magnitude of this cloud feedback is one of the primary contributors to the large spread of climate sensitivity estimated by general circulation models (GCMs; e.g., Dufresne and Bony 2008). Therefore, improving our understanding of the cloud feedback is an important step for improving our confidence in predictions of future climate change.
Many previous studies have examined the cloud feedback in GCMs in response to long-term global warming (Colman 2003; Soden and Held 2006; Dessler 2013), finding a cloud-feedback magnitude ranging from near 0 to >1 W m−2 K−1. There are, however, few estimates from observations, mainly owing to the dearth of data of appropriate length and quality. Dessler (2010, 2013) used measurements of top-of-atmosphere (TOA) flux from the Clouds and the Earth's Radiant Energy System (CERES) and estimated that the cloud feedback in response to short-term climate variations is positive and has a magnitude of ~+0.5 ±0.8 W m−2 K−1.
Other studies have investigated regional cloud feedbacks in observations. Clement et al. (2009) used a cloud dataset from the northeastern Pacific to show that low clouds in that region acted as a positive feedback to multidecadal regional surface temperature changes. The GCMs that best reproduced the cloud behavior in that region and on that time scale had average or stronger positive global cloud feedbacks in response to long-term global warming [see also Broccoli and Klein (2010)]. Zelinka and Hartmann (2011) showed that high tropical clouds rose and contracted in area in response to interannual warming, leading to a net positive short-term cloud feedback from these types of clouds, although the cloud anomalies differed in subtle ways from those occurring under long-term warming.
In this study, direct satellite observations of cloud properties are used to further investigate the details of the short-term cloud feedback, including comparisons to the cloud feedback calculations of Dessler (2010, 2013). In addition to providing an independent estimate of the short-term cloud feedback, this study is novel in that we will partition the cloud feedback by cloud type. This allows us to clearly identify the role of robust but opposing cloud changes in producing the net global cloud feedback. While it is unclear what the short-term cloud feedback tells us about the cloud feedback in response to long-term global warming (Dessler 2010, 2013), the short-term cloud feedback nevertheless provides a useful test bed for our theories of the cloud feedback and as a test of climate models.
2. Data and methodology
Our cloud feedback calculations use cloud observations made by the Moderate Resolution Imaging Spectroradiometer (MODIS) on board the National Aeronautics and Space Administration's (NASA's) Terra satellite (Platnick et al. 2003). We analyze monthly joint histograms of cloud-top pressure Ptop and cloud optical depth τ from the MOD08 product (Hubanks et al. 2008) covering the period March 2000–February 2010. Figure 1a plots the average cloud fraction over this period in each Ptop–τ bin. Integration over all bins yields a total cloud fraction of 48%.
The term ∂R/∂C(Ptop,τ) is the change in TOA flux per unit change in the fraction of clouds with a specified Ptop and τ. These so-called cloud radiative kernels have been calculated using a radiative transfer model by Zelinka et al. (2012a) and are updated for this study by replacing the GCM-mean temperature, water vapor, and ozone fields used as input to the radiation code with monthly-mean fields from the European Centre for Medium-Range Weather Forecasts (ECMWF) Interim Re-Analysis (ERA-Interim) over the Terra MODIS period (Dee et al. 2011). The kernels are calculated separately for SW and LW fluxes, allowing us to separate the cloud feedback into SW and LW components. The kernels are functions of Ptop, τ, latitude, and month; the SW kernels are also functions of clear-sky surface albedo. Before computing ∆Rcloud at each latitude, we map the SW kernels from surface-albedo space to longitude using monthly climatological surface albedo from the ERA-Interim reanalysis.
To calculate the cloud feedback for these clouds, we regress the time series of ΔRcloud(lon, lat, Ptop, τ) against the monthly global average surface temperature anomaly ΔTs using an ordinary least squares fit. The stated uncertainties in this paper are the 95% confidence interval, calculated as twice the standard error of the slope of the fit.
3. The short-term cloud feedback from MODIS data
Figure 1b shows the slope of the linear regression of global average ΔC(Ptop,τ) versus ΔTs in each Ptop–τ bin—this is the change in cloud fraction per degree increase in ΔTs. The largest positive changes (i.e., ΔC increasing with increasing ΔTs) are found in the lowest height bin (pressures >800 hPa), with large negative changes in the bins above (800–680 hPa). Figure 2 shows the spatial distribution of the response in the 800–1000- and 680–800-hPa layers. The dominant response of clouds in both layers to changes in ΔTs occurs over the oceans. In the 800–1000-hPa layer, positive responses occur over wide areas of the oceanic subtropics and midlatitudes. In the 680–800-hPa layer, the dominant responses are more localized and negative, and primarily located over the ocean to the west of North and South America and Australia.
Figures 1c, 1d, and 1e show the global average net, SW, and LW cloud feedbacks, respectively, in each cloud-top pressure/optical depth bin. To obtain these values, ΔRcloud(lon, lat, Ptop, τ) is first averaged over all latitudes and longitudes, and then the global average ΔRcloud(Ptop, τ) is regressed against ΔTs to obtain the cloud feedback in each Ptop–τ bin. All other average cloud feedbacks are calculated similarly, by first averaging ΔRcloud and then regressing that average against ΔTs.
The global average cloud feedbacks are summarized in Table 1. As pointed out by Dessler and Loeb (2013) and confirmed here, the choice of ΔTs dataset can have a significant impact on the calculated cloud feedback. Aside from the Modern-Era Retrospective Analysis for Research and Applications (MERRA), all of the calculations produce slightly negative net feedbacks (although statistically indistinguishable from zero), which arise from a combination of a positive SW feedback and a larger negative LW feedback. The MERRA seems to be an outlier in this regard—it predicts both a negative SW and LW feedback. It is unclear why the MERRA result stands out, although given the uncertainty in the fits, it could just be a statistical fluctuation. Averaging all of the calculations together and combining the uncertainties in quadrature, the SW, LW, and net cloud feedbacks are +0.30 ±1.10, −0.46 ±0.74, and −0.16 ±0.83 W m−2 K−1 (excluding the MERRA results yields values of +0.42 ±1.13, −0.51 ±0.75, and −0.10 ±0.84 W m−2 K−1). All subsequent calculations in the paper, including all of the figures, use the Goddard Institute for Space Studies (GISS) Surface Temperature Analysis (GISTEMP) ΔTs dataset (Hansen et al. 2010).
Summary of global average cloud feedbacks (W m−2 K−1; uncertainties are ±2σ).
Also listed in Table 1 are cloud feedback values calculated using CERES measurements (Dessler 2013; Dessler and Loeb 2013; Dessler 2010). CERES measures the TOA net flux; ΔRcloud is calculated from those measurements by subtracting off the effects of changing water vapor, surface and atmospheric temperature, surface albedo, and radiative forcing (Soden et al. 2008; Shell et al. 2008). Thus, the CERES cloud feedback is derived not just from different data, but from an entirely different method, so the comparison provides an important test of the MODIS results.
The MODIS SW cloud feedback is 0.16–0.28 W m−2 K−1 larger than the CERES SW cloud feedbacks, which is a relatively small difference considering the uncertainty. We therefore consider these quantities to be in good agreement. The MODIS LW cloud feedback is ~0.9 W m−2 K−1 less than the CERES estimates, a much larger difference than for the SW feedback estimates. Combining SW and LW feedbacks leads to the net cloud feedback from MODIS observations ~0.7 W m−2 K−1 lower than that from the CERES observations—a big enough difference that the net feedback in the MODIS and CERES calculations have different signs.
To explore these differences in more detail, Fig. 3 compares the SW, LW, and net cloud feedback derived from MODIS and CERES as a function of latitude. The SW feedback comparison reveals excellent agreement between the two datasets. In the LW, the cloud feedback derived from CERES is more positive than the MODIS feedback at most latitudes. Integrating over the globe, this small difference at each latitude sums to produce the large underestimate of the global LW cloud feedback by MODIS discussed previously. In the net, there is generally good agreement between the MODIS and CERES estimates. The largest differences occur between 20° and 60°N, where the CERES net cloud feedback is higher than that from MODIS.
Thus, the main difference between these datasets is the lower LW cloud feedback from MODIS. Some of the difference can be explained by the method: Zelinka et al. (2012a) found that, in an analysis of GCMs, the cloud-kernel-derived LW cloud feedbacks were on average 0.15 W m−2 K−1 lower than those computed using the method used to analyze the CERES data.
Limitations in the MODIS data may also contribute to the discrepancy. First, the optical depths of thinner clouds (τ < 2) are frequently not retrieved by MODIS (e.g., Marchand et al. 2010). This includes about 20% of the pixels identified as cloudy by the MODIS cloud mask but for which the optical depth retrieval fails as well as clouds too thin to be flagged by the cloud mask (τ ≈ <0.3). This is reflected in Fig. 1a, which shows few clouds in the two lowest τ bins [although other data show that clouds are indeed there; e.g., Dessler and Yang (2003)]. Second, MODIS optical depth is retrieved using a bispectral method involving both visible and near-infrared bands (King et al. 1992), so the MODIS data exclude nighttime observations, including the wintertime high latitudes. Both of these issues will affect MODIS's LW cloud feedback more than its SW feedback.
Another potential problem is an inconsistency between the MODIS-retrieved cloud top and the kernel. The kernel assumes the cloud-top height is the height of the emitting level of the cloud (i.e., one optical depth into the cloud). However, the MODIS cloud top is retrieved by a CO2-slicing technique that retrieves a more accurate “edge” of the cloud, which tends to be higher than the emitting level of the cloud. This will also primarily affect the MODIS LW cloud feedback.
Yet another potential problem is a mismatch in the MODIS retrieval between cloud-top pressure and optical depth. For example, MODIS can correctly identify the cloud-top pressure of an optically thin high cloud over a thick lower cloud, but the retrieved optical thickness is for the whole column. This would produce the wrong LW ΔRcloud when the retrieved properties of this cloud are multiplied by the LW cloud kernel (R. Pincus 2012, personal communication), but would have much less of an effect on the SW ΔRcloud.
The CERES-derived global average cloud feedbacks also have uncertainties. In addition to the uncertainty in the CERES measurements, the radiative kernels used to convert the CERES measurements to ΔRcloud are derived from GCMs (Soden et al. 2008; Shell et al. 2008), so may not completely represent reality. Dessler and Loeb (2013) discuss the impact of different datasets on the CERES calculation.
Putting everything together, it is our judgment that the global-average cloud feedback from CERES is likely to be more reliable than the values obtained from the MODIS measurements. But even with potential global-average biases, the MODIS calculation is useful because it allows us to break the cloud feedback down by cloud type, something that cannot be done with the CERES data.
To further compare the MODIS and CERES cloud feedback calculations, Figs. 4a and 4b show the spatial distribution of SW cloud feedback calculated from MODIS and CERES observations. Regions that contribute positively (negatively) to the cloud feedback are colored red (blue). El Niño–Southern Oscillation (ENSO) is the dominant factor for the interannual climate variations over the period analyzed, and therefore the regional distribution of cloud feedback has a characteristic dipole pattern in the tropical Pacific. The difference between the MODIS and CERES cloud feedback estimates are in Fig. 4c. Clearly, the MODIS results agree well with those of CERES, capturing both the broad features and the detailed spatial structures of the cloud-induced TOA flux anomalies.
Figures 4d–f show the same plots for the LW. The LW feedback is essentially a mirror image of the SW feedback, a consequence of the prominent role of high cloud anomalies in causing the radiative anomalies and their opposing SW and LW effects on climate. As with the SW, the difference between CERES and MODIS estimates is small.
Figures 4g–i show the same plots for the net cloud feedback. This agreement in the net feedbacks is particularly notable since the net feedback is a small residual of two large but oppositely signed terms. Small errors in either the LW or SW term would lead to large errors in the net feedback—the lack of large errors increases our confidence in the cloud feedback calculations. The point-by-point agreement also means that the differences in the global average feedbacks arise from small but widely distributed differences between the two calculations.
To investigate the breakdown of the cloud feedback by cloud property, Fig. 5 shows the cloud response and cloud feedback as a function of cloud-top pressure. Figure 5a shows the biggest cloud changes occur for Ptop above (altitudes below) 800 hPa. This layer by itself drives a net global cloud feedback of −1.08 ± 0.58 W m−2 K−1 (Fig. 5b).
At pressures below (altitudes above) 800 hPa, changes in clouds produce a weakly negative LW cloud feedback (Fig. 5d) and a strongly positive SW cloud feedback (Fig. 5c), leading to a net positive feedback for these altitudes of +1.06 ± 0.69 W m−2 K−1 (Fig. 5b). Thus, the net global cloud feedback is set by a negative feedback due to clouds near the surface and a slightly smaller positive feedback due to clouds in the rest of the troposphere. Individually, both feedbacks are statistically significant, but the sum over the whole troposphere is not. We will discuss this last point in more detail in section 4.
The largest LW cloud feedbacks are found in the uppermost bin, covering cloud-top pressures of 180–50 hPa. The LW feedback there is negative and it plays a dominant role in producing the overall negative global LW cloud feedback. These same cloud changes generate an almost equivalent but oppositely signed SW cloud feedback (Figs. 5c). The net cloud feedback at these altitudes is therefore close to zero (Fig. 5b). Figure 10 and Table 1 of Zelinka and Hartmann (2011) show a similar amount of cancellation between LW and SW fluxes in the upper troposphere, although that study focused on the tropics. Loeb et al. (2012) also found a negative LW and positive SW tropical cloud feedback response to ENSO.
Figure 6 shows the distribution of the cloud changes and the associated feedbacks in the uppermost layer, and the response of these clouds is quite different from the response of low-level clouds in Fig. 2. Upper-level clouds show a classic ENSO dipole response of cloud fraction changes in the tropical Pacific, and the pattern corresponds closely to the water vapor feedback (Fig. 2 of Dessler 2013). It is also clear that the resulting LW and SW feedbacks substantially cancel each other—not just in the global average, but also at individual grid points.
Figure 5 also breaks down the cloud feedback at each altitude into contributions from changing cloud fraction and optical depth (in each case holding the other property fixed), calculated using methodology derived from Zelinka et al. (2012b). The plot shows that, at most altitudes, the cloud feedback is primarily due to changes in cloud fraction; changes in optical depth make a smaller, positive contribution, mainly in the SW.
Figure 7 shows the feedback as a function of cloud optical depth. The fraction of clouds with τ > 23 decreases with increasing ΔTs, while the fraction of clouds with τ < 23 increases (Fig. 7a). The increase in thin clouds at the expense of thick clouds leads to offsetting SW cloud feedbacks for these two groups—summing them produces a the net positive SW cloud feedback. Figure 7 also breaks down the cloud feedback at each optical depth into contributions from changing cloud fraction and cloud-top height. Changes in cloud height have little impact in the SW, so the SW cloud feedback is mainly from changing cloud fraction.
In the LW (Fig. 7d), the feedback is negative for all optical depth bins. The figure shows that this overall negative feedback arises from a general competition between changing cloud fraction and cloud-top height. For the thickest clouds, the reduction in cloud fraction dominates over the increase in cloud-top height, leading to a negative LW feedback. For thinner clouds, a reduction in cloud-top height dominates the increase in cloud fraction, which also leads to a negative LW feedback.
The net cloud feedback comes from a positive cloud feedback from thick cloud changes and a slightly bigger negative feedback from changes in thinner clouds (Fig. 7b). Changes in the thinnest clouds contribute little to the net feedback, although, as mentioned previously, this might be a consequence of MODIS's inability to retrieve cloud properties for these thin clouds. Indeed, tropical mean LW cloud feedbacks computed in the same manner as in this study but using the International Satellite Cloud Climatology Project [ISCCP; which retrieves significantly more thin clouds than MODIS; Marchand et al. (2010)] are consistently less negative than those computed using MODIS, despite the SW cloud feedbacks being the same (Zelinka and Hartmann 2011).
Figure 8 shows the latitudinal distribution of the cloud feedback broken down into high (Ptop < 440 hPa), midlevel (440 < Ptop < 680 hPa), and low (Ptop > 680 hPa) clouds. At most latitudes, the biggest component of the LW or SW cloud feedback is from high clouds. However, the LW and SW feedbacks of high clouds nearly cancel. This leads to a substantially smaller net high-cloud feedback that is comparable at most latitudes to the net feedback from midlevel and low clouds.
The latitudinal pattern of the high cloud feedbacks primarily reflects the equatorward shift of the subtropical jets during the (warmer) El Niño phase of ENSO (e.g., Trenberth and Hurrell 1994). This moves cloudy regions onto the equator and the clear subtropics toward the equator—and results in the hemispherically symmetric pattern in the tropics evident in Fig. 8a.
Table 1 lists the global average cloud feedbacks broken down by altitude. Because the changes in high clouds are primarily driven by rearrangements in the atmospheric circulation, a large positive cloud feedback at one latitude will tend to be cancelled in the global average by a large negative cloud feedback at another latitude. The global average high-cloud feedbacks are therefore a small residual of these large and offsetting feedbacks from different latitudes.
For lower clouds, the SW cloud feedback dominates and it is what mainly determines the net cloud feedback. For midlevel clouds, the net feedback is positive at most latitudes, leading to a positive global average. While the SW and net midlevel cloud feedback is smaller at most latitudes than the low- or high-cloud counterparts, it is also rarely negative. Therefore, it ends up being the largest positive contributor to the global mean feedback—and is the only component that is distinguishable from zero. For low clouds, averaging over the globe produces a strong negative SW and net cloud feedback.
Overall, the global SW cloud feedback is set by a positive feedback from midlevel and high clouds, which is reduced by about 50% by a negative feedback from low clouds. The global LW feedback is negative at all altitudes, with the greatest contribution coming from high clouds. The net cloud feedback is set by a negative feedback from low clouds that is almost entirely cancelled by positive cloud feedbacks from midlevel and high clouds.
Table 1 also lists a breakdown by optical depth. Viewed this way, the positive SW cloud feedback is set by a positive feedback from thick clouds that is partially cancelled by a negative feedback from midthick and thin clouds. The negative LW cloud feedback is set primarily by thick clouds, with a smaller contribution from midthick clouds. The net feedback is set by a positive feedback from thick clouds that is cancelled by a negative feedback from midthick and thin clouds.
4. Why is the cloud feedback so uncertain?
Dessler (2010, 2013) presented scatterplots of ΔRcloud, the cloud-induced TOA flux anomaly, against ΔTs, the global average surface temperature anomaly. The MODIS ΔRcloud versus GISTEMP ΔTs plot is shown in Fig. 9a (slope = −0.02 ±0.76 W m−2 K−1). The correlation between these variables is poor and the scatter in the data results in a highly uncertain cloud feedback. One might conclude from this that clouds are only weakly impacted by ΔTs variations.
Analysis of the MODIS data helps us refine our understanding of this issue. Figure 9b shows a scatterplot of ΔRcloud versus ΔTs for the lowest layer (1000–800 hPa) (slope = −1.08 ±0.58 W m−2 K−1) and Fig. 9c shows the same thing for the rest of the troposphere (800–50 hPa) (slope = +1.06 ±0.69 W m−2 K−1). Both relations are statistically significant (although there is still considerable scatter), so one can conclude that clouds in these layers are indeed related to ΔTs. The relationships have opposite signs, however, so when one considers the entire troposphere (Fig. 9a), they cancel and no clear relation exists.
This can also be seen in Figs. 1b–e, in which Ptop–τ bins that show statistically significant correlations with ΔTs (at the 2σ level) are marked with a cross. About 40%–50% of the bins show statistically significant relations (more than the 5% that would be expected due to chance), confirming in more detail the results in Fig. 9.
This reflects a general truth about these data: the global average cloud feedback is a small residual of the sum of larger and often statistically significant quantities that oppose each other horizontally, vertically, in optical depth space, and spectrally (LW vs SW). Thus, it is not correct to conclude, on the basis of a plot like Fig. 9a, that ΔTs has little influence on clouds. Rather, individual cloud populations may indeed be controlled by ΔTs, but cancellations in the global average calculations obscure the relationships.
Much of this cancellation may be due to the fact that most of the climate variation we are using to extract the cloud feedback comes from ENSO, which is a large-scale rearrangement of the atmospheric circulation. This rearrangement leads to large but compensating changes in clouds, and therefore to the cancellation identified above. GCM simulations of long-term global warming show a more uniform response, with both the LW and SW feedback being positive at most latitudes [e.g., Fig. 6 of Dessler (2013) as well as Fig. 6 of Zelinka et al. (2012a)].
5. Discussion and conclusions
In this study, MODIS observations of clouds are used to estimate the cloud feedback in response to short-term climate variations. The global average net cloud feedback estimated from MODIS is slightly negative—it arises by the near-balance between a negative LW cloud feedback and a positive SW cloud feedback (Table 1).
These results have been compared to independent estimates of the cloud feedback derived from CERES TOA flux observations (Dessler 2010, 2013). In the SW, the calculations show good agreement and both predict a positive SW cloud feedback. In the LW, however, there are significant differences: the MODIS LW feedback is negative, while that from CERES is positive. Considering all potential sources of error, we judged that the more reliable global average cloud feedback values are the ones obtained from the CERES data.
In response to short-term climate variations, the MODIS data show a strong increase in low clouds [cloud-top pressures above (altitudes below) 800 hPa] as the climate warms (Fig. 5a), primarily occurring over oceans in the subtropics and midlatitudes (Fig. 2a). These cloud changes produce a strong negative cloud feedback, almost entirely from increased SW reflection. A concomitant decrease in clouds between 800 and 500 hPa yields a nearly offsetting positive feedback, also predominantly in the SW (Fig. 5). Changes in high clouds have significant SW and LW cloud feedbacks that nearly cancel, leading to little contribution to the global net cloud feedback (Figs. 5b and 6). Thus, the majority of the net cloud feedback comes from the lower troposphere.
Analyzing the cloud feedback as a function of optical depth (Fig. 7), the data show a general decrease of τ as ΔTs increases. The general thinning of clouds produces a positive cloud feedback in the SW and a negative feedback in the LW.
Our results show that high clouds dominate the LW and SW cloud feedbacks at most latitudes (Fig. 8). There is significant latitude-to-latitude variation in the magnitude and sign of these quantities, so that the global average (Table 1) is a small residual of the large and offsetting feedbacks at different latitudes.
Lower clouds experience less cancellation between their SW and LW components. Thus, at any particular latitude, clouds at all levels play important roles in the net cloud feedback. Integrating globally, Table 1 shows that the net cloud feedback is primarily determined by low clouds, with midlevel clouds making a smaller contribution, and high clouds making an even smaller contribution. Alternatively, one could view the net cloud feedback as being set by a negative cloud feedback from low clouds in the SW and midlevel and high clouds in the LW, which is almost entirely cancelled by a positive cloud feedback from midlevel and high clouds in the SW.
We also discussed the scatter in the relation between ΔRcloud and ΔTs (Fig. 9a), which leads to large uncertainty in the inferred cloud feedback. The scatter arises mainly because ΔRcloud is a small residual of larger, oppositely signed terms that in many cases are themselves statistically significant. Small differences in either of the large terms—whether due to errors in the measurement or calculation or to the fact that clouds are weakly affected by factors other than ΔTs—will lead to relatively large changes in ΔRcloud. This produces the scatter in the ΔRcloud versus ΔTs relation and to the intrinsic uncertainty in estimates of the cloud feedback.
That this work is an analysis of the cloud response to short-term climate variations is an important caveat. Previous work has shown little correlation between the cloud feedback in response to these short-term (mainly ENSO) climate variations and the response to long-term global warming (Dessler 2010; Colman and Power 2010; Dessler 2013). Thus, the implications of this for long-term global warming are unclear.
Acknowledgments
This work was supported by NSF Grant AGS-1012665 to Texas A&M University. CZ acknowledges support from NASA Earth and Space Science Fellowship Grant NNX12AN57H to Texas A&M University. The contribution of MDZ was performed under the auspices of the U.S. Department of Energy by Lawrence Livermore National Laboratory (LLNL) under Contract DE-AC52-07NA27344 and was supported by the Regional and Global Climate Modeling Program of the Office of Science at the U. S. Department of Energy.
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