1. Introduction
Upper-ocean mixing models without explicit representations of surface waves may implicitly represent their impact when tuned to oceanic observations because of the natural correlation between wind and wave forcing. However, such models may be inaccurate if dimensional scales of surface waves do not scale simply with the wind, as is the case for variations in sea state or wave age at a given wind speed, or for variations in the relative strength of wave versus wind effects with the upper ocean mixed layer depth.
Mixed layer models have primarily sought to explicitly articulate surface wave effects in two generally distinct ways. One approach, after Craig and Banner (1994), accounts for the loss of energy from waves into the phase-averaged turbulent velocity fluctuations
Another way waves can alter mixed layer models is by accounting for the dynamical effects of surface wave Stokes drift
Including the dynamics associated with surface waves in upper-ocean turbulence models appears warranted. Turbulence observations in a wide variety of ocean regimes find that vertical TKE below wave-bounded mixed layers is significantly elevated above
The model formulation presented here was initially motivated by the observation that the stability functions
2. Second-moment closure with Craik–Leibovich vortex forcing
a. Reynolds equations











































b. Closure
Standard closure assumptions invoked in KC94 are used here with two minor changes, generalizing the deformation of turbulence by shear to formally include Stokes drift effects. The two generalizations are made ad hoc, and introduce two new model constants,























c. The ARSM, flux forms, and stability functions


















































































Such expressions for stability functions [Eqs. (23)–(28)] are typically subject to “realizabilty constraints” when invoked in the context of a SMC model where dynamic conditions may at any time be far from the equilibrium state they represent. These limit the permitted ranges of some nondimensional forcing functions to avoid producing impossible states such as GM < 0, or with improbably small levels of
3. LES solutions for SMC comparison
a. LES forcing case sets
To tune the new model, SMC predictions are compared here with steady-state solutions from LES in HD08, where the Craik–Leibovich vortex force models the interaction of waves and turbulence. Steady-state forcing cases in HD08 are specified from the 10-m wind speed

(left) Crosswind
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

(left) Crosswind
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
(left) Crosswind
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

For LES case sets as in Fig. 1, (left) simulated TKE dissipation profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

For LES case sets as in Fig. 1, (left) simulated TKE dissipation profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
For LES case sets as in Fig. 1, (left) simulated TKE dissipation profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

For high-wind LES case set Σ3ab, composed of subsets Σ3a (surface drag saturates at 0.0023) and Σ3b (surface drag continues to increase with wind), mean profiles of (a) crosswind
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

For high-wind LES case set Σ3ab, composed of subsets Σ3a (surface drag saturates at 0.0023) and Σ3b (surface drag continues to increase with wind), mean profiles of (a) crosswind
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
For high-wind LES case set Σ3ab, composed of subsets Σ3a (surface drag saturates at 0.0023) and Σ3b (surface drag continues to increase with wind), mean profiles of (a) crosswind
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
b. Scaling for bulk and near-surface TKE components







This scaling effectively absorbs variations in the Stokes drift e-folding depth scale
This causes the scaling of TKE components on Lat to appear more effective within some Fig. 1 plots of LES case subsets at fixed Cp/U10 than it does between differing Cp/U10 plots. The LES model used in HD08 advects
c. Near-surface scaling of dissipation length scale l with depth


















Figure 2 shows the diagnosis of the dissipation length scale
In Figs. 2 and 3 profiles are also shown for estimated
Figure 4 compares profiles of

The length-scale profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

The length-scale profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
The length-scale profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
The estimates of
For comparison, profiles of a related Langmuir turbulence dissipation length scale
Further development and tuning of a SMC model assumes that in the near-surface region of strong vortex force TKE production, a corresponding growth in the dissipation length scale occurs, with the result that both it and the vertical TKE component may be about double their values in the nonwave case. This expectation is in line with the qualitative understanding that the presence of Langmuir circulation structures, embedded in the turbulent boundary layer flow, entails an increase in the energy injection rate and energy levels at the larger O(HML) scales characterizing the separation between jets. As a result there should be a corresponding near-surface increase in the turbulence decay time scale
4. The second-moment closure model


Standard closure constants are retained as possible following KC94 and KC04, with unaltered values for {A1 = 0.92, A2 = 0.74, B1 = 16.6, B2 = 10.1, C1 = 0.08, C2 = 0.7, C3 = 0.2, Sq2 = 0.41SH, Sl = 0.41SH, E2 = 1.0}, and new constants for Stokes effects in third moment closures are taken here to be
Near-surface LES comparisons motivated a modification of the wall damping function with a dependence on Lat in
The pattern of l values diagnosed from LES solutions in the lower boundary layer are better replicated by increasing the buoyancy forcing coefficient to E3 = 5.0, in line with the generally larger values suggested by Burchard (2001) as an alternative to restricting l values used to compute the stability function so that it not fall below the Ozmidov scale










Toward the bottom of the mixed layer a limitation is imposed on the relative vertical decay with depth of each eddy coefficient
Given these model features governing the prediction of q2l and eddy diffusivities, the coefficient E6 of the vortex TKE production is left to be determined by tuning SMC predictions to match LES results. Here, this is done for the ensemble of LES cases on the basis of

Mixed layer turbulence properties from the second-moment closure (SMC) model using two tunings, one with (left) E6 = 7.0 and one with (right) E6 = 4.0 are compared against LES results for forcing case sets identified in HD08 as Σ1, Σ2, Σ3a, Σ3b, and Σ4. Properties compared are (top) the maximum nondimensional dissipation length scale
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Mixed layer turbulence properties from the second-moment closure (SMC) model using two tunings, one with (left) E6 = 7.0 and one with (right) E6 = 4.0 are compared against LES results for forcing case sets identified in HD08 as Σ1, Σ2, Σ3a, Σ3b, and Σ4. Properties compared are (top) the maximum nondimensional dissipation length scale
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Mixed layer turbulence properties from the second-moment closure (SMC) model using two tunings, one with (left) E6 = 7.0 and one with (right) E6 = 4.0 are compared against LES results for forcing case sets identified in HD08 as Σ1, Σ2, Σ3a, Σ3b, and Σ4. Properties compared are (top) the maximum nondimensional dissipation length scale
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Metrics of mixed layer entrainment from the second-moment closure (SMC) model using two tunings, one with (left) E6 = 7.0 and one with (right) E6 = 4.0 are compared against LES results for forcing case sets identified in HD08 as Σ1, Σ2, Σ3a, Σ3b, and Σ4. Metrics compared are (top) the
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Metrics of mixed layer entrainment from the second-moment closure (SMC) model using two tunings, one with (left) E6 = 7.0 and one with (right) E6 = 4.0 are compared against LES results for forcing case sets identified in HD08 as Σ1, Σ2, Σ3a, Σ3b, and Σ4. Metrics compared are (top) the
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Metrics of mixed layer entrainment from the second-moment closure (SMC) model using two tunings, one with (left) E6 = 7.0 and one with (right) E6 = 4.0 are compared against LES results for forcing case sets identified in HD08 as Σ1, Σ2, Σ3a, Σ3b, and Σ4. Metrics compared are (top) the
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
SMC model profiles
Profiles of SMC eddy coefficients

Mean profiles of SMC model eddy coefficients
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Mean profiles of SMC model eddy coefficients
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Mean profiles of SMC model eddy coefficients
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
The shape of the diffusivity profiles differs between the coefficients and varies with the relative penetration of Langmuir turbulence into the layer, with the order of buoyancy and momentum coefficients reverting to

Mean dissipation length scale
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Mean dissipation length scale
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Mean dissipation length scale
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Mean energy profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Mean energy profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Mean energy profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Mean vertical buoyancy flux profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Mean vertical buoyancy flux profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Mean vertical buoyancy flux profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Figure 11 demonstrates one of the major outcomes of modifications introduced into the model by the component of momentum flux down the Stokes drift gradient, most markedly by comparison with SMC results where

Mean profiles of horizontal velocity components relative to midlayer values, with (a)–(c) downwind
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Mean profiles of horizontal velocity components relative to midlayer values, with (a)–(c) downwind
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Mean profiles of horizontal velocity components relative to midlayer values, with (a)–(c) downwind
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Mean vertical kinetic energy (VKE) profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Mean vertical kinetic energy (VKE) profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Mean vertical kinetic energy (VKE) profiles
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
In Figs. 13 and 14 the equilibrium model [Eq. (17)] for the Reynolds stress tensor is evaluated to examine the self-consistency of its predictions in the context of the three example LES case steady-state solutions. The comparison in Fig. 13 of the resolved TKE components with their corresponding right side equilibrium model expressions shows that while differences for the downwind TKE component

Evaluation of the equilibrium model from LES results for the three example forcing cases (Fig. 4). Given steady-state LES profiles of the Reynolds buoyancy flux (
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Evaluation of the equilibrium model from LES results for the three example forcing cases (Fig. 4). Given steady-state LES profiles of the Reynolds buoyancy flux (
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Evaluation of the equilibrium model from LES results for the three example forcing cases (Fig. 4). Given steady-state LES profiles of the Reynolds buoyancy flux (
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Evaluation as in Fig. 13 of equilibrium model from LES results for the three example forcing cases (Fig. 4). Given steady-state LES profiles the equilibrium model predictions of momentum flux profiles (i.e., the off-diagonal Reynolds stress tensor elements) are evaluated using Eqs. (17d)–(17f) (solid) and excluding Stokes drift contributions (dot-dashed) for self-consistency in the LES solutions (dotted). (d)–(f) Vertical flux of downwind momentum also shows profile from right of Eq. (17e) with new closure constant set to
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1

Evaluation as in Fig. 13 of equilibrium model from LES results for the three example forcing cases (Fig. 4). Given steady-state LES profiles the equilibrium model predictions of momentum flux profiles (i.e., the off-diagonal Reynolds stress tensor elements) are evaluated using Eqs. (17d)–(17f) (solid) and excluding Stokes drift contributions (dot-dashed) for self-consistency in the LES solutions (dotted). (d)–(f) Vertical flux of downwind momentum also shows profile from right of Eq. (17e) with new closure constant set to
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Evaluation as in Fig. 13 of equilibrium model from LES results for the three example forcing cases (Fig. 4). Given steady-state LES profiles the equilibrium model predictions of momentum flux profiles (i.e., the off-diagonal Reynolds stress tensor elements) are evaluated using Eqs. (17d)–(17f) (solid) and excluding Stokes drift contributions (dot-dashed) for self-consistency in the LES solutions (dotted). (d)–(f) Vertical flux of downwind momentum also shows profile from right of Eq. (17e) with new closure constant set to
Citation: Journal of Physical Oceanography 43, 4; 10.1175/JPO-D-12-0105.1
Applying the same self-consistency test to the Reynolds stress tensor cross terms in Fig. 14 shows that for
On the other hand, the LES subgrid closure accounts (as in KC04) for only the additional vortex force production of subgrid TKE and does not include a subgrid momentum flux component down the Stokes gradient. The significance of this omission would increase as the ratio of subgrid to resolved TKE increases toward the surface, coincident with the discrepancy between LES and SMC Eulerian shear. As the excessive vertical momentum flux in the surface layer is similar to that component in the LES (dot-dashed in Figs. 14d–f) down the Eulerian shear, it is therefore also possible that this shear develops erroneously or excessively in the LES solutions in response to the lack of a correct subgrid momentum flux component down the Stokes drift gradient.
Other differences in the momentum fluxes suggest that several other smaller closure contributions are missing. The covariance (Figs. 14g–i) of horizontal momentum
5. Summary
A new level 2¼ second-moment closure (SMC) model was developed that extends the model of KC04 to include Langmuir turbulence effects in the algebraic Reynolds stress model (ARSM) and in the resulting stability functions and turbulent flux closure. This required adding vortex force TKE production in the ARSM, as well as the introduction of a new momentum flux component that is directed down the gradient of the Stokes drift, in addition to the conventional term down the gradient of the Eulerian momentum. Relative to KC04, the new model includes changes in the momentum flux closure [Eq. (18)] and in the response of stability functions to Stokes shear [Eq. (23)–(28)] that result directly and unequivocally from the inclusion of the CL vortex force in all components of the Reynolds stress tensor equation [Eq. (5)] that is used to derive the ARSM. Additional changes in the stability functions stem from the generalization of KC94 closure assumptions for pressure–strain and pressure–scalar correlations [Eqs. (8) and (9)] and are subject to corresponding choices in two new closure constants. Several other SMC model components were modified to conform to a suite of LES simulations for mixed layers with varying degrees of Langmuir forcing. Tuning the SMC model presents a dilemma between skill at predicting the dissipation length scale versus predicting mixed layer TKE and the entrainment rate. In general, the eddy coefficients for momentum flux due to Eulerian and Stokes shear vary independently with the relative strength of Langmuir and shear-driven turbulence because of the corresponding dependence of leading closure terms on different components of the TKE in the ARSM. Analysis of the equilibrium model using LES results suggests several closure terms are still missing, notably a pressure–strain contribution responsible for transferring vertical into crosswind TKE. The new SMC model improves the prediction of momentum profiles, reproducing a retrograde Eulerian shear in mixed layer interiors, and suggesting that downwind near-surface LES shear profiles not replicated by the SMC model may be at least partly due to missing LES subgrid flux components directed down the Stokes drift gradient.
Modifications made to the wall-damping function, to the decay of eddy coefficients below the mixed layer, and the introduction of functional dependence for
Acknowledgments
This work was supported by the National Science Foundation (OCE0850551 and OCE0934580), the Office of Naval Research (N00014-08-1-0575), and by a grant of HPC resources from the Department of Defense High Performance Computing Modernization Program.
APPENDIX
Summary of Stability Functions and SMC Model Constants































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