1. Introduction
Determining the response of the climate system to an imposed external perturbation is a major challenge in climate science. The global and annual mean surface temperature response is a useful metric to determine the magnitude of a climate change induced by an externally imposed radiative perturbation. Indeed, many studies suggest that most of the climate variables are related to the global mean surface temperature response. Coupled atmosphere–ocean general circulation models (AOGCMs) are the most comprehensive tool to study climate changes and perform climate projections. They can be used to assess the changes in global temperature but they are computationally expensive. Alternatively, simple climate models (SCMs), which estimate approximately the global mean surface temperature change for a given externally imposed perturbation in the earth’s radiation balance (Meinshausen et al. 2011; Good et al. 2011; Friend 2011; van Hateren 2013), can be used to emulate the AOGCM responses in order to cover a wide range of scenarios at a negligible computational cost.
Energy-balance models (EBMs) are physically based SCMs. They are useful to summarize AOGCM global thermal properties and to compare and analyze AOGCM responses (Raper et al. 2002; Soden and Held 2006; Gregory and Forster 2008; Dufresne and Bony 2008). In the case of a small perturbation, some EBMs assume that the thermal energy balance of the climate system is only expressed as a linear function of temperature perturbation (Budyko 1969; Sellers 1969). The net radiative imbalance caused by an external forcing and a temperature change can be expressed as N =
In equilibrium, N = 0 and the steady-state temperature is equal to Teq =
The solution to circumvent this shortcoming is to introduce a second layer that represents the deep ocean. Splitting of the climate system into two thermal reservoirs with different heat capacities allows one to account for the ocean thermal saturation along a transient regime until equilibrium and to represent the two distinct time scales of the global mean climate system response (Hasselmann et al. 1993; Held et al. 2010). This system is similar to the three-layer EBM presented in Dickinson (1981), the atmosphere and the upper-ocean layers being considered as one single layer characterized by the surface air temperature.
In this study, we derive the analytical solution of this two-layer energy-balance model and propose a calibration method to determine the equivalent thermal parameters of a given AOGCM. We then assess the validity of this simple framework to represent the behavior of the complex coupled models in response to an idealized forcing scenario by analyzing the results of 16 AOGCMs participating in the fifth phase of the Coupled Model Intercomparison Project (CMIP5). The role of each layer’s heat uptake in the fast and slow components of the transient response is also discussed.
The structure of the paper is as follows: after introducing the theoretical framework and describing the analytical solutions for different forcing scenarios in section 2, the methodology used to adjust the two-layer EBM response to AOGCMs results is presented and applied to CMIP5 AOGCMs in section 3.
2. Theoretical framework
a. Two-layer energy-balance model
b. Analytical solutions
Summary of definitions of two-layer model general and mode parameters and relationships between mode and physical parameters.
The sum term in Eq. (6) is the heat-uptake temperature TH. It is the sum of two modes that can be decomposed in two terms depending on the forcing function. The first contribution is an instantaneous deviation associated with a discontinuity of the forcing at t = 0. The second term is due to the time evolution of the forcing.
In the following paragraphs, we briefly discuss the analytical solution for two idealized forcings, step and linear. In appendixes C and D, we present solutions for stabilization, abrupt return to zero, and periodic forcings.
1) Step forcing
Since φs > 0, the slow contributions of TH and T0H have the same sign, and the slow mode corresponds to a joint adjustment of the upper and lower layers. On the other hand, since φf < 0, the fast mode of T0H is of opposite sign to the slow mode of TH (in the fast mode, TH < 0 and T0H > 0). The perturbation heat flux from the lower layer to the upper layer is −H = −γ(TH − T0H) and its fast mode is of opposite sign to TH. The fast mode thus corresponds to an adjustment of the upper layer by both the radiation imbalance and the deep-ocean heat uptake. The two physical processes at play interact positively to adjust the smallest energy reservoir. This explains why the characteristic time scale τf is shorter than the characteristic time scale of a one-layer model of the upper layer without deep-ocean heat uptake (i.e., the limit of τf when C0 tends toward zero; τf < C/λ). Still, τf is longer than the characteristic time scale of the one-layer model with the deep-ocean heat-uptake formulation of Gregory and Mitchell (1997) and Raper et al. (2002) that is the limit of τf when C0 tends toward infinity τf > C/(γ + λ). In that model, the deep-ocean heat uptake damps TH more efficiently than in the two-layer model because of its infinite heat capacity. For a system with a vanishingly small upper-ocean heat capacity, the adjustment of the first layer is immediate leading to a slightly faster adjustment of the deep ocean. Indeed, the slow time scale is longer than its limit when C tends toward zero τs > C0(1/λ + 1/γ).
2) Linear forcing
3. Multimodel analysis
In this section, a method to tune the two-layer model parameters described above to fit the behavior of each AOGCM using only the idealized step-forcing experiments is proposed. The calibration method is then applied to 16 available AOGCMs participating in the CMIP5 (Taylor et al. 2011) and is validated by using the AOGCM responses to the linear forcing 1% yr−1 CO2 experiments.
a. Method for parameter calibration
The method uses only the transient response of an AOGCM step-forcing experiment. We assume that the top of the climate system corresponds to the model top of the atmosphere (TOA). Both radiative net flux change at TOA and surface temperature change T are used to adjust the two radiative parameters
1) First step
The first step consists of estimating the radiative parameters
2) Second step
This methodology is applied to instantaneous carbon dioxide quadrupling (abrupt 4×CO2) experiments (with a typical integration time of 150 yr) performed by an ensemble of 16 AOGCMs participating in CMIP5. Note that we use annual mean values over a period of 150 years even when longer simulations are provided. The name of the AOGCMs used and their expansions are provided in Table 2.
Complete model expansions.
b. Results
1) Radiative parameters
For the 16 AOGCMs considered here, the radiative parameters and the 4×CO2 equilibrium temperature response are reported in Table 3. The results are in good agreement with the estimates of Andrews et al. (2012). The multimodel average of the net radiative forcing (6.9 W m−2) is very close to previous CMIP3 analysis results (Williams et al. 2008), and the relative intermodel standard deviation is about 13%. The estimates for the model’s feedback parameters are consistent with previous results with older AOGCMs (Soden and Held 2006). The multimodel mean (1.13 W m−2 K−1) and standard deviation (0.31 W m−2 K−1) of the total feedback parameters (Table 3) are close to previous values obtained for CMIP3 models and for different types of scenarios. The 4×CO2 equilibrium temperature response ranges from 4.1 to 9.1 K. The spread among the responses is as large as those of CMIP3 simulations.
The 4×CO2 radiative forcing
2) Climate system inertia parameters
The atmosphere/land/upper-ocean heat capacity C, deep-ocean heat capacity C0, heat exchange coefficient γ, and fast and slow relaxation times estimates of the 16 CMIP5 models used in this paper, and their multimodel mean and standard deviation given for the 16 models ensemble and by excluding the INM-CM4 model.
The INM-CM4 model gives a very large value of C0 (317 W yr m−2 K−1) in comparison with other models. One can wonder if this estimation can be biased by the drift in surface temperature evolution since the INM-CM4 model is one of the two models with the largest drift in surface temperature evolution in the course of the preindustrial control simulation. Indeed, the INM-CM4 drift is on the order of −0.03 K century−1 (over a period of 500 yr) against a model ensemble mean absolute value of 0.02 K century−1 and a standard deviation of 0.014 K century−1. However, after removing the temperature trend, the C0 estimate for INM-CM4 still remains largely outside the range of the model ensemble with a value of 271 W yr m−2 K−1. All other parameters of this model and all the parameters of the other models are not significantly impacted by the temperature drift correction. Further investigation would be needed to explain the INM-CM4 behavior. By excluding this model, the ensemble mean C0 value is 91 W yr m−2 K−1 with a much smaller standard deviation of 27 W yr m−2 K−1.
The heat exchange coefficient γ ranges from 0.5 to 1.2 W m−2 K−1 (0.9 W m−2 K−1 without the GISS-E2-R model) with an ensemble mean of about 0.7 W m−2 K−1. These values are somewhat larger than the zero-layer EBM heat exchange coefficient κ values estimated by Raper et al. (2002) and Gregory and Forster (2008) and of the same order of magnitude as the estimates of Plattner et al. (2008). One could expect that the introduction of the deep-ocean temperature perturbation T0 in the two-layer EBM reduces the contribution of the temperature difference term to the deep-ocean heat uptake H = γ(T − T0) formulation (for a given H: T − T0 < T, so that γ > κ).
Fast and slow time responses are also given in Table 4. The fast time constant is on the order of 4 yr and the slow response is on the order of 250 yr. These values are consistent with previous estimations of climate system time scales (see, e.g., Olivié et al. 2012). The intermodel standard deviation for the slow relaxation time is about 135 yr. It is reduced to 63 yr by omitting the large value of τs (caused by the large C0) of the INM-CM4 model.
The estimates of these climate system parameters could be biased as a consequence of the biases in the radiative parameters estimated using the method of Gregory et al. (2004). The sensitivity of these estimates to a more refined formulation of the two-layer model is explored in Part II.
3) Global mean surface air temperature response
The comparison between the analytical model calibrated from abrupt 4×CO2, the AOGCM responses to the abrupt 4×CO2, and the AOGCM responses to the 1% yr−1 CO2 increase up to 4×CO2 is shown in Fig. 2. For CNRM-CM5 and GFDL-ESM2M, a 2×CO2 stabilization scenario is also available. Note that the analytical EBM results for the 1% yr−1 CO2 and the stabilization cases are computed using the parameters tuned using the abrupt 4×CO2 experiment, and are therefore independent of the corresponding AOGCM experiments. All values are temperature change with respect to the mean control values over the whole 150-yr period.
The simple analytical model is able to reproduce the evolution of surface air temperature in response to both a step-forcing and a gradual-forcing scenario. The fit seems to accurately represent the behavior of the surface temperature in a case of an abrupt forcing, not only at the beginning and at the end of the period (used in the tuning), but also in the intermediate period of transition between the two modes. However, for some models, a slight overestimation is observed for the 1% yr−1 CO2 scenario (CSIRO-Mk3.6.0, MIROC5, MPI-ESM-LR, NorESM1-M) and for the 2×CO2 stabilization (GFDL-ESM2M). It may be due to the imperfect logarithmic dependency between the radiative forcing and the carbon dioxide concentration (e.g., because of tropospheric adjustment) or to limitations inherent to the linear two-layer model such as the use of a single feedback parameter for all radiative forcing amplitudes, the assumption of linearity between the radiative imbalance, and the surface temperature change during a climate transition, or an oversimplified representation of ocean heat uptake.
It is possible that using a median scenario to fit the EBM’s parameters would give more accurate results. The abrupt 4×CO2 case is an extreme case and an intermediate CO2 increase scenario such as a doubling of carbon dioxide concentration may give more adequate results. Overall, it appears that the climate response depicted by the AOGCMs can be captured by a properly tuned two-layer climate model.
c. Upper- and deep-ocean heat-uptake contributions to the fast and slow responses
1) Step forcing
2) Linear forcing
3) Quantitative estimates of fractional contributions
Figure 3a shows the fractional contributions of the fast and slow modes to the maximum amplitude of the heat-uptake temperature for the step forcing, af and as. For all models except one (CSIRO-Mk3.6.0), the percentage of TH caused by the fast response is larger than that caused by the slow response for a step forcing but with a similar order of magnitude. The multimodel mean value of af is 59%.
The contributions of the upper- and lower-layer heat uptake to the fast (fU and fD) and the slow (sU and sD) terms are depicted in Figs. 3b and 3c. For the fast mode, the role of the two components of the system is opposite but with similar amplitude. For all models, the amplitude of the atmosphere/land/upper-ocean contribution TU is larger than that of the deep ocean. For the slow mode, the contribution of TU is negligible (i.e., sU ≪ sD). Then, the temperature slow response is driven exclusively by the deep-ocean heat uptake.
The fast and slow modes of the deep-ocean heat-uptake temperature TD are of opposite sign with equal initial amplitude. During a step-forcing transient regime, TD decreases from zero toward negative values (the heat uptake H increases from zero) until the fast mode becomes negligible. Then TD increases slowly and tends asymptotically toward zero. This nonmonotonic time evolution results from the fact that the surface and the deep-ocean temperature perturbations T and T0 associated to the fast response have opposite signs (φf < 0). The heat flux between the lower and upper layer is upward: the deep ocean warms the surface in the fast response, as pointed out in section 2b(1).
In the case of a linear forcing, the contribution lf of the fast term is negligible (Fig. 3d) with a multimodel mean value of 0.03%, because the fractional amplitudes lf and ls are proportional to their respective relaxation times. The heat-uptake temperature is driven by the deep-ocean heat-uptake temperature slow term (sU ≪ sD) and by the asymptotic term
4. Conclusions
In this study, we describe the analytical solutions of a two-layer energy-balance model for different idealized forcings and propose a method to tune the parameters of this simple climate model to reproduce the behavior of individual coupled atmosphere–ocean general circulation models. In this simple idealized framework, the global mean surface response change consists of the sum of an instantaneous equilibrium temperature and a disequilibrium temperature, the heat-uptake temperature, which is a sum of two modes. One mode responds very quickly to changes in forcing, whereas the other mode has a longer relaxation time.
By analyzing the results of 16 AOGCM’s experiments from CMIP5, we show that this decomposition in an equilibrium term and two modes can be derived for any AOGCM by a calibration method using only a step-forcing scenario. We first show that this decomposition can reproduce well the behavior of AOGCM’s response to a step 4×CO2 forcing scenario over the 150-yr period covered by the CMIP5 simulations. We also find that the simple model calibrated with a step-forcing experiment is able to represent gradual CO2-increase idealized scenarios because the analytic response exhibits a satisfactory fit for the scenario with a 1% yr−1 CO2 increase and stabilization when available. We found the clear separation of time scales highlighted by Held et al. (2010), since the fast relaxation time multimodel mean is about 4 yr while the slow time scale is about 250 yr.
An analysis of the contribution of the two layers’ heat uptake to the fast and the slow modes shows that the upper-ocean heat uptake contributes only to the fast mode that is shown to be quite small in the case of a linear forcing. In the case of a step forcing, both layers’ heat uptakes contribute to the response amplitude and the upper-ocean heat uptake plays a key role in the representation of the first stages of the temperature and radiative flux responses. Thus, this contribution is important to estimate the amplitude of the forcing from a step-forcing experiment. Moreover, an accurate representation of the temperature response near equilibrium is necessary to estimate the equilibrium climate sensitivity. The two-layer EBM is the simplest tool that incorporates both of these features, and is therefore the simplest adequate model to simulate transient climate change under all kinds of idealized scenarios.
However, a main limitation of the simple model used in this study is the intrinsic assumption of a linear dependence between the radiation imbalance at the TOA and the mean surface temperature perturbation. In Part II, the two-layer EBM with an efficacy factor of deep-ocean heat uptake proposed in Held et al. (2010) is used to overcome this problem and applied to CMIP5 AOGCMs.
Acknowledgments
We gratefully thank Jonathan Gregory for his careful and constructive review of the paper and two anonymous reviewers for their comments that helped to improve the manuscript. We thank Laurent Terray and Julien Boé for helpful discussions and valuable comments on the work. Thanks are also due to Isaac Held for sharing interesting ideas in his blog. This work was supported by the European Union FP7 Integrated Project COMBINE. We acknowledge the World Climate Research Programme’s Working Group on Coupled Modelling, which is responsible for CMIP, and the U.S. Department of Energy’s Program for Climate Model Diagnosis and Intercomparison, which provides coordinating support and led development of software infrastructure in partnership with the Global Organization for Earth System Science Portals. We thank the climate modeling groups for producing and making available their model output.
APPENDIX A
Analogy with Electricity
The two-layer energy-balance model and its simpler (one-layer model) version can be advantageously described in terms of equivalent electrical circuits (Fig. A1). While temperature differences are analogous to electrical potential differences, heat fluxes are analogous to currents.
In the case of the one-layer model (see Fig. A1a), the first layer is a capacitor with capacity C. It is linked to the external system by a resistance 1/λ and to the second layer by a resistance 1/κ. The output voltage (the voltage across the capacitor) is the mean surface air temperature T. The input voltage is equal to the instantaneous equilibrium temperature Teq(t) =
In the case of the two-layer model (see Fig. A1b), there is a resistance 1/γ and an additional capacitor with a higher capacity value C0 in the secondary branch through which the current analogous to the deep-ocean heat uptake flows. The deep-ocean temperature perturbation T0 is the voltage across this capacitor. In equilibrium, both currents are zero and T = T0 = Teq.
Both circuits are low-pass filters. The Bode diagram of the second one is given in appendix D. It is interesting to note that in the framework of electrical circuits, the forcing is directly seen as an input perturbation in temperature Teq instead of a perturbation in radiative flux, from which the output temperature T can be derived by applying a transfer function
APPENDIX B
General Solution of the Differential System
To obtain the general solution of the nonhomogeneous system [B(t) ≠ 0], one can use the method known as variation of parameter by determining a particular solution of the form X(t) =
APPENDIX C
Stabilization and Abrupt Return to Preindustrial Forcing
a. Linearly increasing forcing and stabilization
The GFDL provided a simulation with a 1% yr−1 CO2 increase up to a doubling of the atmospheric CO2 concentration followed by a stabilization of this concentration at 2×CO2. Such a simulation was also performed with the CNRM-CM5 climate model. These experiments are shown in Fig. 2. The corresponding analytical solution of the two-layer model is described hereafter.
b. Abrupt return to preindustrial (zero) forcing
Held et al. (2010) highlighted the interest of this case, showing that the slow response of the climate would maintain a significant climate perturbation, even if geoengineering was to provide a way to remove large amounts of CO2 from the climate system. We hereafter describe the analytical solution corresponding to such abrupt return to preindustrial (zero) radiative forcing from a linear-forcing experiment.
APPENDIX D
Periodic Forcing
The two-layer EBM can be used to understand not only long-term climate trends caused by CO2, but also to study climate perturbations caused by other radiative perturbations (such as perturbations of the solar forcing), and even climate variability resulting from the variability of the radiative forcing. As an example, we hereafter give the analytical solution of the two-layer EBM response to a periodic forcing, that could be used to understand the climate variability associated with the natural solar variability.
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