1. Introduction
Mixing in the ocean influences Earth’s climate through its ability to alter the ocean’s circulation and uptake and distribution of tracers such as heat, oxygen, and carbon. An increased understanding of ocean mixing, both observationally and its representation in models, is necessary to better understand and model the ocean’s influence on the climate system.
Currently climate ocean models parameterize interior ocean mixing as downgradient epineutral diffusion (along-isopycnal diffusion), with diffusion coefficient K, and dianeutral downgradient turbulent diffusion due to small-scale mixing, with diffusion coefficient D (Redi 1982; Griffies 2004). The spatial- and temporal-varying magnitudes of K and D are not easily obtained from theory. Therefore, we require empirically (observationally) based estimates to improve our understanding of K and D.
Munk (1966) provided such an estimate using an approximate balance between (vertical) ocean advection and mixing along with tracer observations to obtain a steady-state estimate of D. Munk’s study demonstrated that observed estimates of tracers can be used to obtain estimates of ocean circulation and mixing.
To obtain estimates of the structure and magnitude of the ocean circulation from observations, Stommel and Schott (1977) and Wunsch (1978) introduced inverse methods into the field of oceanography. Ever since, many inverse studies have provided observationally based estimates of circulation (Schott and Stommel 1978; Killworth 1986; Cunningham 2000; Sloyan and Rintoul 2000, 2001) of which some used the diapycnal fluxes to provide estimates for D (Ganachaud and Wunsch 2000; Lumpkin and Speer 2007). Zhang and Hogg (1992) and Zika et al. (2010a) developed an inverse method that, simultaneously, solves for the circulation and both K and D.
Ocean circulation is often represented by a volumetric streamfunction, simplifying the three-dimensional time-varying (global) ocean circulation into a two-dimensional time-averaged circulation. The streamfunction has been defined using different combinations of coordinates, both geographic and thermodynamic (Bryan et al. 1985; Döös and Webb 1994; Hirst et al. 1996; Hirst and McDougall 1998; Nycander et al. 2007). Based on an averaging technique developed by Nurser and Lee (2004), Ferrari and Ferreira (2011) have defined an advective meridional streamfunction
Recently, Groeskamp et al. (2014) showed how the total circulation in (S, T) coordinates is driven by thermohaline forcing, that is, surface freshwater and heat fluxes and salt and heat fluxes by diffusive mixing. They showed that the total circulation in (S, T) coordinates is in fact a summation of the advective thermohaline streamfunction
Calculation of
To obtain the diathermohaline streamfunction as defined by Groeskamp et al. (2014), we require both diathermal and diahaline transport. To obtain both transports we will, like Speer and Tziperman (1992) and Hieronymus et al. (2014), use salt and heat fluxes in combination with Walin’s framework to estimate water mass transformation rates in (S, T) coordinates. Here a water mass transformation is a change of the S and T properties of a water mass, which can result in along- and cross-isopycnal transport (Speer 1993; IOC et al. 2010). Speer (1993) suggested that in a steady-state ocean, the net divergence of the water mass transformation due to surface heat and freshwater fluxes, projected in (S, T) coordinates, should be balanced by mixing, thus providing constrains on mixing estimates.
In the present paper, we will merge both the Munk (1966) and Walin (1982) frameworks in (S, T) coordinates, obtaining a balance between surface forcing, mixing, and circulation. This is obtained using a two-dimensional extension into (S, T) coordinates by applying Walin’s framework to a volume bounded by a pair of isotherms and a pair of isohalines (Fig. 1). We can then provide an estimate of the diathermohaline circulation using boundary salt and heat fluxes and diffusive mixing. Representing the diathermohaline circulation by a diathermohaline streamfunction we develop the thermohaline inverse method (THIM) that can be applied to observationally based ocean hydrography and surface heat and freshwater fluxes to simultaneously obtain estimates of both
2. Diathermohaline streamfunction
This section is a summary of a derivation by Groeskamp et al. (2014) leading to an expression for the diathermohaline streamfunction
3. The diathermohaline volume transport
The diathermohaline velocity
To express the conservation equations we consider a volume ΔV, bounded by a pair of isotherms that are separated by ΔΘ (= 2δΘ) and a pair of isohalines that are separated by ΔSA (= 2δSA). The volume’s Θ ranges between Θ ± δΘ and SA ranges between SA ± δSA. As a result, ΔV = ΔV(SA ± δSA, Θ ± δΘ, t) may have any shape in (x, y, z) coordinates (Fig. 1a), but it covers a square grid in (SA, Θ) coordinates (Fig. 1b).
In Eq. (7), Fm is the boundary mass flux into ΔV due to evaporation E, precipitation P, ice melt and formation, and river runoff R. We assumed that the boundary salt flux is zero, that is, neglecting the formation of sea spray, the interchange of salt with sea ice and salt entering from the ocean boundaries. Although the total amount of salt in the ocean remains constant, the ocean’s salinity is modified by Fm (Huang 1993; Griffies 2004). The term FΘ is the net convergence of heat into ΔV due to boundary fluxes. The values Fm and FΘ can be obtained from surface freshwater and heat flux products. The terms
We will now calculate the terms on the right-hand side of Eqs. (11) and (12) in detail. In section 4, we relate
a. Boundary salt and heat fluxes
b. Diffusive salt and heat fluxes
1) Diffusive heat flux
2) Diffusive salt flux
c. Local response
4. The thermohaline inverse model
As we do not know the exact spatial and temporal distribution of K and D embedded in
For each ΔV, two unique equations can be constructed and combined in the form
5. The THIM applied to a numerical climate model
In this section, we apply the THIM to the hydrography and surface fluxes of an intermediate complexity numerical climate model’s output, where the model’s
a. The University of Victoria Climate Model
We use the final 10 yr of a 3000-yr spinup simulation of the University of Victoria Climate Model (UVIC). This model is an intermediate complexity climate model with horizontal resolution of 1.8° latitude by 3.6° longitude grid spacing, 19 vertical levels, and a 2D energy balance atmosphere (Sijp et al. 2006; the case referred to as GM). The ocean model is the Geophysical Fluid Dynamics Laboratory Modular Ocean Model, version 2.2 (MOM2), using the Boussinesq approximation (ρ ≈ ρ0 = 1035 kg m−3) and a constant heat capacity (cp = 4000 J K−1 kg−1) with the rigid-lid approximations applied, and the surface freshwater fluxes are modeled by way of an equivalent salt flux (kg m−2 s−1) (Pacanowski 1996). The model conserves heat and salt by conserving potential temperature θ (°C) and Practical Salinity SP. We use monthly averaged SP and θ.
b. Formulating the THIM for UVIC
To obtain the time-averaged net convergence of salt and heat in (SP, θ) coordinates we (i) sum
Writing Eqs. (41) and (42) for each grid leads to a set of equations that can be written in the form
c. The a priori constraints
To provide a physically realistic estimate of x using the THIM, we need to include boundary conditions and specify x0, σx, and σe. We have omitted equations for which both
1) Row weighting
2) Column weighting
We will allow for a standard error of 25% of the expected values for K and D. This leads to
To obtain an approximation of the structure of
d. The solution
6. Results and discussion
In this section, we discuss the skill of the THIM by comparing the UVIC model’s variables with the inverse estimates. For a detailed physical interpretation of the circulation cells of
a. The forcing terms
The surface salt flux binned in (SP, θ) coordinates shows a diahaline transport in the direction of higher-salinity values for salty water and in the direction of lower-salinity values for freshwater (Fig. 2). A similar feature is observed for the surface heat flux binned in (SP, θ) coordinates, which show diathermal transport in the direction of higher temperatures for fluid parcels with high temperatures and in the direction of lower temperatures for fluid parcels with low temperatures (Fig. 3). Hence, both the surface salt and heat fluxes lead to divergence of volume in (SP, θ) coordinates. The surface divergence is balanced by convergence of volume in (SP, θ) coordinates due to both the eddy and turbulent diffusive transport terms for salt and heat (Figs. 2, 3). Note that the local term is very small compared to the surface and diffusive terms, and the trend term is statistically insignificant for this particular model within the 95% confidence level of the Student’s t test (Groeskamp et al. 2014). Hence, the inverse method balances surface fluxes, mixing (of which the diffusion coefficients are estimated), and advection (represented by the diathermohaline streamfunction).
Sources of errors or variations in the inverse estimates, apart from weighting coefficients, are numerical diffusion and limits on the temporal and spatial resolution. The latter leads to averaging and rounding errors of the ocean’s hydrography and surface fluxes and results in unresolved fluxes at the sea surface and unresolved flux divergence in the ocean interior. For example, unresolved fluxes with periods less than a month may occur because we have used monthly averaged values. Such fluxes are expected to have the largest influence on circulations that occur near the surface, as heat and salt fluxes are expected to vary at the surface on time scales shorter than a month. The numerical diffusion and unresolved fluxes lead to
b. The solution range
We first discuss the range of solutions and then discuss the results for the optimal solution, indicated by a black dot (Fig. 5). When
As
The optimal solution selected according to section 5d gives
c. The inverse estimate
For the optimal solution,
The difference
The fact that the standard deviation for x obtained from
d. Putting the THIM in perspective
Most inverse (box) models are designed with a focus on estimating the absolute velocity vector only. Currently inverse methods are one of few methods by which one is able to provide an estimate of mixing from observations. Inverse box methods that also estimate D often contain unknowns at the boundaries that require both dynamical constrains and conservation statements, increasing the complexity of the system and sensitivity to prior estimates [Sloyan and Rintoul (2000, 2001), among many others]. The THIM uses boxes bounded using two pairs of tracer surfaces, analyzed in tracer coordinates, rather than Cartesian coordinates. This reduces the complexity of the system to a set of simple tracer conservation equations. The global application of the THIM leads to strong constrains on the solution, as confirmed by the small error calculated using
Groeskamp et al. (2014) showed that
This study has shown that premultiplying the turbulent diffusive terms with a structure function is an appropriate method to reduce the number of unknown diffusion coefficients, while allowing for its spatial variation. When applying the THIM to observations, such structure functions can be applied to reduce the number of unknowns required to capture the spatial and temporal variation of K and D. When the THIM is applied to observations, choosing SA and Θ as tracer coordinates utilizes the extensive observational coverage of these tracers, reducing uncertainties in the solution. We therefore believe that the THIM has the potential to obtain well constrained global estimates of spatially- and temporally-varying values of K and D.
7. Conclusions
We have presented the thermohaline inverse method (THIM), which estimates the diathermohaline streamfunction
We have tested the THIM using a model’s hydrography and surface fluxes and compared the inverse estimate of K, D, and
Acknowledgments
SG was supported by the joint CSIRO–University of Tasmania program in quantitative marine science (QMS) and the CSIRO Wealth from Ocean flagship and through the Office of the Chief Executive (OCE) Science Team Postgraduate Scholarship Program. BMS was supported by the Australian Climate Change Science Program, jointly funded by the Department of the Environment and CSIRO. JDZ is supported by the U.K. National Environment Research Council. We thank Louise Bell for preparing some of the figures.
We thank Daniele Iudicone, Gurvan Madec, Nathan Bindoff, and Paul Barker for valuable discussions. We are grateful for the helpful comments of Johan Nilsson and two anonymous reviewers.
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